- M&T Bank (Burlington, VT)
- …mailboxes and structured workflows. + You're curious and willing to learn securities operations and settlement mechanics. **Education and Experience Required:** ... **Overview:** Join a high performing operations team that powers our Wealth & Institutional...fixed income, asset backed securities , mortgage backed securities , physical securities , corporate and… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... we offer under Investment Banking. Our Investment Banking professionals provide corporate and institutional clients with capital markets and banking advice and… more
- Wells Fargo (Charlotte, NC)
- …all begins with you. **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist within our Trade Support team as a part of our ... Corporate Investment Banking (CIB) Operations Division. This...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist **Reports to:** Director, Financial Crime Risk Oversight, TD ... Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- PNC (Philadelphia, PA)
- …the private fund business from the CCO and a deeply experienced team. Familiarity with corporate and securities operations is highly valuable for success in ... complex legal and financial requirements. Ideal candidates bring some experience in securities law, governance requirements and corporate compliance, along with… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Tri-State Generation and Transmission Association, Inc. (Westminster, CO)
- …with United States (US) Generally Accepted Accounting Principles (GAAP), the Securities and Exchange Commission (SEC), and the Federal Electric Regulatory Commission ... ledger is GAAP compliant. Provides technical and oversight direction to the corporate accounting team as needed. Prepares written analyses and conclusions of… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The AVP, Motor Vehicle Title Specialist is a member of the Operations Department of SMFL and is ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Wells Fargo (Charlotte, NC)
- … for the Syndicate/Money Market/Brokered CD Middle Office Group as part of Corporate Investment Banking (CIB) Operations division. Learn more about our career ... business at wellsfargojobs.com. The Senior Capital Markets Middle Office Specialist will be responsible for monitoring daily trading activity,… more
- Janus Henderson Investors (Denver, CO)
- …would love to hear from you! Your opportunity The Knowledge Management Specialist supports the governance, organization, and delivery of critical information assets ... This role ensures that firm and product copy, creative assets, and corporate statistics are accurate, accessible, and aligned with strategic messaging across global… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- JPMorgan Chase (Newark, DE)
- …skills will drive operational efficiency and innovation. As a Trade Lifecycle Specialist IV within JPMorganChase, you will play a pivotal role in managing ... Collaborate with other business lines to facilitate appropriate funding, ensuring seamless operations across all asset classes. + Utilize various systems and tools… more
- First Horizon Bank (Houston, TX)
- …include:** + Work with manager and team with coordination of all safekeeping/enhanced operations activities. + Provide enhanced operations servicing to our FHN ... (business or finance), with five (5) years of banking, financial, or securities industry supervisory experience. **About Us** **First Horizon Corp. (NYSE: FHN)** ,… more
- Raymond James Financial, Inc. (Memphis, TN)
- …and industry best practices through ongoing education, attending conferences, and reading specialist media. **Knowledge of:** + Securities industry related to ... including financial instruments, financial management, and cash and capital principles. + Diverse corporate action events and how they impact clients and the firm +… more
- Capital One (Charlotte, NC)
- …team. As a member of the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** Preferred Qualifications: TD Securities ' Municipal Syndicate Operations Desk offers a unique opportunity ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $95,000 - $115,000 USD TD is...questions, finds alternative solutions and identifies clear objectives The Operations Analyst/ Specialist I TDS provides back up… more
- BlackRock (New York, NY)
- …The BAIS Operations Associate will be responsible for promoting sound corporate governance as an informed, engaged shareholder on behalf of clients invested in ... this role** Team Overview BlackRock Active Investment Stewardship (BAIS) is a specialist team within the active investment business and manages BlackRock's (BLK)… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
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