- Wells Fargo (Charlotte, NC)
- … Compliance Officer to support the business aligned compliance functions on the Fixed Income Sales & Trading Compliance Team. This role within the Fixed Income ... Sales & Trading Compliance Team is the...are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more
- Truist (Charlotte, NC)
- …Front Office systems and General Ledger. 6. Provide analytical support to the Front Office Sales and Trading teams. 7. Escalate material P&L events and risks to ... managing daily profit and loss reporting, price verification and trading activity for the CIB (Corporate & Investment Bank)...accurately captured and processed through the risk systems. 5. Lead reconciliation of the P&L and balance sheet across… more
- Bank of America (Charlotte, NC)
- …a daily basis. Work with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk, and Enterprise Capital ... risk controls of our data processes and systems. Participate in and lead user acceptance testing of data control processes. Understand existing risk systems,… more
- US Bank (Charlotte, NC)
- …and trade confirmations. + Partner with and work with various partners within banking, trading , risk and operations + Lead and mentor junior analysts/interns + ... The Commodity Derivatives Analyst or Associate works closely with the commodities sales team to demonstrate and design derivative pricing, valuation and risk… more
- Deloitte (Charlotte, NC)
- … sales opportunities, including the creation of external-facing industry perspectives, lead generation materials, or sales proposals + Produce quality work ... Strong oral and written communication skills, including the ability to support or lead business proposal development and sales presentations + Ability to travel… more
- Wells Fargo (Charlotte, NC)
- …production support and maintenance of FICC (Fixed Income, Currencies, and Commodities) sales and trading applications. The position is responsible for the ... environment and manage multiple priorities. **In this role, you will:** + Lead or participate in managing all installed systems and infrastructure, moderately… more
- CBRE (Charlotte, NC)
- …policies and procedures. + Maintain corporate calendar. + Assist with insider trading compliance program oversight. + Assist with credit agreements and ... legal counsel and guidance to managers, business leaders and sales professionals relating to the Company's business activities. +...with those at various levels within the organization. + Lead by example and model behaviors that are consistent… more