- JPMorgan Chase (Los Angeles, CA)
- Join the Asset Managers & Broker Dealers Payments... Manager within the Financial Institutions Group - Asset Managers & Broker Dealers ... planning and demonstrated execution. + Comprehension of customer's industries ( broker dealers , market makers, exchanges/clearinghouse), business needs and… more
- Charles Schwab (Westlake, TX)
- …to improve the efficiency of governance processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team is seeking a ... and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior...draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent… more
- Marex (New York, NY)
- …some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers . With more than 35 offices around the globe, and over ... 2,300 dedicated people enabling access to exchanges and technology-powered services. For more information visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Onboarding Analyst will facilitate the onboarding process for… more
- JPMorgan Chase (Jersey City, NJ)
- …to drive process enhancements. The Securities Services business supports institutional investors, alternative asset managers , broker dealers , and equity ... that values innovation, strategic thinking, and continuous improvement. As a Control Manager in the Securities Services Operations Control Management team, you will… more
- MUFG (Tempe, AZ)
- …view of the financial services industry; previous working experience within Capital Markets, Asset Management, Broker Dealer , Finance, Treasury and or risk ... TPRM support partner for Subject Matter Experts (SMEs), Business Unit Risk Managers (BURMs), and BU Management. + Support Strategic Planning execution for First… more
- JPMorgan Chase (Fort Worth, TX)
- …significant opportunities for JP Morgan Asset Management. As a leading global asset manager , we oversee nearly $200 Billion in alternative assets and manage ... over $1.7 Trillion in assets for wealth managers worldwide. Our deep experience and scale enables JP...with financial advisors from wirehouse, private bank, RIA, independent broker / dealer , and JP Morgan Chase affiliate channels.… more
- Manulife (Tempe, AZ)
- …Plans, Separately Managed Accounts, and Private asset sales throughout the broker - dealer community. The Inside Sales Manager leads through establishing ... **The Opportunity:** The Inside Sales Manager leads a group of Internal Wholesalers as...the team and works in partnership with National Sales Manager to develop recognition standards for the team +… more
- Vanguard (Minneapolis, MN)
- …funds (ETFs) and mutual funds, to Vanguard's financial advisor clients. FAS serves broker - dealers , asset managers , bank trust departments, registered ... sales skills and in-depth product knowledge of fixed income strategies, and other asset classes as you navigate the leadership and key decision-making processes of… more
- Charles Schwab (Lone Tree, CO)
- …maintaining a high degree of accuracy in every aspect of your work. + Broker - dealer , banking, or asset management industry experience preferred. + ... external reporting requirements for applicable subsidiary entities, including Schwab's broker - dealer , banks, and international subsidiaries. The SEC Reporting… more
- Bloomberg (New York, NY)
- …consists of physicists and mathematicians who built their careers with major asset managers , hedge funds and broker dealers across Equities, Fixed Income ... support tools and state-of-the-art quantitative models we build help traders, portfolio managers , and CIOs to make important decisions across the buy-side and… more
- JPMorgan Chase (New York, NY)
- …and real assets, private equity, private credit and hedge funds) - and a leading asset manager for US financial intermediaries (($458B) AUM in mutual funds, SMAs ... opportunity for JP Morgan Asset Management (JPMAM). As a leading Alternatives institutional manager (over $200B AUM globally across real estate, infrastructure… more
- SMBC (New York, NY)
- …to clients within the following industry sectors: Banks and Broker Dealers , Regulated and Alternative Investment Managers and Funds, Insurance Companies and ... Financial Institutions Group will be responsible for Banks and Broker Dealer client coverage, including all aspects...dialogue with clients and further grow the Banks and Broker Dealers platform within GFIG. Candidates should… more
- JPMorgan Chase (New York, NY)
- …portfolio managers , investment specialists, issuers, rating agencies, and broker - dealers **Required qualifications, capabilities and skills** + 5+ years ... Income Currency and Commodities team (GFICC) at JP Morgan Asset Management is one of the world's deepest and...one of the world's deepest and best-resourced fixed income managers , with expertise across all major fixed income sectors,… more
- JPMorgan Chase (New York, NY)
- …channels to proactively position our real estate solutions through RIA's and our broker - dealer partners. + Develop and implement a comprehensive sales strategy ... Americas is part of JP Morgan Private Markets in Asset Management. With over $67 billion in AUM, the...Real Estate Americas team is one of the largest managers of open-end real estate funds. The team has… more
- JPMorgan Chase (Brooklyn, NY)
- …business, helps service our core client segments: Asset Managers , Asset Owners, Insurance/GSEs, Banks/ Broker Dealers and Hedge Funds and ... capture, settlement; fail management, cash instruction capture, projections, overdrafts, asset servicing instruction capture, dividends, foreign exchange, collateral, derivatives… more
- Scotiabank (New York, NY)
- …sales + Proven track record of established relationships with private banks, broker dealers , RIA's, and asset managers in the US **Interested?** At ... you will help drive the origination and distribution of cross- asset structured notes to a diverse client base, including...notes to a diverse client base, including private banks, broker dealers and RIAs. The ideal candidate… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …RIA & Custody Services Division (RCS) serves as a clearing firm for independent broker dealers and as a custodian for independent Registered Investment Advisor ... support the service advisors for our independent advisors and broker - dealer relationships. This role offers exposure to...teams to deliver operational excellence for RIAs and Introducing Broker Dealers + Participate in process improvement… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with teams dedicated to providing operational excellence for RIAs and Introducing Broker Dealers . + Participate in initiatives aimed at continuous process ... to come. Understanding of the regulatory agencies that oversee Broker - Dealer and RIA firms will be essential...and the SEC and how they oversee RIAs and Broker Dealers . + Understandingoffinancial markets and products.… more
- PNC (New York, NY)
- …their goals and directives. Interacts with internal/external service partners, including broker dealers and/or analytics providers, and leverages their ... the company's success. As the Managing Director, MBS Portfolio Manager within PNC's Asset & Liability Management...Framework. PNC also has fundamental expectations of our people managers . As a manager of talent in… more
- Charles Schwab (Lone Tree, CO)
- …margin optimization across three banks, an off-balance sheet sweep deposit portfolio, and a broker dealer . The Senior Manager will develop strategy and ... FRM or PRM, preferred . Experience managing the risks associated with a combined broker - dealer and bank(s) balance sheet business model . Successful history of… more