- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Specialist within WIM Operations Account & Data Management. **In this role, you ... client account onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement services, structured… more
- UMB Bank (Kansas City, MO)
- …well. Our team is growing and looking for our next teammate! The Custody Operations Specialist position works closely with our Custody Administrators to support ... and potential clients. This allows us to provide full service offerings to our customers who are often clients...large institutional custody clients, both global and domestic. The Operations Specialist role is responsible for performing… more
- TD Bank (Exton, PA)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Support Specialist is responsible for reviewing releasing or escalating ... regulatory reports; and assisting advisors with all aspects of trading operations this rule supports complex transactions including blocked and restricted trades… more
- KeyBank (Brooklyn, OH)
- …opportunity requiring minimally 2 days in office **Job Summary** The Pricing Operations Lead Specialist is responsible for supporting pricing activities for ... on our accounting system, Global Plus. Timely and accurate pricing ensures securities are valued correctly on customer statements, valued correctly for client fees… more
- PNC (Cleveland, OH)
- …valued and have an opportunity to contribute to the company's success. As an Operations Specialist Sr, within PNC's AMG Operations Fees organization, you ... Friday, 7:30 am EST - 4:00 pm EST. An Operations Specialist Sr typically begins the day...across many departments and hierarchies. Prior fund accounting, sub-accounting, securities or trust experience is highly desired but not… more
- Hantz Group (Southfield, MI)
- Operations Specialist Hantz Group is a Michigan-based financial company that works with individuals and businesses to help them achieve their financial goals. We ... Estate Planning + Property and Casualty Insurance As an Operations Specialist , you will work as a...These processes ensure our clients receive accurate and timely service to achieve their financial goals. Essential Job Functions:… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist **Reports to:** Director, Financial Crime Risk Oversight, TD ... Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- Federal Aviation Administration (Salt Lake City, UT)
- Summary Serves as a Operations Manager in an en route facility and is responsible for planning and directing the operations in the facility; or planning and ... impacts the effectiveness and efficiency of the day-to day operations of the facility. Work typically impacts the safe,...with operational needs to maintain effective air traffic control service , and may work other than administrative shifts to… more
- TD Bank (White Plains, NY)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and ... allocation to handle live trading orders efficiently and meet service level standards + Supervises and participates in the...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- PNC (Philadelphia, PA)
- …business from the CCO and a deeply experienced team. Familiarity with corporate and securities operations is highly valuable for success in this role. While a ... to contribute to the company's success. As a(n) Compliance Program Specialist Senior within PNC's Regulatory Compliance Governance organization, you will be… more
- Raymond James Financial, Inc. (Southfield, MI)
- …and procedures used in the securities industry + Principles of securities industry operations and financial services and products **Other Skills:** * ... Authority (FINRA) Series 99 - Operations Professional + FINRA Series 7 - General Securities Representative + Certified Investment Services Professional (CISP) more
- Santander US (Boston, MA)
- USA Sr. Specialist , Sales & Service Support Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... Talk to You!** **The Difference You Make:** The Sr. Specialist , Sales & Service Support will be...service needs and maintaining consistent with compliance and operations standards + Proactive daily client management of operational… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The AVP, Motor Vehicle Title Specialist is a member of the Operations Department of SMFL and is ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Tri-State Generation and Transmission Association, Inc. (Westminster, CO)
- …with United States (US) Generally Accepted Accounting Principles (GAAP), the Securities and Exchange Commission (SEC), and the Federal Electric Regulatory Commission ... (EAP) and Paid Leave Benefits. **SEC Financial Research and Reporting Specialist ** Hiring Salary Range: $109,000-$139,000 Actual compensation offer to candidate may… more
- MUFG (Jersey City, NJ)
- …more details. **Overview** We are seeking a highly skilled and motivated Payments Support Specialist to join our IT team. Based in Jersey City, NJ or New York ... NY, the individual in this role will be responsible for ensuring smooth operations and providing comprehensive technical support for payment systems. As a key member… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Senior Capital Markets Middle Office Specialist for the Syndicate/Money Market/Brokered CD Middle Office Group as part of ... Corporate Investment Banking (CIB) Operations division. Learn more about our career areas and...business at wellsfargojobs.com. The Senior Capital Markets Middle Office Specialist will be responsible for monitoring daily trading activity,… more
- Janus Henderson Investors (Denver, CO)
- …superior financial outcomes through differentiated insights, disciplined investments, and world-class service . We will do this by protecting and growing our core ... would love to hear from you! Your opportunity The Knowledge Management Specialist supports the governance, organization, and delivery of critical information assets… more
- Citizens (Johnston, RI)
- Description The role of Wealth Management - Wealth Ops Specialist - Contact Center provides candidates with an introduction into the world of Investments Products via ... the delivery of world class customer service experience in our Contact Center. Candidates will be part of an integrated Investment Operations workforce and… more
- UNC Health Care (Rocky Mount, NC)
- …when placing armband on the patient, without delay of care. 2. Point of Service (POS) Collection Products, Services, and Securities a. Utilizes price estimation ... on our community's health and wellbeing. Summary: The Patient Access Intake Specialist is responsible in ensuring that patient access processing is performed in… more
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