- JPMorgan Chase (Boston, MA)
- …both internally and externally. + Demonstrated leadership experience across process , risk , and control within Investment Operations including managing ... JPMorgan Chase's Investment Middle Office (IMOS) acts as the Middle...relationships with Client teams, including Front Office, Performance & Risk , and Compliance teams, and attend and participate in… more
- JPMorgan Chase (New York, NY)
- …Your responsibilities include conducting risk reviews and in-depth assessments of investment activities, metrics, and control activities for JP Morgan Wealth ... As a Risk Management - Wealth Management Investment Risk Associate within the Wealth Management...Management. Collaborating closely with other Risk Management colleagues, the Business, and key … more
- Vanguard (Malvern, PA)
- …more than a risk oversight role-it's an opportunity to influence the investment process , shape the research agenda, and apply cutting-edge analytics to solve ... control various risks. Provides guidance on fixed income investment risk management policies and procedures, limits,...management teams to influence and add value to the investment process and enhance risk … more
- JPMorgan Chase (New York, NY)
- …culture encourages innovative thinking and excellence. As part of the Treasury and Chief Investment Office, you'll manage credit risk for the firm's diverse ... and government bonds. As an Senior Associate in Credit Risk Management - Treasury and Chief Investment ...income products, securitization, and financial statement analysis + Strong risk and control mindset, with the ability… more
- JPMorgan Chase (Denver, CO)
- …the status quo and striving to be best-in-class. As an Executive Director, Credit Risk Director within Commercial and Investment Banking Risk , you will ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...ratings, proactively manage deteriorating credits, and maintain a strong control environment. + Serve as an expert on structuring,… more
- JPMorgan Chase (Washington, DC)
- Bring your Expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...primary objective is providing support to the Commercial & Investment Bank Line of Business (LOB) in complying with… more
- JPMorgan Chase (Newark, DE)
- …and Risk to CIO/Treasury FO/Management + Provide supervisory oversight of daily P&L/ Risk process performed by junior team members + Review daily system to ... or Accounting + 3+ years in Middle Office, Market Risk , Valuation, Finance or Product Control +...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- JPMorgan Chase (Columbus, OH)
- …Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. The Risk Control team provides leadership to create a proactive risk and ... evaluation strategies and sound change management protocols. As a Risk Control Manager, you will be part...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Vanguard (Charlotte, NC)
- Join Vanguard as the Head of Personal Investor Risk and Control Analytics, a pivotal role where you'll build and mature the analytics and reporting capabilities ... the Head of Controls and Oversight to deliver operational, risk , and control insights that strengthen decision-...quality data. + Enhancing quality and efficiency through robust process mapping, control design, and continuous improvement… more
- Vanguard (Malvern, PA)
- …The focus within Portfolio Control is ensuring operational accuracy, risk mitigation, and process excellence across Vanguard's Portfolios. The US ... Portfolio Control sits within the Fund Ecosystem and is...all applicable Human Resources policies and procedures. + Oversees process implementation for trade operations to ensure global consistency.… more
- Edward Jones (St. Louis, MO)
- …million clients through regulation communication, fraud protection and managing their investment distributions. Protect their investments by mitigating risk . And ... applicants. **Team Overview:** The Wealth Management and Field Management 1st Line Risk Team works together to identify, assess, management and elevate risks… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... regarding trade reconciliation issues. Review transaction cost analysis to ensure quality control , proof for errors and help identify data trends for next level… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Trading Risk & Control group in Capital Markets is established under Sales ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Bank of America (New York, NY)
- …of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) business ... Audit Supervisor - Global Corporate and Investment Banking New York, New York **To proceed...Banking Business within an organization (GCIB) + Experience with risk and control identification and assessment +… more
- Charles Schwab (Westlake, TX)
- **Your opportunity** **Director - Compliance Risk Testing ( Investment Advisory/ Investment Company)** Compliance Risk Testing provides an objective ... professionals primarily responsible for testing in the investment advisory/ investment company/asset management space. The Compliance Risk Testing Director… more
- JPMorgan Chase (Newark, DE)
- …audit, process improvement, and sustainability. **Job responsibilities:** + **Strategic Control and Team Vision:** architect and implement a best in class ... Join the Treasury/Chief Investment Office (TCIO) at the heart of JPMorgan...models and controls across the global team and across risk stripes. Review and assess current control … more
- Wells Fargo (Charlotte, NC)
- …+ Process definition, documentation, design and improvement experience + Risk and regulatory compliance background **Primary Posting Location:** + 550 S. Tryon ... **About this role:** Wells Fargo is seeking an Institutional Investment Operations Associate within our Client Data and Onboarding...and internal policies as part of the client onboarding process . This function will be responsible for shaping the… more
- Noblis (Washington, DC)
- …present value, payback period, and other analyses in support of capital planning and investment control . + Assist in the development and population of a ... time-phase in both constant and current year dollars. + Support Capital Planning Investment Control (CPIC) requirements, including aiding with the OMB Exhibit… more
- Neuberger Berman (New York, NY)
- …+ Build deep relationships with PMs, Traders, Operations, Compliance, Technology, and Risk ; represent investment teams in process , regulatory, and ... teams receive timely, high-quality Aladdin support. + Represent the voice of the investment teams in forums related to process improvement, regulatory change,… more
- T. Rowe Price (Baltimore, MD)
- …scalable, risk -controlled, and well documented processes across the global Investment & Research Liaison Organization. Role SummaryThe Investment & Research ... asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset… more