- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Job Description:** The ** Exam Manager ** provides oversight and leadership to support the AMCB 1B ... Audit & Exam Center of Excellence's execution...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Deloitte (Charlotte, NC)
- …offer guidance throughout the course of the internship. The counselor, typically a manager or senior manager , offers career guidance and feedback. The onboarding ... you will have the required credit hours to sit for the CPA exam , upon graduation + Strong academic performance with extracurricular activities + Limited immigration… more
- Truist (Charlotte, NC)
- …7. Support the business and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business unit's ... for the Governance and Controls Officer with senior leadership, committee presentations, audit or regulators. Following is a summary of the essential functions for… more
- Truist (Charlotte, NC)
- …responsible for driving key risk governance and reporting activities including exam management, data analytics and risk aggregation, risk reporting, and special ... reporting and activities, inclusive of quarterly monitoring preparation and materials, exam preparation with materials development and meeting prep, and responding… more
- Bank of America (Charlotte, NC)
- …inspecting and appropriately delegating team work. **Required Qualifications:** + Experience in Audit , Exam management or similar Business Controls activities. + ... Sr Operations Control Manager - Global Operations Charlotte, North Carolina **Job...number of concurrent Corporate Audits, Regulatory Exams, and Internal Audit issues. With the high number of Compliance related… more
- Truist (Charlotte, NC)
- …7. Support the business and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business unit's ... the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of...change). 6. Provide oversight and support for open risk, audit and regulatory issues. Evaluate the root cause, the… more
- Regions Bank (Charlotte, NC)
- …of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, second, or third line of defense risk management ... typically reports directly to the Business Unit Compliance Group Manager , the Head of a Division or a specialized...and eight (8) years experience in compliance, quality assurance/control, audit or other related compliance function specific to a… more
- Deloitte (Charlotte, NC)
- …review, and state tax controversy. What you'll do As an Unclaimed Property Tax Manager within the Multistate Tax Services group, you will provide tax consulting and ... Assist multi-state companies with state unclaimed property matters including audit defense, voluntary compliance, annual reporting, developing policies and… more
- City National Bank (Charlotte, NC)
- ** MANAGER IT RISK STRATEGY** **WHAT IS THE OPPORTUNITY?** The Risk Strategy Manager will serve as trusted advisor, confidential thought partner, and act as ... sounding board to the Executive, Head of Technology Risk Manager (HTRM). The function will be integral in developing IT Risk Manager 's function strategy eg… more
- Regions Bank (Charlotte, NC)
- …section of the system. **Job Description:** At Regions, the Business Unit Compliance Manager leads a team of first line of defense risk management experts that ... line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn additional systems… more
- Bank of America (Charlotte, NC)
- …requirements and guide clients as needed to comply + Represent Outreach on exam / audit /regulatory management from a FLU perspective, where needed + Adhere to ... Client Outreach Director Manager Charlotte, North Carolina;Miami, Florida; Fort Worth, Texas **Job Description:** **The Function** The Client Outreach team are the… more
- Truist (Charlotte, NC)
- …the following job description:** Indirect Consumer Governance & Quality Assurance Manager position to provide leadership and support for operational governance in ... guide structure for build out and adherence to CFPB Exam Request for DFS & RAC Product Refunds and...of policies, procedures and controls meeting regulatory, legal and audit requirements. 8. Foster a results-oriented team that continuously… more
- Bank of America (Charlotte, NC)
- …to make a difference. Join us! **Job Description:** Working with Portfolio Manager (s), establish and execute a risk based coverage plan for specific portfolio(s). ... agencies. The Portfolio Specialist works together with the Credit Review Portfolio Manager (s) to establish and execute a risk-based coverage plan for a specific… more
- TD Bank (Charlotte, NC)
- …management in delivery of initiatives related to risk assessment, internal/external exam support, etc. Department Overview: Financial Crime Risk Management (FCRM) ... of new or expanded products/services, manages remediation of regulatory and internal audit issues, and maintains standards and procedures related to FCRM risk… more
- TD Bank (Charlotte, NC)
- …supports management in delivery of initiatives related to risk assessment, internal/external exam support, etc. The primary responsibility of the FCRM Customer Risk ... also responsible for working with cross-functional teams (Compliance, Technology, Business, Audit , Model Risk Management) to ensure accurate implementation of the… more
- TD Bank (Charlotte, NC)
- …LOBs, other control functions to meet regulatory expectation. + Supports any regulator exam , audit , or other relevant control execution and review of the ... you succeed. You'll have regular career, development, and performance conversations with your manager , as well as access to an online learning platform and a variety… more
- Truist (Charlotte, NC)
- …Dodd-Frank, The Fair and Accurate Credit Transactions Act (FACTA)) and of internal audit and the regulatory exam process 4. Highly effective consultative leader ... Able to work all hours scheduled, including overtime as directed by manager /supervisor and required by business need. **Travel** Minimal and up to 10%… more