- USAA (Charlotte, NC)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing (ECORT)Analyst Lead-CFO to work a hybrid ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + Expert knowledge of… more
- USAA (Charlotte, NC)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Charlotte, NC)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under the ... papers to support conclusions. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Analyst...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Active ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... This job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (Charlotte, NC)
- Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York; Chicago, Illinois; Plano, Texas **Job Description:** ... is a global team of subject-matter experts responsible for Compliance & Operational Risk coverage...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Desired Skills** : + In depth knowledge of… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Technology. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function,… more
- Bank of America (Charlotte, NC)
- … Lead to join our team to support Global Compliance Operational Risk (GCOR) Chief Financial Officer (CFO) group testing portfolio. This role is integral ... to source testing data, and collaborating with Compliance and Operational Risk officers...Quality Testing Lead works closely with Global Compliance Operational Risk (GCOR), teammates… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking an Executive Director, Operational Risk Senior Lead Officer, in the...enterprise. Our ideal candidate has a background in software engineering/ testing and risk management. **In this role,… more
- US Bank (Charlotte, NC)
- …a part of the build and implementation of Independent Risk Review and Assessment's operational risk testing program. Operational Risk Management ... and stress testing across the Company. The Operational Risk Review (ORR) Analyst ("Analyst") is...responsibilities include working with the business lines and other Risk , Compliance , and Audit professionals across the… more
- US Bank (Charlotte, NC)
- …a part of the build and implementation of Independent Risk Review and Assessment's operational risk testing program. Operational Risk Management ... and stress testing across the Company. The Operational Risk Review (ORR) Technology Lead Analyst...include working with the business lines and other Technology, Risk , Compliance , and Audit professionals across the… more
- Wells Fargo (Charlotte, NC)
- …Risk & Control Assessments, Risk Measurement, Issue Management, Operational Risk Events, Scenario Analysis & Stress Testing , Testing & Monitoring) ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- US Bank (Charlotte, NC)
- …Issues sources include First, Second and Third Lines of Defense. The Payments Risk and Compliance Issue Management Lead is responsible for facilitating the ... a focus on outcomes. + Collaborate with Business Leaders, Business SME's, Control, Compliance , Ops Risk , Legal, and other partners to document Self-Identified… more
- Deloitte (Charlotte, NC)
- …prioritize business, operational , regulatory, and technology risks as well as risk mitigation strategies for our clients + Understand the impact of key ... complex ideas clearly and persuasively across a variety of strategic, operational , technological, and risk management matters. Required Qualifications +… more
- Bank of America (Charlotte, NC)
- …Join us! **Job Description:** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique ... issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is an individual contributor within the Sanctions… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... controls to identify gaps and prevent, correct, and detect operational risk issues + Possess strong communications...controls (example: IAM), Model risks, Third party risks, Regulatory compliance , etc. + Direct experience executing the Risk… more
- USAA (Charlotte, NC)
- …trends required. + Strong knowledge of industry-related regulatory requirements, and operational risk concepts. + Demonstrated ability to successfully navigate ... system/process improvements. + Partners with Senior Leaders in Audit, Compliance and Risk Management to provide input...a team of professionals who perform overall assessments of operational risks and controls, and conduct testing … more
- Bank of America (Charlotte, NC)
- …for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ... + Minimum 3+ years of experience in the Audit, Compliance , or Risk function of a large...Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk Management… more