- Wells Fargo (Charlotte, NC)
- …with us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer for Corporate Risk Control team ... Internal Control Policy (ICP) requirements, and Quality Control and Quality Assurance. This Officer will...evaluating, and measuring the impact of decisions practiced in Control Management functional area + Monitor moderately… more
- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer . This position is within the Investment ... operations, and provide guidance in developing and implementing risk-mitigating strategies. + Lead Control Management project or virtual teams. **Required… more
- Wells Fargo (Charlotte, NC)
- …and lines of business at wellsfargojobs.com **About this role:** Wells Fargo is seeking a Lead Control Management Officer . The Wells Fargo Business ... provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams **Required Qualifications:**… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Commercial Banking Compliance.** Learn more about ... and business divisions at wellsfargojobs.com . As the Senior Lead Compliance Officer , you will be responsible...Commercial Banking Products Group and Client Strategy & Capital Management that also rely on the BHCA, MBA, or… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Lead Credit Risk Officer within the Home Lending Originations Risk organization as part of Corporate Risk. Learn more about the career ... areas and lines of business at wellsfargojobs.com . The Lead Credit Risk Officer will lead...position uses subject matter knowledge to advise front line management regarding performance, emerging risks, and business conformity with… more
- Wells Fargo (Charlotte, NC)
- …solid understanding of risk management framework and the risk and control environment that influence and lead enterprise testing to meet deliverables ... **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within the Independent Testing & Validation (IT&V) group as part of Corporate… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead ** **Compliance Officer ** in Corporate Risk as part of **Investment Solutions - Product and Advisory ... and business divisions at wellsfargojobs.com . As the Senior Lead Compliance Officer , you will provide compliance...levels of the organization + Experience supporting Risk and Control Self-Assessment (RCSA), issue management processes, or… more
- Wells Fargo (Charlotte, NC)
- …work experience, training, military experience, education **Desired Qualifications:** + Strong control management , project management and/or process ... **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer in Consumer...forward-looking in-depth analysis. Consumer Credit is the independent risk management team responsible for providing credit oversight and credible… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo Reputation Risk Oversight (RRO) is seeking a Lead Enterprise Risk Officer to join their team. Learn more about the career areas ... indicators that provide clear and relevant information to senior management and board members on the state of reputation...to reputation risk reporting for the Enterprise Risk and Control Committee and Risk Committee of the Board. +… more
- Truist (Charlotte, NC)
- …to influence the industry build of the tech risk functions; 4. Targeted control testing- lead execution of independent second line testing / evaluations ... maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management ,...management , as well as regulatory agencies; 14. Talent Management - Lead , manage and develop teammates… more
- Truist (Charlotte, NC)
- …Governance and Controls Office (GCO) Leadership, Business Unit Chief Risk Officer (BUCRO) Leadership, RTOs, RPOs, Working Groups, Management Committees ... review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader...- Enterprise Complaints Governance & Oversight - Risk and Control Self-Assessment (RCSA) - Capital Risk Management … more
- City National Bank (Charlotte, NC)
- **BSA/AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer ("AML ... + Lead assigned AML/BSA Team with responsibility for Wealth Management Subsidiaries. + Regular review of major AML enforcement actions, public statements… more
- Truist (Charlotte, NC)
- …and product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage ... and BUCRO IIs are likely to have more risk management experience. Following is a summary of the essential...risk types. 5. Monitor the Business Unit risk and control framework for adequate design, documentation, and effectiveness in… more
- Truist (Charlotte, NC)
- …of Capital Markets business units such as electronic communication surveillance, control room surveillance, and sales and trading surveillance to detect issues ... concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with the Enterprise… more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management and regulators with respect to ... of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance … more
- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** Lead the implementation and direct an effective compliance risk management ... 3. Developing sufficient internal controls to promote an effective compliance control environment 4. Performing periodic risk assessments of business and operational… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Business Execution Consultant to join the Legal Third Party Risk Management team. The team's overall primary ... security, and financial risk. We are seeking a dynamic individual to lead strategic initiatives critical to our organizational success. The ideal candidate will… more
- Bank of America (Charlotte, NC)
- …Business Process Analysis + Interpret Relevant Laws, Rules, and Regulations + Process Management **Job Description Summary** The Global Control Room (GCR) has a ... EAC Compliance & Operational Risk Specialist- Control Room Charlotte, North Carolina **Job Description:** At...the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational… more
- Bank of America (Charlotte, NC)
- …of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational ... Risk Management Program and Standard Operating Procedures are implemented and...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses… more
- Bank of America (Charlotte, NC)
- …This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational… more