- US Bank (Charlotte, NC)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Human Resources (HR) and Legal is a ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA /AML...Wilmington, Delaware; New York, New York **Job Description:** At Bank of America, we are guided by a common ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA /AML and Sanctions audit plans, assessing issues for impact, assigning… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... you excel at-all from Day One. **Job Description** US Bank Corporate Audit Services (CAS) is seeking...a successful transformation. The Corporate Audit Services Senior Audit Project Manager is… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our best....portfolio + Lead continuous monitoring activities and work with senior CAS leaders to adjust audit plan when… more
- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... II- IT INFRASTRUCTURE** **WHAT IS THE OPPORTUNITY?** The Audit Manager II position is a leadership...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... in the near future.** **WHAT IS THE OPPORTUNITY?** The Audit Manager I position is a leadership...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- Bank of America (Charlotte, NC)
- …the completion of processes for critical customer due diligence requirements as directed by the Bank Secrecy Act ( BSA ) and/or the Financial Crimes Global ... 24022812 Business Control Manager - GCAOO M&I QA Governance Charlotte, North...Texas; Pennington, New Jersey; Plano, Texas **Job Description:** At Bank of America, we are guided by a common… more
- TD Bank (Charlotte, NC)
- …or a related field + Strong knowledge of financial crime typologies and AML regulations, including the Bank Secrecy Act ( BSA ), USA PATRIOT Act , and ... in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA /FCRM compliance **Employee/Team Accountabilities:**… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... MC, Board of Directors, Senior Operating Committees, OCC, Federal Reserve Bank , EY, and Corporate Audit Services. **Primary Responsibilities:** + Work… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... alignment with industry practices. We are seeking an experienced senior manager that has strong knowledge of...+ Interact effectively with treasury, risk management, model governance, audit , regulators, and senior management and develop… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...at-all from Day One. **Job Description** The Payments Risk Senior Issue Management Manager is responsible for… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...inquiries from Business Line partners, Technology, as well as senior leaders, team members from Corporate Audit … more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... the business lines and other Technology, Risk, Compliance, and Audit professionals across the bank to evaluate...verbal communication of testing results to the ORR Technology Manager and/or Technology Senior Manager … more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...presentations, etc.) for all programs to be shared with senior leaders, Corporate Audit Services and regulatory… more
- Wells Fargo (Charlotte, NC)
- …controls, US and International financial crimes regulations + Experience with BSA /AML/OFAC/ABC and Audit /Examination + Big 4 consulting/accounting and/or ... Exams and Issues Monitoring (AEIM) Team is seeking a ** Senior Business Execution Consultant** . The AEIM team is...volume of applicants. The ideal candidate will possess solid BSA /AML/OFAC/ABC experience in Audit /Compliance with integrity and… more
- Truist (Charlotte, NC)
- …management experience in investigative functions as it relates to current and proposed BSA /AML, USA PATRIOT Act laws and regulations, specifically as they apply ... and others as needed to gather additional client information. Act as a point of contact for case or...fraud, suspicious transactions or those in violation of applicable BSA /AML/OFAC laws and regulations. 6. Participate in BSA… more
- Bank of America (Charlotte, NC)
- …leads to both answer and manage the communication with Global Regulators and internal Audit Partners. + Provide regular reporting to senior leadership on status ... Sr Operations Control Manager - Global Operations Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help… more