- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist - Control Room Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Charlotte, North Carolina;Chicago, Illinois **Job Description:** **At Bank of America, we are guided by a ... Operational Risk , is looking for a Compliance and Operational Risk Specialist to provide second-line oversight of NFRR for the America's (AMRS)… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist - Credit Risk Charlotte, North Carolina;Dallas, Texas; Newark, Delaware; Plano, Texas **Job Description:** ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Charlotte, NC)
- …Process Management The NFRR Enterprise Area of Coverage (NFRR EAC) Compliance & Operational Risk (C&OR) Specialist is an individual contributor member of ... EAC Compliance & Op Risk Specialist...EAC Compliance & Op Risk Specialist Pennington, New Jersey;Charlotte, North...the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and… more
- Bank of America (Charlotte, NC)
- …Join us! **Job Description:** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique ... Sanctions Risk Specialist Charlotte, North Carolina;Dallas, Texas;...issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is… more
- Wells Fargo (Charlotte, NC)
- …third party performance and compliance issues, and/or escalate the issue, per the Operational Risk and Compliance Escalation policy + Third Party Risk ... this role:** Wells Fargo is seeking a Business Accountability Specialist - Third Party Risk Primary Business...compliance issues, and/or escalate the issue, per the Operational Risk and Compliance Escalation… more
- TD Bank (Charlotte, NC)
- …remediation activities + Provide support and consulting in preparation for Operational Risk Management assessments and in composing management responses ... Risk Management, Governance and Oversight Framework. The Information Security Specialist , AIVM Risk Assurance, supports definition, development and/or… more
- Bank of America (Charlotte, NC)
- …ability to recognize all risk categories including credit, market, operational , and compliance . Responsibilities: + Assists with quality assurance activities ... Risk Management Sr Specialist Charlotte, North...Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours… more
- Truist (Charlotte, NC)
- …monitoring and reporting of technology risk and other related risks (eg, operational , compliance ) within Enterprise Technology. 2. Serve as a subject matter ... teams and internal partners. 5. Review and challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and audit… more
- Truist (Charlotte, NC)
- …monitoring and reporting of technology risk and other related risks (eg, operational , compliance ) within Enterprise Technology. 2. Serve as a subject matter ... partners across the organization. 5. Review and challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and… more
- Wells Fargo (Charlotte, NC)
- …teams including, but not limited to, Operational Risk Foundational Programs (ORFP), operational risk specialist / risk type teams (RTTs) teams, ... **About this role:** Wells Fargo is seeking an Operational Risk Director within the Consumer,...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Wells Fargo (Charlotte, NC)
- …for their respective Risk Assessable Units (RAUs). In addition, this Senior Compliance Specialist may engage with Compliance Program teams and the ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Compliance Specialist in Corporate Risk as part of Consumer Lending Compliance . Learn more about the career ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of risk management, business controls, quality assurance, business operations, compliance , or process experience, or equivalent demonstrated through one or a… more
- Bank of America (Charlotte, NC)
- … Management Standards. The GFC Specialist assists in engaging other Compliance and Operational Risk ("C&OR") officers, including horizontal coverage ... and operational risks in alignment with the Compliance and Operational Risk Management...management of processes unique to economic sanctions. The Sanctions Risk Specialist is a function within GES… more
- Bank of America (Charlotte, NC)
- …and enterprise level. The GFC Specialist assists in engaging other Compliance and Operational Risk ("C&OR") officers, including horizontal coverage ... and operational risks in alignment with the Compliance and Operational Risk Management...Compliance - Enterprise Policies ("GC Policy"). The GFC Specialist contributes to the identification of themes and trends… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Financial Crimes Specialist in Financial Crimes Risk Management...management. Required Qualifications: + 2+ years of Financial Crimes, Operational Risk , Fraud, Sanctions, Anti-Bribery, Corruption experience,… more
- Bank of America (Charlotte, NC)
- …automation viability, accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line ... Sampling & Test Development Specialist II Charlotte, North Carolina **Job Description:** At...a team in support of coverage needs identified by Compliance and Operational Risk officers… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... that support business strategies making decisions on matters with financial impact and risk + The Senior Securities Operations Specialist will own the End… more
- Bank of America (Charlotte, NC)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... Global Financial Crimes Specialist (Quality Control) Charlotte, North Carolina;Tampa, Florida; Pennington,...and operational risks in alignment with the Compliance and Operational Risk Management… more