- Unknown (Chicago, IL)
- …priorities in a challenging environment. Hiring Manager Title Head of Enterprise Risk and Internal Controls Travel Percent Less than 10% Functions Finance ... Vice President, Enterprise Risk & Internal Controls About the Company Investment management firm focused...Management Consulting & Professional Services Finance Other Investment Firms Business Classifications B2B About the Role The Company is… more
- Unknown (New York, NY)
- …, and market structure, and at least 10 years of relevant work experience in business risk and controls , compliance, or audit. Key responsibilities for the SVP ... Senior Vice President, Markets E-Trading Risk & Controls About the Company Renowned commercial investment banking company with an international reach Industry… more
- Unknown (New York, NY)
- …is adept at presenting impactful summary outputs from the testing program. Hiring Manager Title Global Markets Control Testing Programme Head Travel Percent Less ... Vice President, Business Risk Analyst - Markets 1st Line of Defence Control Testing About the Company Renowned commercial investment banking company with an… more
- Unknown (Santa Monica, CA)
- …industries. A minimum of 3 years' experience specifically in AI governance, regulatory compliance, technology controls , data risk, or model risk management ... Vice President of AI Regulatory Compliance About the Company Dynamic holding company...involves close collaboration with cross-functional teams, including Compliance, Legal, Business , and Technology, to establish and maintain AI governance… more
- VSolvit LLC (Huntsville, AL)
- POSITION IS HYBRID IN HUNTSVILLE, AL Job Summary The Senior Contracts Manager is responsible for strategic oversight and operational managementof all government ... and compliance.This role partners closely with Program Management, Finance, Business Development, and Legal to support pre-award and post-award activities,… more
- Keurig Dr Pepper (Williamson, NY)
- …and have lots opportunity to grow and learn our industry! Production Operations Manager The Operations Manager will be responsible for all manufacturing ... lead processes that achieve high standards of safety, quality, productivity, cost control , and high employee engagement. Our Williamson facility runs 24/7 creating… more
- Unknown (New York, NY)
- Executive Director, Cash Management Product Manager , Payables & Receivables About the Company Internationally recognized banking group Industry Financial Services ... finance leveraged finance mergers & acquisitions project finance and real estate finance Business Classifications B2B B2C Enterprise About the Role The Company is in… more
- Unknown (El Monte, CA)
- Vice President, Professional Practices Senior Audit Manager About the Company Expanding banking institution Industry Banking Type Privately Held Founded 1962 ... Mortgages Banking Finance Holding Companies Specialties personal banking investment services business and commercial banking and foreign exchange About the Role The… more
- Unknown (Fort Lee, NJ)
- Vice President, Business Risk Unit About the Company Globally-renowned financial institution Industry Banking Type Privately Held, VC-backed Founded 2008 Employees ... & Professional Services Financial Services Specialties marketplace lending small business loans fintech commercial real estate loans crowdfunding payments… more
- Unknown (Los Angeles, CA)
- …quality controls , and ensuring compliance with internal, legal, and regulatory policies. Additionally, the role requires influencing decisions on policies and ... Categories Consulting & Professional Services Investment Management ALTERNATIVE ASSET MANAGER ARES ARES MANAGEMENT ARES MANAGEMENT CORPORATION ASSET MANAGER… more
- Unknown (New York, NY)
- …the ability to provide training to subject matter experts outside the CRA team. Hiring Manager Title Head of Risk and Control Assessment Travel Percent Less than ... risk assessments for various US entities. This includes leading meetings with business stakeholders to understand their products, services, and associated risks and … more
- Unknown (New York, NY)
- …abreast of regulatory developments and providing practical guidance to the business . Applicants must have a minimum of 7 years' of compliance experience in ... private funds and separately managed accounts. This includes overseeing regulatory filings, managing the Code of Ethics program, and...an investment adviser, asset manager , or private funds environment, and a strong working… more
- Unknown (New York, NY)
- …and mitigate compliance risks, communicate effectively with management, and support business teams with regulatory compliance considerations. The Chief ... will also be involved in strategic projects as the business grows and will play a key role in...rules, particularly those related to investment banking compliance and regulatory filing. A Bachelor's degree is essential, and the… more
- Unknown (New York, NY)
- …to and addressing inquiries from business units, creating and maintaining controls , and managing regulatory examinations and inquiries. The role also ... their dynamic team. The successful candidate will be responsible for providing expert regulatory and compliance advice and support to the firm's fixed income trading… more
- Unknown (Los Angeles, CA)
- …This role is pivotal in ensuring the financial stability and growth of the business , with a focus on valuing and empowering people and delivering a superior customer ... team of audit professionals, overseeing compliance with a wide range of banking regulatory requirements, and reviewing the quality and effectiveness of controls … more
- Unknown (Austin, TX)
- …a strong culture of compliance, ensuring that policies, procedures, systems, and controls are in place to support regulatory requirements, and partnering ... also include providing compliance support for new products and business initiatives, conducting compliance audits, and developing and delivering compliance-related… more
- Unknown (New York, NY)
- …Categories Consulting & Professional Services Investment Management ALTERNATIVE ASSET MANAGER ARES ARES MANAGEMENT ARES MANAGEMENT CORPORATION ASSET MANAGER ... alternative asset management financial services investment management and direct lending Business Classifications B2B About the Role The Company is seeking a… more
- Unknown (Fort Lee, NJ)
- …& Professional Services Financial Services Specialties marketplace lending small business loans fintech commercial real estate loans crowdfunding payments ... (custody) core api driven banking capital markets deposits/cds small business lending banking as a service wire transfers real...successful candidate will be responsible for ensuring compliance with regulatory standards and will play a key role in… more
- Unknown (Washington, DC)
- …leader with a proven track record in navigating complex regulatory environments, particularly in the satellite, aerospace, or telecommunications industries. ... Key responsibilities include ensuring regulatory compliance with international, federal, and local laws, developing and overseeing compliance programs, promoting a… more
- Unknown (Irvine, CA)
- …be responsible for all aspects of accounting, including financial reporting, internal controls , and compliance with regulatory requirements. This role demands a ... of financial operations, drive strategic financial leadership, and support business growth. Key responsibilities include managing the month-end and year-end… more
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