- Usaa (San Antonio, TX)
- …makes us special and impactful. The Opportunity As a Talent Advisor Senior , Effectiveness & Metrics , you will apply data-driven, storytelling financial acumen, ... role, you will bring a unique blend of technical expertise and advisory leadership, as reflected in the following qualifications: Strong capability instorytelling… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR - INVESTMENT ADVISORY * *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... * For Wealth Management Compliance roles, experience working within a Compliance Investment Management role. *Compensation* Starting base salary: $99,000 to… more
- Raymond James Financial, Inc. (New York, NY)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... **Job Summary** _Investment Banking Summer_ _Associates_ _(part of the Capital Markets & Advisory area)_ are given a high level of responsibility on matters of… more
- T. Rowe Price (Owings Mills, MD)
- …how to ensure that the implemented solutions are compliant. May resolve standard risk or compliance issues with the assistance of more senior staff + In some ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed...leader in asset management and retirement solutions, where your advisory expertise can make a meaningful difference in the… more
- Cherry Bekaert (Spring, TX)
- As a Tax Director in our Tax Credits & Incentives Advisory (TCIA) Practice, you will work with an excellent team of CPAs, engineers, and tax law experts. The group ... and realize value-added opportunities. **About TCIA** : Tax Credits & Incentives Advisory ("TCIA"), within Cherry Bekaert's Strategic Tax Advisory practice, is… more
- Charles Schwab (Westlake, TX)
- …Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized ... financial services experience to share with their team of CFP(R) or CFA(R) investment professionals. **Managing change** - The Senior Regional Manager will… more
- Robert Half (Mclean, VA)
- JOB REQUISITION Metro DC Technology Audit & Advisory Senior Manager LOCATION WASHINGTON DC - MCLEAN ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... You: Protiviti is looking for a Technology Audit & Advisory Senior Manager to join our growing...etc. + Sarbanes-Oxley Act provisions and methodologies for achieving compliance , in particular the technology implications and requirements. +… more
- Raymond James Financial, Inc. (New York, NY)
- …the company complies with regulations and good financial practice. Develop and amend investment models to provide input to senior colleagues and/or help manage ... client organization, delivering high-quality professional services with guidance from senior colleagues. Develop own capabilities by participating in assessment and… more
- JPMorgan Chase (New York, NY)
- …Bachelor's degree. + Seven years or more years of experience in corporate or investment banking, corporate finance advisory or valuation, with at least five ... team as an Executive Director in the Capital & Advisory Solutions group, where you will leverage your expertise...and offers career growth opportunities. **Job Summary:** As a Senior Commercial Banker specializing in Employee Stock Ownership Plans… more
- Robert Half (Salt Lake City, UT)
- JOB REQUISITION Salt Lake City Technology Audit & Advisory Senior Consultant LOCATION SALT LAKE CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here T he ... You: Protiviti is looking for a Technology Audit & Advisory Senior Consultant to join our grow...etc. + Sarbanes-Oxley Act provisions and methodologies for achieving compliance , in particular the technology implications and requirements. +… more
- Raymond James Financial, Inc. (New York, NY)
- …company complies with regulations and good financial practice. Analyze and forecast investment or market trends by designing and developing nonroutine investment ... May also manage specific assigned portfolios while helping to develop investment policy. Recommend changes to policies, processes, standards, and practices that… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas ... The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function provides centralized compliance support across the Advisory … more
- Robert Half (Minneapolis, MN)
- JOB REQUISITION Minneapolis Internal Audit and Financial Advisory Senior Consultant LOCATION MINNEAPOLIS ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here ... Protiviti is looking for an Internal Audit & Financial Advisory Senior Consultant to join our growing...PCAOB. + Sarbanes-Oxley Act provisions and methodologies for achieving compliance . + The Institute of Internal Auditors (IIA's) code… more
- SMBC (New York, NY)
- …within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities Inc. **Role Objectives** + Assists in ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal... Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing… more
- JPMorgan Chase (New York, NY)
- …to them? You have found the right team! As a Letter of Credit Product Advisory Associate in the Commercial Bank, you will be supporting the team's Vice Presidents in ... the workings of our internal teams, eg, deal team leads, credit, legal, compliance and business management, relating to credit decisioning, product set up and… more
- Huntington National Bank (Detroit, MI)
- Description The Senior Managing Director - Captive Insurance Banking is responsible for the oversight and growth of the business, emphasizing the sale of letters of ... credit, trust and investment management products in the captive insurance space. The...efficiency. + Implement robust risk management practices to ensure compliance with regulatory requirements and mitigate potential risks. +… more
- AECOM (Los Angeles, CA)
- …IL.** Building off AECOM's considerable expertise in infrastructure design and implementation, AECOM Advisory is a trusted adviser to senior level clients and ... and privatizations. + Technology-led business transformation. + Capital projects advisory , including project finance and/or infrastructure investment appraisal,… more
- T. Rowe Price (Owings Mills, MD)
- …relevant analyses and provide recommendations. + Provides strategic consulting to the senior managers responsible for business unit compliance . Works with the ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed...the regulatory reviews. Reviews procedures and policies to ensure compliance . + Provides support to senior leadership.… more
- AECOM (Detroit, MI)
- …. Building off AECOM's considerable expertise in infrastructure design and implementation, AECOM Advisory is a trusted adviser to senior level clients and ... assessment, business transformation and performance improvement. + Capital projects advisory , including project finance and/or infrastructure investment … more
- WSP USA (Atlanta, GA)
- **Opportunity** Lead WSP's US Advisory & Planning Business Line's Energy Advisory Practice as the Managing Director, shaping transformative strategies that ... influence growth performance, strengthen key client relationships, and elevate Energy Advisory services across major infrastructure programs. You will be accountable… more
