- SMBC (Charlotte, NC)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- SMBC (Charlotte, NC)
- …professionally with executives, managers, and subject matter experts. - Knowledge of financial operations and planning, controls management, MIS, data management ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...time to market, and help successfully deliver on the regulatory commitments. The plan is to build the platform… more
- SMBC (Charlotte, NC)
- …initiatives. Governance & Compliance + Ensure adherence to enterprise governance standards, regulatory requirements, and financial controls . + Support audit ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...are seeking a highly skilled and experienced Technical Portfolio Manager / Release Train Engineer (RTE) to build, lead… more
- ALBEMARLE (Charlotte, NC)
- …our customers and the planet. **Job Description** **Job Title:** Manager , Enterprise Procurement Risk Management **Department:** Global Procurement **Reports To:** ... Logistics Procurement and Enterprise Procurement Risk Management **SUMMARY** **The Manager , Enterprise Procurement Risk Management (EPRM) is responsible for… more
- TD Bank (Charlotte, NC)
- …guidance and works closely with various stakeholders and team members as required. The Financial Controls team is a newly established function within the AMCB ... objective is to proactively manage, monitor, and enhance the effectiveness of financial controls , ensuring accuracy, compliance, and risk mitigation across the… more
- TD Bank (Charlotte, NC)
- …team. The successful candidate will have a strong background in IT Audit, regulatory assurance testing, and control effectiveness testing. You will be ... responsible for ensuring our organization's adherence to regulatory requirements, identifying potential risks, and ensuring ...effective in mitigating risk. **Depth & Scope:** + Performs Regulatory Assurance and Quality Control reviews of… more
- Truist (Charlotte, NC)
- …laws, rules, regulations, and risk management standards (eg, Federal Financial Institutions Examination Council (FFIEC), Control Objectives for ... a Senior role and key contributor to the Truist second line-of-defense (LoD2) Regulatory reporting and data testing team (RDT) team reporting to the Enterprise Data… more
- First Horizon Bank (Charlotte, NC)
- …site in Memphis, TN or Charlotte, NC. **Summary:** The Business Risk and Controls Manager supports the Marketing and Product Management organization. This role ... defense and is responsible for managing the risk and control framework for product and marketing within the bank....ensure the bank's safety, soundness, and adherence to all regulatory requirements. The role works directly with the second… more
- TD Bank (Charlotte, NC)
- …typically oversees standards, controls and operating methods that have significant regulatory , financial and operational impact within the context of their ... operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical… more
- Truist (Charlotte, NC)
- …changes, regulatory requirements and business environment which may impact controls within the regulatory reporting production framework. 2. Participate/lead ... and testing for specific risk programs. 5. Foster relationships between Senior Financial Management leaders, peers, the regulatory reporting production team and… more
- Huntington National Bank (Charlotte, NC)
- … position is a highly visible and impactful position working on Huntington's regulatory financial filings. The primary responsibility will be to work across ... the regulatory reporting process and execution of appropriate review controls . . Identifies, articulates, and coordinates regulatory reporting issues with… more
- Huntington National Bank (Charlotte, NC)
- … Reporting Capital Manager position is a highly visible and impactful financial reporting position working on Huntington's regulatory filings with a focus on ... for the regulatory reporting process and execution of appropriate review controls . . Identifies, articulates and coordinates regulatory reporting issues with… more
- TD Bank (Charlotte, NC)
- …of experience **Preferred Qualifications:** + 12+ years of experience in financial contingency planning, liquidity/capital management, regulatory , risk, legal or ... in a financial institution. + 7+ years of experience in regulatory compliance, conducting regulatory change impact assessments and participating in industry… more
- TD Bank (Charlotte, NC)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- TD Bank (Charlotte, NC)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory… more
- Bank of America (Charlotte, NC)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25044238) **Job Description:** At Bank of America,… more
- Bank of America (Charlotte, NC)
- Financial Crimes Manager - Crypto / Digital Assets Charlotte, North Carolina;Jacksonville, Florida; Dallas, Texas; Chicago, Illinois; Atlanta, Georgia **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Financial -Crimes- Manager Crypto Digital-Assets\_25032650-2) **Job Description:** At Bank… more
- Truist (Charlotte, NC)
- …training to business management, production teams and data providers on process, risks, controls , and control testing. 14. Assist production teams in defining ... and documenting business process inventory, including process maps with control points documented. Manage Regulatory Reporting Governance Senior Analysts and… more
- Bank of America (Charlotte, NC)
- …services industry, financial crimes, risk management, AML compliance, regulatory compliance, investigations, operational risk management, business controls , ... Global Financial Crimes Manager - Global Banking...role will be responsible for identifying and assessing inherent financial crimes risk and controls associated with… more
- USAA (Charlotte, NC)
- …detailed Process Walkthroughs & Documentation with first-line teams and assess control operational effectiveness. The capacity to apply Regulatory Guidance ... Experience in IT General Controls (ITGC) Testing alongside operational controls . Prior experience within large, highly regulated financial institutions is… more
