- USAA (Phoenix, AZ)
- …impactful. **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Phoenix, AZ)
- …makes us special and impactful. **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you'll provide the execution of ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Expert knowledge of… more
- American Express (Phoenix, AZ)
- … ID, Assessment & Testing team is to identify, assess and mitigate Operational Risk within BU processes to ensure adherence to regulatory standards, Amex ... with regulatory updates). + Conduct control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and… more
- American Express (Phoenix, AZ)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... multiple business areas including integrated audits that consider financial, operational , compliance and technology risk ....testing and ad hoc analytics, to drive timely risk insights, testing efficiencies and increased audit… more
- Grant Thornton (Phoenix, AZ)
- As a Regulatory Compliance Risk Senior Associate (Banking/Financial Services), you will get the opportunity to grow and contribute to our banking clients' ... with the FDIC, FRB, OCC, or CFPB preferred + Compliance risk management, audit, or risk...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more
- USAA (Phoenix, AZ)
- …knowledge of the business, its products, and processes, to identify, work, and escalate operational risk and compliance issues. + Supports and contributes to ... guidance regarding business products, services, and processes through a risk and compliance framework to ensure they...in the business to identify, assess, aggregate and document operational and compliance risks and controls, including… more
- Grant Thornton (Phoenix, AZ)
- As a Regulatory Compliance Risk Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk ...various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, … more
- American Express (Phoenix, AZ)
- …that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. ... Services Control Management Governance team is to establish the Operational Risk and Controls strategy for US...+ Support internal review processes (eg Internal Audits, Independent Compliance Testing , Independent Risk Management)… more
- American Express (Phoenix, AZ)
- …drives the continuous improvement of Technology processes through targeted efforts to reduce operational risk and steps in when noteworthy issues or events ... processes under review Additionally, the team services as an operational risk subject matter expert for the...implement, monitor, and report on appropriate control ratings and compliance ratings **Evolve** **with Process Risk Reduction… more
- American Express (Phoenix, AZ)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... group is seeking a Senior Auditor to assess financial, operational , and technological risks, ensure compliance with...testing and ad hoc analytics, to drive timely risk insights, testing efficiencies and increased audit… more
- American Express (Phoenix, AZ)
- …like they belong. Join Team Amex and let's lead the way together. The Global Risk & Compliance Organization is an independent risk management function, led ... a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk … more
- PNC (Phoenix, AZ)
- …Making and Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Operations - Back Office, Process Management, ... understanding of internal audit processes (eg evidence collection, control testing ) - Ability to track and follow up on... expertise while working with the businesses and other risk partners (eg, Compliance , Credit, Legal, Audit).… more
- American Express (Phoenix, AZ)
- …audit and regulator requests. **Required Qualifications** + 2 Years experience in compliance , operational control, risk management, and/or product management ... risk management assessments, and monitors applicable risks. Compliance Risk Management Governance (CRMG) within GRC...and trends for leadership review and discussion. + Complete testing of controls related to application access and UAT… more
- American Express (Phoenix, AZ)
- …for the company's enterprise-wide AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC Risk Management team facilitates ... management, data management, strategy development and/or implementation preferably within a compliance or risk management organization. + Decisive self-starter… more
- American Express (Phoenix, AZ)
- …reviewed by various oversight teams including the Internal Audit Group (IAG), Independent Compliance Testing (ICT), and Global Risk Oversight. These reviews, ... the company's enterprise-wide AML functions. GFCC is part of the broader Global Risk & Compliance organization. The Program Governance within Global Financial… more
- American Express (Phoenix, AZ)
- …(ICA), issue management, the new product approval process, audit, and independent compliance testing (ICT), and financial institution due diligence (FIDD) for ... track record of success in project management or program governance within a compliance or risk management organization, experience with committees and other… more
- Republic Services (Phoenix, AZ)
- …uncover issues, troubleshoots and makes recommendations to resolve and help mitigate risk . + Develops and facilitates compliance related trainings for audiences ... **POSITION SUMMARY:** The Senior Employment Services Specialist assists with implementing compliance related strategy and providing overall support to the employment… more
- City National Bank (Phoenix, AZ)
- … program functions, including Compliance Risk Assessments, Key Risk Indicators (KRI) review, Issue Management, Operational Losses, and more. Provide ... Review & Challenge interactions with LOB, engage with 2LOD Compliance Testing (including RBC) to provide sufficient...Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and… more
- American Express (Phoenix, AZ)
- …and support remediation of issues by influencing BU, who own and execute issue/ Operational Risk Event (ORE) remediation + Investigate and conduct root cause ... to embed accountability along the process, collaborating with other Operational Risk Management (ORM) teams as necessary...are integrated into future ORM practices + Perform sample testing of issues to ensure resolution is complete and… more
- CBRE (Phoenix, AZ)
- …on commercial agreements, including but not limited to: commercial terms, areas of risk and reward, operational compliance , cost control, financial ... leadership and expertise on commercial agreements, including commercial terms, areas of risk and reward, operational compliance , cost control, financial… more