- Vanguard (Malvern, PA)
- …advanced degree or certification (eg, CRMA, PMP) preferred. + 8+ years of experience in risk advisory , internal audit, or compliance , ideally within a sales ... We are seeking a strategic and experienced Senior Risk Advisor within the Financial Advisor Services...cross-functional teams in a dynamic, fast-paced environment. Key Responsibilities Risk Advisory & Governance + Partner with… more
- SMBC (New York, NY)
- … Management, Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or processes under ... responsible for overseeing the management of the broker dealer's compliance risk and is represented by the...coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities Inc.… more
- Bloomberg (New York, NY)
- …need to have:** + 8+ years' experience in Compliance , risk advisory , or audit within financial services , market data, or technology. + Strong knowledge ... regulations, and correspond with regulators. We have an exciting Compliance Advisory role on the Data, Research...services , as well as working with the global Compliance and Risk teams to identify and… more
- Carnival Cruise Line (Miami, FL)
- …in innovative and sustainable cruising, delivering memorable vacations and building borderless connections. Risk Advisory and Assurance Services (RAAS) is a ... technology and compliance risks. We're looking for an experienced Senior Audit Consultant, Risk Advisory and Assurance Services to fill this role, which… more
- Carnival Cruise Line (Miami, FL)
- Risk Advisory and Assurance Services (RAAS) is a diverse global team, recognized by the Audit Committee and senior management as their partner for providing ... advisory and assurance services on the company's...the company's most significant strategic, financial, operational, technology and compliance risks. The Senior Risk Advisory… more
- Grant Thornton (New York, NY)
- As Risk Advisory Manager-Not-for-Profit and Higher Education Practice, you will get the opportunity to grow and contribute to our clients' business needs by ... in both proactive and responsive contexts for the Risk Advisory Practice - all with the...processes + Manage the development and execution of enterprise risk management, operational risk compliance … more
- Capital One (Richmond, VA)
- …as well as develop and implement innovative solutions? As a member of the Consumer Advisory risk team within the Retail Bank Risk Office, you'll be ... Principal Risk Advisor, Consumer Advisory | Retail Bank...in Risk + 3+ years of Financial Services risk management experience **At this time, Capital… more
- Bloomberg (New York, NY)
- …Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to businesses and departments. In addition, we are ... Risk Officer - Enterprise Products ( Risk Advisory ) - Chief Risk...Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10046060 **Description… more
- Jack Henry & Associates (Springfield, MO)
- Third Party Risk Analyst : Advisory General information Press space or enter keys to toggle section visibility JobID 16525 Position Level Individual Contributor ... Management, supporting highly complex business areas and providing advisory guidance to enterprise risk , operational ...Professional (CERP), Certified Risk Manager (CRM), Governance, Risk and Compliance Professional (GRCP) or similar… more
- Capital One (Mclean, VA)
- IT SOX Risk Principal Associate, SOX Advisory Team If you're looking for a fast paced, dynamic and innovative firm founded on a culture of diversity and ... + Develop a high level of knowledge around reporting compliance , risk management, and evolving industry changes...nor guarantee and is not liable for third-party products, services , educational tools or other information available through this… more
- Capital One (Richmond, VA)
- IT SOX Risk Manager, SOX Advisory Team If you're looking for a fast paced, dynamic and innovative firm founded on a culture of diversity and inclusion that can ... + Develop a high level of knowledge around reporting compliance , risk management, and evolving industry changes...nor guarantee and is not liable for third-party products, services , educational tools or other information available through this… more
- Capital One (Richmond, VA)
- Manager, Compliance Advisory | Enterprise Services (Brand Marketing, Workplace Solutions, Americans with Disabilities) Capital One, a Fortune 500 company and ... 2nd Line of Defense, this exciting role will provide compliance advisory support and credible independent challenge...years of experience in compliance , legal, or risk management within a Financial Services organization… more
- Ankura (San Francisco, CA)
- …working on complex accounting investigations, national and/ or international investigations, compliance risk assessments, forensic audits, disputes support or ... + Lead and conduct forensic investigations, technical accounting research, fraud risk assessments, compliance reviews, forensic accounting audits, background… more
- Ankura (New York, NY)
- …not receive a response. Ankura Consulting Group, LLC is an independent global expert services and advisory firm that delivers services and end-to-end ... will possess a strong personal brand within Investigations and Forensic Accounting advisory and deep market-making relationships resulting in a robust flow of… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas ... Regulatory Governance Advisory Team within the CPAD Advisory Function provides centralized compliance support across...Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction… more
- Truist (New York, NY)
- …field, or equivalent education and related training or experience. 2. 8+ years of risk management experience in financial services or related field. 3. 6+ years ... of America) **Please review the following job description:** A first line of defense risk professional leading a team within the Wholesale Business Unit Risk … more
- City National Bank (New York, NY)
- …and regulations, and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, ... * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY * *WHAT IS...regulatory requirements to business processes. * Develop and maintain compliance policies and standards that address key risk… more
- Zurich NA (Schaumburg, IL)
- Vice President Compliance Advisory 127527 Zurich North America is currently hiring for a Vice President, Compliance Advisor to support multiple Business ... HQ. This person will report to the Head of Compliance Advisory and Assurance. Responsibilities: + Provide...commercial property-casualty insurance solutions and a wide range of risk management products and services for businesses… more
- Meta (Washington, DC)
- …privacy at the forefront of everything that we do. **Required Skills:** Compliance Advisory Program Manager Responsibilities: 1. Provide strategic guidance and ... findings are addressed in a timely manner 8. Provide compliance advisory and review for new safeguards,...practical experience 14. 5+ years of experience in Governance, Risk , and Compliance (GRC) with specialization in… more
- Intuit (Mountain View, CA)
- …experience, with 5-8+ years in regulatory compliance , legal, risk , or advisory roles within fintech, payments, or financial services . + Deep expertise in ... We are part of an amazing team bringing financial services offerings to market to power prosperity for our...the product lifecycle and business operations. + Conduct comprehensive compliance risk assessments, prepare key risk… more
Related Job Searches:
Advisory,
Advisory Services,
Compliance,
Risk,
Risk Advisory,
Risk Advisory Services,
Risk Compliance,
Services