- Banco Popular Puerto Rico (New York, NY)
- …2026 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory ... Compliance We are looking for a Senior Compliance Officer to join...Lakes, FL. The right candidate will support the consumer regulatory compliance functions for Popular Bank, including… more
- BMO Financial Group (Milwaukee, WI)
- The Senior Compliance Officer is a Compliance Regulatory Change Management position within the Compliance Program Management team that is ... and 1LOD teams. This position is responsible for identifying and monitoring regulatory changes applicable to BMO. + Monitor, analyze and communicate regulatory… more
- JPMorgan Chase (Jersey City, NJ)
- …success. Make a meaningful impact on our company, customers, and communities. As a Regulatory Strategy Senior Officer (Associate) in the Firmwide ... This role offers the opportunity to work closely with senior leaders, develop expertise in regulatory strategy,...You will play a vital role in ensuring effective regulatory interactions and compliance , contributing to the… more
- SMBC (New York, NY)
- … Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** ... reminders and other communications. + Support production of Annual Compliance Report and related senior officer...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- Prime Therapeutics (Columbia, SC)
- …career? Come build the future of pharmacy with us. **Job Posting Title** Senior Compliance Analyst ( Regulatory Change Management) - Remote **Job ... records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership...policies + Research and interpret laws, industry guidance and regulatory issues that impact Prime's compliance programs… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists ... Attentiveness to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance … more
- Centene Corporation (Jefferson City, MO)
- …to members. + Assist regulatory change management with interim health plan compliance officer responsibilities. + Draft slides of regulatory change ... United States. **Position Purpose:** Assist in maintaining Centene Corporation's Compliance Program. Provide regulatory interpretation and analysis, perform… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- Banco Popular Puerto Rico (San Juan, PR)
- Date: Dec 16, 2025 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description We are seeking a highly ... motivated and experienced Senior Compliance Officer to support... plays a critical role in ensuring both banks' compliance with the CRA and related regulatory … more
- Penn Medicine (Philadelphia, PA)
- …and compliance . + Collaboration and Coordination: Work closely with senior leadership, quality/ regulatory directors, and other departments to establish and ... The position is reports directly to the Chief Medical Officer of Penn Medicine. **Responsibilities** : + Regulatory... compliance . Prepare and present reports on regulatory readiness and compliance to senior… more
- First Horizon Bank (Memphis, TN)
- **Description** **Location:** On site in location listed on job posting. **SUMMARY** The Senior Compliance Officer is responsible for advising on and ... guidance to line management, and drives effective issue management and remediation. The Senior Compliance Officer partners closely with associates in the… more
- Deluxe (Minneapolis, MN)
- …schedule, allowing you flexibility to work from home/remote several days per week The Senior Compliance Officer is the "owner" and subject matter expert ... the growth and development of the business at a senior organizational and commercial level. Job Functions: + Oversees... compliance program maturity + Strong knowledge of regulatory compliance principles and direct experience with… more
- JPMorgan Chase (Plano, TX)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance ... Control functions. You will need to possess sufficient knowledge and experience in Compliance , as well as familiarity with regulatory and/or audit best… more
- TEKsystems (Irving, TX)
- …evaluate the effectiveness of line of business practices in meeting respective regulatory compliance . Maintains current knowledge of applicable state and federal ... Business Administration, Finance, or equivalent experience * 3+ years of regulatory compliance and/or risk management, and/or audit experience with a strong… more
- Emerson (Austin, TX)
- …a key member of the Chief Legal Officer Leadership Team and represent the Regulatory Compliance group at the highest level. If you are ready to expand your ... If you are a ** Regulatory Compliance legal professional** looking for...Advise senior executives-including the CEO, Chief Legal Officer , and Chief Compliance Officer -on… more
- KeyBank (Brooklyn, OH)
- …Regulatory Management role is direct report of the Key Investment Services (KIS) Chief Compliance Officer who is responsible for leading a small team within a ... be responsible for various projects to improve efficiencies. The Senior Compliance Manager sits in the second...within the firm's Compliance Department to ensure compliance with all regulatory requirements set forth… more
- Otsuka America Pharmaceutical Inc. (Princeton, NJ)
- …data transfer mechanisms and contractual safeguards (eg, + SCCs, BCRs). + ** Regulatory Compliance and Risk Management** + Monitor and interpret global ... The Senior Director, Privacy Officer serves as...practices align with corporate values, innovation goals, and global regulatory expectations. The Privacy Officer will also… more
- Maryland Treatment Centers, Inc. (Baltimore, MD)
- …direction/recommendations to senior leadership, program clinicians and directors for regulatory compliance * Serve as back-up corporate wide trainer for ... collaborative work environment. We are looking for a FT Regulatory / Compliance Assistant to join our Baltimore...The Specialist works under the direction of the Corporate Compliance Officer to ensure that MMTC remains… more
- T. Rowe Price (Owings Mills, MD)
- …who perform the regulatory reviews. Reviews procedures and policies to ensure compliance . + Provides support to senior leadership. Meets with clients and in ... compliance requirements. + Responsible for drafting quarterly and annual chief compliance officer reporting under Rule 38a-1 and Rule 206(4)-7 and overseeing… more
- Banco Popular Puerto Rico (San Juan, PR)
- …in Cognos reporting, including designing, implementing, and enhancing reporting solutions for regulatory compliance . * Ability to generate and review FDIC 370 ... Location: San Juan, PR Company: Popular Workplace Type: On-site Senior Business Operations Officer | FDIC Part...Experience * 7+ years of experience in financial reconciliation, regulatory reporting, compliance , and financial systems logic… more
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