- SMBC (New York, NY)
- …conduct incidents, events, and material non- compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to ... + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member +...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- TEKsystems (San Diego, CA)
- Description The Regulatory Compliance Officer (RCO) plays a vital role in ensuring that operations comply with complex environmental regulations at the ... and operationalize environmental regulations in a high-profile public-private infrastructure setting. Regulatory Compliance and Permitting + Lead the… more
- Kelly Services (Burlington, NJ)
- **Position:** Lead Compliance Officer **Location:** Onsite (Pharmaceutical Manufacturing Facility) **Salary Range:** $75,000 - $85,000+ (DOE) **Bonus:** ... leading compliance initiatives in a dynamic pharmaceutical environment? We are seeking a Lead Compliance Officer to establish and drive compliance … more
- Emerson (Austin, TX)
- …Team has an exciting leadership role for you! We are seeking a **Vice President, Regulatory Compliance ** to lead and oversee Emerson's global compliance ... Legal Officer Leadership Team and represent the Regulatory Compliance group at the highest level...., and Chief Compliance Officer -on compliance matters, risks, and associated costs. + Lead… more
- Centene Corporation (Jefferson City, MO)
- …to members. + Assist regulatory change management with interim health plan compliance officer responsibilities. + Draft slides of regulatory change ... Compliance Program. Provide regulatory interpretation and analysis, perform compliance reporting, lead special projects, and develop and implement … more
- Dana-Farber Cancer Institute (Brookline, MA)
- The Regulatory Compliance Director is a key...Compliance Director will report directly to the Chief Compliance Officer . Located in Boston and the ... federal and state healthcare laws, payer requirements and internal policies. The Regulatory Compliance Director is responsible for developing, implementing, and… more
- Prime Therapeutics (Columbia, SC)
- …operations are aligned with expectations of applicable regulatory guidance + Lead project management efforts for highly sensitive Compliance initiatives + ... and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate Compliance… more
- T. Rowe Price (Owings Mills, MD)
- … compliance requirements. + Responsible for drafting quarterly and annual chief compliance officer reporting under Rule 38a-1 and Rule 206(4)-7 and overseeing ... professionals team, as well as provide guidance to business partners to lead them to implementation of effectively designed compliance processes.… more
- Sprinklr (Washington, DC)
- …experiences worldwide. **About** **the Role** Reporting to the General Counsel, the **Chief Compliance Officer (CCO)** will lead Sprinklr's global ... CCO will be responsible for ensuring the Company meets all legal and regulatory obligations, enhancing and maintaining a scalable compliance program, and… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... (Trust department) business and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding and advising on… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing … more
- S&P Global (Centreville, VA)
- **About the Role:** **Grade Level (for internal use):** 15 **The** **Role:** Chief Compliance and Risk Officer - Mobility **The Team:** Join a best-in-class ... in the company. This leader will build and then lead a strong, agile Compliance & Risk...newly established public company. **Responsibilities and Impact:** The Chief Compliance and Risk Officer are responsible for… more
- TD Bank (New York, NY)
- …Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team. The ... multiple sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Help to ensure TDS meets … more
- City National Bank (Newark, DE)
- * COMPLIANCE OFFICER -DEPOSITS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...and other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and… more
- ManpowerGroup (Milwaukee, WI)
- …with the Finance and Investor Relations teams to support shareholder engagement initiatives. Regulatory Compliance : * Oversee/ Lead all SEC matters for the ... to serve as Corporate Secretary and Chief Ethics and Compliance Officer for ManpowerGroup. This position is...governance laws and advise on implications. * Ensure ManpowerGroup's compliance on other regulatory compliance … more
- Whitney Young Health Center (Albany, NY)
- Risk and Compliance Officer (Req 101027) Albany, NY (http://maps.google.com/maps?q=4+Airline+Drive+Albany+NY+USA+12205) Apply Description Be a part of the ... life insurance, commuter benefits and more! GENERAL RESPONSIBILITIES: The Risk and Compliance Officer oversees the Risk Management and Corporate Compliance… more
- Insight Global (Dallas, TX)
- …Insight Global is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a global investment firm focused in the fintech ... space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing and...or deficiencies. *Assist in the development and implementation of compliance policies, procedures, and controls. * Lead training… more
- University of Rochester (Rochester, NY)
- …Laboratory for Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's ... DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will...compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to… more
- MUFG (Irving, TX)
- …details. **Summary:** As part of the International Compliance Training Team, the Compliance Training Program Officer (FCTPO) for the Americas will be charged ... report directly into a Global Financial Crimes Training Program Officer (GFCTPO) and the Global Core Compliance ...and other key stakeholders in connection with the International Compliance program + Lead the monitoring of… more
- M&T Bank (Wilmington, DE)
- **Overview:** The Chief Compliance Officer (CCO) of the Wilmington Funds will be responsible for overseeing and administering its compliance program in ... and to promote a culture of ethical conduct and regulatory compliance throughout the organization. The CCO...of federal securities laws. + Incident Investigation and Remediation: Lead investigations into compliance violations or potential… more
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