- Wells Fargo (Charlotte, NC)
- …areas and lines of business at wellsfargojobs.com **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Wealth and ... operations, and provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams + Support Wells… more
- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer supporting our Consumer Lending group. ... lead a team of assessors that perform evidence-based control evaluations, and other activities as needed. Control... processes **Required Qualifications:** + 5+ years of Risk Management or Control Management experience,… more
- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer Military Apprentice to join Technology ... for COO Control Management Group. This first line control ... Self-Assessment activities. In this role, you will: + Lead complex initiatives including those that are cross-functional with… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn ... controls according to standards and other applicable policies. Senior Lead Independent Testing Officer to support the...maintain, and provide testing and issue validation schedule to management and stakeholders. + Perform Risk & Control… more
- Wells Fargo (Charlotte, NC)
- …operations and provide guidance in developing and implementing risk-mitigating strategies. + Lead Control Management projects or virtual teams. **Required ... today. **About this role:** Wells Fargo is seeking a Control Officer to join our Corporate &...evaluating, and measuring the impact of decisions practiced in Control Management functional area. + Monitor moderately… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the Home Lending Originations Compliance team. Learn more about the career areas ... and lines of business at wellsfargojobs.com The Lead Compliance Officer will support and provide...Marketing business knowledge * Understanding of banking risk and control systems and issue management processes *… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in **Corporate Risk as part of Strategy, Digital and Innovation (SDI) Compliance** . ... Innovation (SDI) Compliance team works closely with our front-line business and control partners to **drive implementation** of the Wells Fargo Compliance Program… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to support the business aligned compliance functions on the Fixed Income Sales & ... Fixed Income Sales & Trading Compliance Team is the Business Aligned Compliance Officer (BACO) for the Structured Products Group Sales & Trading Business. The BACO… more
- Truist (Charlotte, NC)
- …(Funding Valuation Adjustment). 7. Must possess knowledge of accounting policies, risk management and control processes. 8. Self-starter, capable of operating ... States of America) **Please review the following job description:** Corporate Product Control (CPC) team is primarily responsible for managing daily profit and loss… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer as part of the Compliance team for the Consumer, Small and Business Banking Marketing ... organization. This role, as part of Independent Risk Management , will support execution of the Compliance Program Framework. **In this role, you will:** + Provide… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo Reputation Risk Oversight (RRO) is seeking a Lead Enterprise Risk Officer to join their team. Learn more about the career areas ... indicators that provide clear and relevant information to senior management and board members on the state of reputation...to reputation risk reporting for the Enterprise Risk and Control Committee and Risk Committee of the Board. +… more
- Truist (Charlotte, NC)
- …to influence the industry build of the tech risk functions; 4. Targeted control testing- lead execution of independent second line testing / evaluations ... maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management ,...management , as well as regulatory agencies; 14. Talent Management - Lead , manage and develop teammates… more
- Truist (Charlotte, NC)
- …Governance and Controls Office (GCO) Leadership, Business Unit Chief Risk Officer (BUCRO) Leadership, RTOs, RPOs, Working Groups, Management Committees ... Sales Practices Risk - Enterprise Complaints Governance & Oversight - Risk and Control Self-Assessment (RCSA) - Capital Risk Management - Enterprise Data Risk… more
- City National Bank (Charlotte, NC)
- **BSA/AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer ("AML ... + Lead assigned AML/BSA Team with responsibility for Wealth Management Subsidiaries. + Regular review of major AML enforcement actions, public statements… more
- Truist (Charlotte, NC)
- …and product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage ... and BUCRO IIs are likely to have more risk management experience. Following is a summary of the essential...risk types. 5. Monitor the Business Unit risk and control framework for adequate design, documentation, and effectiveness in… more
- Bank of America (Charlotte, NC)
- Chief Operating Officer - Audit Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia; Boston, Massachusetts; Wilmington, Delaware; Providence, Rhode ... within Corporate Audit and executing on personnel, communication, and expense management activities. Key responsibilities include planning and developing the audit… more
- Honeywell (Charlotte, NC)
- As a Sr Export Compliance Officer (IT Lead ) here at Honeywell you support the Export Compliance team responsible for IT operations and will report to a Sr. ... SBG plays a crucial role in the overall strategic direction and management of Honeywell's corporate functions and operations, supporting the company's business… more
- Dentsply Sirona (Charlotte, NC)
- …oral health worldwide. We are looking for an experienced and talented **Chief Accounting Officer (CAO)** to join our team. The CAO will be responsible for leading ... Strategies. + Manages the company's worldwide accounting activities, internal control processes, internal and external financial reporting, and accounting policies.… more
- Truist (Charlotte, NC)
- …of Capital Markets business units such as electronic communication surveillance, control room surveillance, and sales and trading surveillance to detect issues ... concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with the Enterprise… more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management and regulators with respect to ... of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance … more