- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within the Wells Fargo Securities (WFS) Customer Due ... assess, and mitigate BSA/AML risk in business activities. + Lead complex initiatives in operational and customer service for...peer mentor **Required Qualifications, US:** + 5+ years of Institutional Investment Operations experience, or… more
- Wells Fargo (Charlotte, NC)
- …talent. It all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Institutional Investment Operations Specialist within our Tax ... financial transaction tax. **In this role, you will:** + Lead all activities across tax withholding and reporting functions,...to leadership **Required Qualifications, US:** + 7+ years of Institutional Investment Operations experience, or… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist (DTC Team Lead ) as part of Corporate and ... resolve issues and achieve goals. **Required Qualification:** + 4+ years of Institutional Investment Operations experience, or equivalent demonstrated… more
- Wells Fargo (Charlotte, NC)
- …and Committed Repo preferred but not required. + Significant experience with institutional customers (Banks, Hedge Funds, Investment Managers, 1940 Act Funds, ... an Assistant General Counsel and Vice President in the Corporate & Investment Banking (CIB) Markets Section of the Legal Department. For additional information… more
- Truist (Charlotte, NC)
- …and proactively identifying, mitigating, and managing risks within Corporate and Investment Banking - Investment Banking Coverage, Capital Markets Origination ... providing support in managing acceptance or mitigation of the identified risks. 2. Lead a team of risk advisors responsible for executing the responsibilities of… more
- JPMorgan Chase (Charlotte, NC)
- …**Required qualifications, capabilities, and skills** + 5+ years of commercial loan operations experience. + Experience leading and managing teams + Ability to ... an effective, efficient, and organized manner + Results driven; ability to lead /drive execution; methodical approach to identifying and solving issues + Ability to… more
- Deloitte (Charlotte, NC)
- …and sales opportunities, including the creation of external-facing industry perspectives, lead generation materials, or sales proposals + Produce quality work ... of the following Financial Services industries: consumer or corporate banking, investment banking or capital markets, investment management, wealth management,… more
- Deloitte (Charlotte, NC)
- …sales opportunities, including the creation of external-facing industry perspectives, lead generation materials, or sales proposals Required Qualifications + ... Strong oral and written communication skills, including the ability to support or lead business proposal development and sales presentations + Ability to travel up… more
- SMBC (Charlotte, NC)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It ... registered Broker dealer that provides financial products and services to global institutional clients, focusing on North America and Latin America. The Securities … more
- Capco, a Wipro Company (Charlotte, NC)
- …deep product and functional knowledge across all areas of the front office, operations , technology, risk, finance and compliance. Our clients include the largest ... investment banks, global universal banks and capital markets divisions...Capital Markets space. **What You'll Get to Do:** + Lead a team of consultants, subject matter experts, and… more
- Bank of America (Charlotte, NC)
- …testing of GB & GM branch offices related to sales, trading, research, investment banking, commercial banking, and operations . + Provide oversight functions to ... quality testing execution, reporting and analysis of results. This role may lead , contribute and participate in multiple special projects as an experienced subject… more
- JPMorgan Chase (Charlotte, NC)
- …to work closely with the Regional Security Manager, the Security Officer Team Lead , and contract security officers. Your role will be crucial in ensuring all ... daily. During peak processing times, you will take the lead , managing a shift of contract security officers. Your...and address any site incidents that may impact site operations + Present a professional attitude + Perform other… more
- Wells Fargo (Charlotte, NC)
- …a Senior Compliance Specialist in Corporate Risk as part of Corporate and Investment Banking (CIB) Business Aligned Compliance. Learn more about the career areas and ... deficiencies, or regulatory matters with specific focus on CIB Operations . **In this role, you will:** + Serve as...**In this role, you will:** + Serve as the Lead Business Aligned Compliance Officer (BACO) for Risk and… more
- JPMorgan Chase (Charlotte, NC)
- …(CBISO), you will resolve client requests while working in partnership with Service Operations , Sales partners, and Bankers located in the United States and across ... that JP Morgan Chase customers have learned to expect. **Job Responsibilities** + Lead our medium to complex clients autonomously by delivering solutions to clients… more