- Unknown (New York, NY)
- Vice President, Business Risk Analyst - Markets 1st Line of Defence Control Testing About the Company Renowned commercial investment banking company with an ... Classifications B2B B2C About the Role The Company is seeking a VP, Business Risk Analyst for Markets 1st Line of Defence Control Testing. The successful… more
- Unknown (New York, NY)
- …Incremental Risk Charge (IRC) and Default Risk Charge (DRC) frameworks in line with regulatory and capital requirements such as FRTB. You will engage in ... practical integration with risk systems. You will collaborate closely with risk managers, front -office quantitative teams, and senior stakeholders to refine… more
- Unknown (New York, NY)
- …that all risk management activities are in line with the firm's risk appetite and regulatory standards. Applicants for the Head of Prime Brokerage ... Head of Prime Brokerage Risk About the Company Prominent financial services firm... management by collaborating with various internal teams, including front office, compliance, legal, and operations. The ideal candidate… more
- Ochsner Health System (Opelousas, LA)
- …year of related hospital, clinic, medical office, business services/revenue cycle, front line registration, financial counseling, banking, hotel retail and/or ... knowledgeable on current federal, state and local laws, accreditation standards or regulatory agency requirements that apply to the assigned area of responsibility… more
- Federal Home Loan Bank of Boston (Boston, MA)
- …robust benefits, and a work-life balance. Position Summary The First Line Member Credit Risk Manager is a front - line role with embedded risk ... First Line Member Credit Risk Manager Location Boston...to the Credit Department in line with regulatory requirements and the Bank's risk appetite. .… more
- Unilever (Hammond, IN)
- …team and enable them to perform their roles in compliance with the written regulatory programs for the site in operation 24x7. The role requires rotational shift ... techniques. + Management - Able to coordinate business resources and apply risk management processes. Keen sense of prioritization and ability to influence change.… more
- Zions Bancorporation (Salt Lake City, UT)
- …with being an advisor to front line management regarding regulatory requirements and risk management practices. The Compliance Manager will lead and ... You bring the talent; we bring the opportunity. **We are currently seeking a** ** Risk and Compliance Manager** **within the Market, Liquidity, Wealth Risk &… more
- ChenMed (Forest Park, GA)
- …in for Care Facilitator as needed for scheduled and unscheduled absences. + Cover various Front Desk tasks and duties in line with business needs + Supports the ... responsible for organizing and directing the work of the front desk staff, coordinating staff activities and schedules to...patients are assigned and scheduled + Top 40 and risk score 70+ patients scheduled at least bi-weekly +… more
- Bank of America (New York, NY)
- …job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third ... timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls...and Operational Risk training, both face-to-face and on- line . + Keep abreast of regulatory change/developments… more
- Citizens (Johnston, RI)
- …Financial Services, compliance, Front Line Risk , Operational Risk , Internal Audit, and/or Regulatory Agency + Operational Risk Management ... Risk Metric, standards, and procedures. Work closely with Front Line Units to drive implementation of...include Issues Management, and Control Assessment. + Knowledge of regulatory guidance pertaining to Enterprise and Operational Risk… more
- Wells Fargo (Charlotte, NC)
- …remediation of issues, deficiencies or regulatory matters regarding front line oversight + Provide compliance risk and regulatory subject matter ... agency, legal, regulatory and Corporate Policy requirements. + Oversee the Front Line 's execution and challenge appropriately on surveillance and market… more
- JPMorgan Chase (New York, NY)
- … Risk (CCOR) organization, you will effectively collaborate with Line of Business (LOB) and global/regional Compliance teams, including Internal Audit, ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...knowledge and experience in Compliance, along with familiarity with regulatory and audit best practices. Additionally, you will serve… more
- First National Bank of Omaha (Omaha, NE)
- …an experienced Vice President, Wealth Risk and Operations to lead first- line risk management, compliance oversight, and operational excellence for our Wealth ... The ideal candidate will bring proven experience in Wealth risk and compliance, deep knowledge of the regulatory...style. This role encompasses three integrated oversight responsibilities: 1. First- Line Risk Management - Independent risk… more
- KeyBank (Brooklyn, OH)
- …Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk Management group and will be ... that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk ...is an individual contributor and reports to the Consumer Line of Business Operational Risk Oversight Director.… more
- Scotiabank (New York, NY)
- …Business Risk , contributes to the overall success of the front office/business controls for US Global Transaction Banking strategies and objectives. Providing ... Regulation D and Regulation W; + Point person for front office business on operational/process, risk and...abuse, fair dealings with clients, auctions and compliance with regulatory requirements; + Collaborate with Compliance and Risk… more
- PNC (Charlotte, NC)
- …Quantify and analyze complex risks including PFE, VaR, CVA, and stress scenarios. Regulatory Engagement: Represent Market Risk Oversight in regulatory and ... and have an opportunity to contribute to the company's success. As a Bank Risk Investment Officer within PNC's Market Risk Oversite organization, you will be… more
- JPMorgan Chase (Jersey City, NJ)
- …interact closely with the line of business (LOB), Legal, Audit, and other Risk Management and Compliance key stakeholders. You be at the center of helping the ... Your role will involve acting as an independent second line of defense where you will challenge the function,...self-starter who possesses the required knowledge and experience in Risk Management as well as regulatory or… more
- City National Bank (Phoenix, AZ)
- …* Prior experience with developing or enhancing AI/GenAI and/or technology/operational risk programs, and executing on regulatory remediation projects at ... *AI RISK GOVERNANCE LEAD* WHAT IS THE OPPORTUNITY? In...framework and governance processes across the first and second line at City National Bank aligned with related frameworks… more
- Raymond James Financial, Inc. (New York, NY)
- …. Experience in broker-dealer or wealth management firms preferred, especially with exposure to front -office or first- line risk roles in addition to second- ... of risk information. . Ensures the business risk management practices comply with regulatory requirements...the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with… more
- TD Bank (New York, NY)
- …business partners including Treasury, Balance Sheet Management, Front Office, other second- line of defense risk partners, and Internal and External Auditors ... York, New York, United States of America **Hours:** 40 ** Line of Business:** Risk Management **Pay Detail:**...suitability to business evolution + Assists with local market risk regulatory issues + Develops a thorough… more
