- TD Bank (New York, NY)
- …Liaise and coordinate with internal stakeholders, such as Credit, Business, Tax, Legal , Operations and Collateral Management, during the documentation process. + ... and internal business partners by preparing and negotiating legal documentation with global counterparties for trading products such...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets… more
- Medtronic (Minneapolis, MN)
- …has responsibility for supporting the Vice President, Chief Corporate and Securities Counsel by overseeing the preparation, management and oversight of Medtronic's ... including periodic reports, current reports, proxy statements, Section 16 filings, securities offerings, and other related filings. This attorney will also provide… more
- Amazon (Seattle, WA)
- Description Join our Corporate and Securities Legal team in Seattle. This is an exciting opportunity to become part of a fun, collegial, and fast-moving team ... We're looking for professionals seeking to build foundational skills in corporate legal operations . Key job responsibilities - Provide administrative support for… more
- TD Bank (New York, NY)
- …review exercise for core Tier 1 Financial Institution clients in the region. + Market research for key markets in the region, including competitor analysis. + ... across the enterprise (eg project management, risk and compliance, legal , technology, operations , etc.). + May mentor...to 35% of the time **Who We Are** TD Securities offers a wide range of capital markets… more
- JPMorgan Chase (New York, NY)
- …Analyze and assess the impact of legal and regulatory developments on Securities Services operations and client offerings + Support new business initiatives, ... Securities Services Attorney - Executive Director on JPMorgan's Securities Services legal team, you will provide...often involving novel legal frameworks and emerging market opportunities, including… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products and services to ... a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth...+ 7-10 years related experience **Who We Are** TD Securities offers a wide range of capital markets… more
- TD Bank (New York, NY)
- …Series 7, 79 and 63 + 5-7 Years of related experience **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, ... can provide you more specific details for this role. **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …attorney in a large law firm or in-house setting,with primary emphasis in corporate, securities and capital markets practice For certain roles at BD, employment ... **Job Description Summary** This position supports the day-to-day operations and functions of the Corporate Secretary's office, working closely with the company's… more
- S&P Global (Charlottesville, VA)
- … Securities Disclosure and Governance** : + Ensure compliance with public company and securities law matters. + Provide legal and strategic counsel on a wide ... and an operations budget and systems for the delivery of legal services, efficiency and scale consistent with organizational demands. **Team and Relationships**… more
- Carnival Cruise Line (Miami, FL)
- **Essential Functions:** + To provide high quality, experienced legal advice on securities laws, corporate governance and financing matters. + Assist with ... of in house or law firm experience as a securities , capital markets and/or finance attorney, with...as cooperatively and efficiently with internal colleagues and outside legal advisors. Ability to manage numerous challenging work assignments… more
- TD Bank (Mount Laurel, NJ)
- …ability to influence senior stakeholders across Product, Technology, Risk, Compliance, Legal , Operations , and Commercial teams. **Role Positioning Statement** ... as the central orchestration point for readiness activities across Technology, Operations , Risk, Compliance, Legal , Change Management, and Communications. Ensure… more
- JPMorgan Chase (New York, NY)
- …asset classes. + Coordinate with internal teams (credit risk, syndicate, sales, trading, legal , and operations ) and external parties (rating agencies, legal ... expertise in Excel, Intex, and VBA. + In-depth knowledge of asset-backed securities , deal structuring, and securitization market practices. + Experience working… more
- Warner Bros. Discovery (New York, NY)
- …seeking a senior legal executive to lead Mergers & Acquisitions, Capital Markets , and Corporate Secretary functions for the company. This role will oversee all ... corporate governance, securities compliance, public company reporting, and board operations...the interconnected and cross-functional nature of these transactions across legal , finance, operations , and corporate strategy. This… more
- TD Bank (New York, NY)
- … Documentation independently manages a portfolio of clients and related capital markets legal agreements through the origination process for specific trading ... agreements requirements. + Participate in client meetings and calls to provide capital markets legal agreement advisory and guidance. + Assist with advisory… more
- PNC (Pittsburgh, PA)
- …and streamline initiatives and partners with other key stakeholders to drive PNC Capital Markets forward. PNCCM is registered as a securities broker and dealer, ... government and agency securities , mortgage-backed securities , asset-backed securities , commercial paper, and money market instruments. In addition, the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and state securities regulatory agencies. + Retail and clearing firm operations . + Financial markets and products. + Investment concepts, practices and ... **Essential Duties and Responsibilities** + Manages Capital Markets & Advisory ("CMA") Compliance's core compliance program to ensure compliance processes and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Provide Equity Capital Markets (ECM), Equity Research and Investment Banking advisory and monitoring functions + Identify ... and Abilities** **Advanced Knowledge of:** + Concepts, practices and procedures of securities industry compliance. + Rules and regulations of the Securities … more
- Bank of America (New York, NY)
- Direct Markets Coverage Brokerage Services Financial Advisor New York, New York **To proceed with your application, you must be at least 18 years of age.** ... driven, resilient, results focused and effective. **Role Specifics** The Direct Markets Coverage Group, Brokerage Services Financial Advisor is a fully licensed,… more
- MUFG (New York, NY)
- …financial institution or financial services firm. + Requires extensive knowledge of markets and trading operations from both process and technology perspectives. ... will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to...reporting packages. + Provide ORM coordination with the various legal entities: + Serve as an operational risk central… more
- NTT America, Inc. (Charlotte, NC)
- …Equities securities lending businesses. + Collaborate with technology and operations teams to ensure successful delivery of 2026 milestones. + Workstream Support ... management experience engaging stakeholders across functions (eg Risk, Capital, Legal , Technology, Operations , Sales/Trading) **Preferred Qualifications** +… more