- City National Bank (Charlotte, NC)
- ** MANAGER INTERNAL CONTROL TESTING ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and ... in issue management design and/or execution + Strong knowledge of internal control management practices and testing methodology with proven experience… more
- Bank of America (Charlotte, NC)
- …at the front line unit, control function and enterprise level. The Testing Manager IC proactively manages the relationship with external consultants, front ... Testing Manager - IC Charlotte, North...Control Functions (CFs), enabling more efficient and effective testing . EIT is transforming the way testing … more
- Truist (Charlotte, NC)
- …Matter Experts (SME's) and BURM peers for guidance and input. In addition to Internal Control Testing , specific day-to-day responsibilities may include the ... design and effectiveness testing ). Perform compliance monitoring indicator (CMI) activities. Testing resource to perform Internal Control and Compliance… more
- Bank of America (Charlotte, NC)
- …CFO Attestation Program, and the Broker-Dealer and Environmental, Social & Governance (ESG) Internal Control Programs.May also assist with other internal ... ESG Program Governance Manager - Financial & Regulatory Reporting Control ...of materiality to determine in-scope areas; requirements for the internal control inventories and risk assessments; and… more
- Bank of America (Charlotte, NC)
- …Manager - Capital Management and Enterprise Capital Stress Testing Wilmington, Delaware;Stamford, Connecticut; Atlanta, Georgia; Charlotte, North Carolina; ... risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business… more
- Bank of America (Charlotte, NC)
- Issues and Exam Management- Business Control Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... This job is responsible for leading and executing on internal control discipline and operational excellence within...The Enterprise Credit (Commercial) Issues & Exam Management Business Control Manager will support the Line of… more
- Truist (Charlotte, NC)
- … Auditor will interpret the results of audit work performed, determine internal control weaknesses, and make value-added recommendations. On occasion, the ... effectiveness and efficiency of controls. 3. Design and execute testing strategy by incorporating the use of data analytics....by incorporating the use of data analytics. 4. Identify internal control weaknesses, including risks, and root… more
- PNC (Charlotte, NC)
- …in developing audit findings and recommendations regarding business process optimization, internal control , and compliance. Reviews work papers. Performs complex ... opportunity to contribute to the company's success. As an Internal Audit Manager , you will be within...business processes, and account balances. + Keeps abreast of internal control audit trends to assure audit… more
- PNC (Charlotte, NC)
- …reviews of internal audit work paper documentation. May perform complex testing procedures and audit risk and control assessments. + Makes recommendations ... opportunity to contribute to the company's success. As an Internal Audit Team Manager Sr., you will...business processes, and account balances. + Maintains awareness of internal control audit trends to assure audit… more
- AIG (Charlotte, NC)
- …AIG's control environment including risk management, operational, financial, internal control , and governance processes. As an Audit Manager you will be ... New York Stock Exchange and the Tokyo Stock Exchange. Internal Audit Group AIG's Internal Audit Group...actions for audit issues within specified time frames by testing control design and operating effectiveness +… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Controls, Monitoring & Testing Governance Executive Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Jacksonville, ... ("C&OR") Officers of the Front Line Units ("FLU") and Control Functions ("CF") for the company and to the...The position of Global Financial Crimes Controls, Monitoring & Testing Governance Executive within the GFC Program and Policy… more
- City National Bank (Charlotte, NC)
- …stakeholders. Attend meetings with and/or in place of SVP BCO, or Senior Business Control Manager to provide feedback and escalate decision. + Build and sustain ... & Challenge interactions with LOB, engage with 2LOD Compliance Testing (including RBC) to provide sufficient guidance and support...external audits. + Act as a liaison representing Business Control Office at internal meetings; establishing and… more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Line of Business:** Governance & Control **Job Description:** The Senior Governance & Control Specialist is the ... leading expert for a significant and/or complex governance and control function, primarily interfacing with executive and/or functional stakeholders. Provides… more
- Truist (Charlotte, NC)
- …working in the GRC control function + 10 years' experience as a manager + 10 yeas' experience in operational planning, tactical planning, and execution + 10 ... on time and within budget: + Engage directly with internal and external auditors as well as liaise with...auditors as well as liaise with IAM and PAM control owners to ensure requests and deliverables are met… more
- USAA (Charlotte, NC)
- …interprets data collected from multiple sources to ensure valid conclusions from audit testing are drawn. + Identifies control weaknesses and opportunities for ... of what makes us so special! **The Opportunity** As a dedicated **Audit Manager ,** you will lead and implement complex audit engagements throughout the audit… more
- Bank of America (Charlotte, NC)
- …Risk & Control Self Assessment (RCSA) + Reviews and challenges internal and external operational loss events, including development of remediation plans to ... Compliance and Operational Risk Manager - Global Markets and Financial Risk Charlotte,...process, risk, Single Process Inventory, and FLU/CF Risk and Control Self-Assessment related to themes or trends, while monitoring… more
- PNC (Charlotte, NC)
- …be successful in this position. **Preferred Skills** Audit Management, Continuous Monitoring, Control Assessment, Internal Controls, Process Control , Risk ... opportunity to contribute to the company's success. As an Internal Auditor Sr., you will be within PNC's ...regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Are you interested in an opportunity to… more
- Bank of America (Charlotte, NC)
- …and organize are essential. This job is responsible for leading and executing on internal control discipline and operational excellence within a Line of Business ... Small Business Commercial Credit In Line Review Manager Charlotte, North Carolina;Tampa, Florida; Westerville, Ohio; Newark,...within the LOB or ECF through ongoing monitoring and testing of controls, identifying issues and control … more
- US Bank (Charlotte, NC)
- …Approval Quality Assurance team (CMRA) is an important compliance adherence control that reviews both externally facing (either marketing or non-marketing) ... materials, as well as internal materials (eg, procedures) that pose potential compliance risk...CMRA QA carries out this responsibility through both "Transactional" testing , ie, individual material submitted review, based on a… more
- Bank of America (Charlotte, NC)
- Senior Operations Change Manager - GB&GM AML Operations Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... to set and maintain strategic project direction. **Responsibilities:** + Determines testing methods needed for assigned projects, educates resources, partners with… more