- Deloitte (Charlotte, NC)
- …laws and regulations + Provide strategic guidance and technical assistance for audit preparation and remediation efforts (eg, develop integrated enterprise ... + Consulting experience in any of the following areas: business process improvement , financial management policies and procedures, financial system… more
- Deloitte (Charlotte, NC)
- … statement audits and/or auditability assessments. + Knowledge of Financial Improvement and Audit Remediation (FIAR), Sarbanes-Oxley Section 404 or ... laws and regulations. + Provide strategic guidance and technical assistance for audit preparation and remediation efforts (eg, develop integrated enterprise… more
- Truist (Charlotte, NC)
- …execution of risk program requirements. Execute, facilitate and/or monitor execution of Audit & Regulatory Program requirements within CCS. Provide risk advice and ... and report risks for CCS. Identify and opine on remediation to address weaknesses related to inadequate or failed...in the development and support of the Regulatory & Audit program including guiding the requirements review through partnership… more
- Wells Fargo (Charlotte, NC)
- …including segregation of duties, configurations, and interfaces + Experience partnering with financial and IT audit teams on integrated audits + Experience ... **About this role:** Wells Fargo is seeking a Senior Financial Controls Analyst within the Enterprise COSO testing team. The Enterprise Finance function contains the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Financial Controls Analyst to support our Technology ITAC team. This team supports the firm's maintenance of an ... by performing testing of information technology (IT) automated internal controls over financial and regulatory reporting that are designed to meet regulatory and… more
- Wells Fargo (Charlotte, NC)
- …all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer to join the AML Emerging Risk and Product Risk group within ... Financial Crimes Risk Management. Learn more about the career...effective manner. + Identify opportunities and strategies for process improvement and risk control development. + Balance risk in… more
- PNC (Charlotte, NC)
- …all work to recommend closure of regulatory MRAs (Matter Requiring Attention) and audit issues. This will involve creating the remediation testing plan, deep ... company's success. As a Quantitative Analytics/Modeling Consultant Sr. within PNC's Internal Audit organization, you can be based in Pittsburgh, PA; Cleveland, OH;… more
- CH Robinson (Charlotte, NC)
- …. Identify and assess IT risks and controls and provide recommendations for improvement . Prepare clear and concise audit workpapers, reports, and findings, ... other stakeholders . Follow up on the implementation of audit recommendations and monitor the effectiveness of remediation...foundation of our business, and our benefits support your financial , family and personal goals. We provide the top-tier… more
- Xylem (Charlotte, NC)
- …unit finance leads to help close gaps identified via internal & external audit Reviews. Track findings and documentation addressing remediation . + Cultivate ... through innovative and sustainable solutions. **The Role** **:** Responsible for leading financial compliance and the maintenance of a strong control environment for… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run ... families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working… more
- Bank of America (Charlotte, NC)
- …clients as part of meeting Know Your Client (KYC) periodic refresh and remediation requirements. We work in close collaboration with Global Corporate and Investment ... Diligence (CDD) documentation collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and develops client connections,… more
- Truist (Charlotte, NC)
- …and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Candidate will have proven experience with Cloud Architecture, Operations and Development and… more
- Truist (Charlotte, NC)
- …and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Candidate will have proven experience with Technology Engineering and/or Technology Operations and… more
- Wells Fargo (Charlotte, NC)
- …Controls assessment (RCSA), Controls design, effectiveness & testing, issue management, audit and exam management, risk models and data analysis, operational risk ... management, and guidance on procedures, process improvement , quality assurance & regulatory program management. This role will also focus on developing consistent… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run ... families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working… more
- Truist (Charlotte, NC)
- …correlate and report risks for assigned Business Unit. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . + Provide risk advice and serve as risk...Matter Expert (SME) to the Finance Organization to include Financial Reporting, Accounting, and Tax, across all risk types… more
- Truist (Charlotte, NC)
- …and client availability. + Lead Issue Validation and assessment of the remediation efforts to confirm adequate resolution. Aggregate, report and communicate risk ... Specific activities may change from time to time. 1. Participate in issue remediation planning providing feedback for successful closure. 2. Participate in audit … more
- Truist (Charlotte, NC)
- …and report risks for the Finance Organization. Identify and opine on remediation to address weaknesses related to inadequate or failed processes, people, and ... systems, or external events and ensure effective remediation . Following is a summary of the essential functions...and regulatory requirements. + Foster a spirit of continuous improvement and offer recommendations to refine and/or enhance The… more
- USAA (Charlotte, NC)
- …that really matters. At USAA, we have an important mission: facilitating the financial security of millions of US military members and their families. Not all ... Compliance products with a primary focus on risk identification and timely remediation management, using standardized business processes and tools. We offer a… more
- Wells Fargo (Charlotte, NC)
- …contributors Subject Matter Experts (SMEs) + Identify opportunities for process improvement and risk control development by overseeing execution of all activities ... Engage and influence business heads, regulators, control management, risk, legal, and audit partners to successfully ensure appropriate management of business risk +… more