- KeyBank (Brooklyn, OH)
- …(eg - trust /fiduciary, asset management, private banking, securities, etc.) compliance , risk management, and/or internal or external audit experience with ... (eg - trust , private banking, securities/investment management) as well as trust /fiduciary related compliance , operations, and risk management strategies… more
- First Horizon Bank (Memphis, TN)
- …Compliance Officer is responsible for advising on and overseeing compliance risk across client-impacting products, services, and processes. This role ... and drives effective issue management and remediation. The Senior Compliance Officer partners closely with associates in...and effectiveness. + Lead or contribute to the annual compliance risk assessment for assigned lines of… more
- First Horizon Bank (Memphis, TN)
- **Description** **Location:** **On site at location listed in job posting.** **SUMMARY** The Risk Compliance Officer II is an intermediate role responsible ... practical regulatory guidance to business partners and supporting the bank's Compliance Risk Management Program. This associate interprets applicable laws… more
- Wells Fargo (Winston Salem, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Bank of America (Wilmington, DE)
- Delaware Senior Trust Officer Wilmington, Delaware **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... an impact. Join us! **Job Description:** The Delaware Senior Trust Officer (Delaware STO) maintains a ...obtain his/herapproval. Communicate thedecision to client. + Minimize account risk by analyzing trust documents and performing… more
- Heritage Financial Credit Union (Middletown, NY)
- Chief Risk Officer - Middletown, NY Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) Job Type Full-time Description Come ... Heritage Financial Credit Union's Executive Team as the Chief Risk Officer We're seeking a visionary leader...role oversees Finance, Information Technology, Strategic Business Operations, and Risk / Compliance , serving as a central force in… more
- Louisiana Department of State Civil Service (Baton Rouge, LA)
- Finance Officer (Natural Resource Trust Authority) Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/5159725) Apply Finance Officer ... administrative, and external stakeholders. Job Duties and Other Information The Finance Officer supports the Natural Resources Trust Authority in managing the… more
- Dunham & Associates Investment Counsel, Inc. (Las Vegas, NV)
- TRUST OFFICER Our affiliate, Dunham Trust Company (DTC), located in Reno, NV is looking for a Trust Officer in DTC's Las Vegas location. DTC provides ... offices in Las Vegas, Wyoming, and Colorado. The DTC Trust Officer is responsible for the coordination...payments distributed among multiple family members, while managing financial risk ; + Execute the terms of any estate plan… more
- Columbia Bank (TX)
- **About the Role:** A Trust Officer is responsible for providing some new business for the company through marketing programs involving contact with ... opening of their account within an acceptable level of risk . + Most often administers moderately complex relationships. +...+ CTFA or MBA, preferred. + 5 years of Trust Officer experience, required. + 5 years… more
- M&T Bank (Baltimore, MD)
- …matters and responsible for overall trust administration management for complex trust relationships. + Assess and manage risk , exercise fiduciary discretion ... Responsible for the administration and fiduciary management of complex trust relationships within client relationships. **Primary Responsibilities:** + Apply deep… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products ( Risk ... Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10046060 **Description & ... are looking to grow our team, seeking highly experienced Risk professionals. **We'll trust you to:** +...risk industry and educational/development opportunities + Use Governance Risk and Compliance (GRC) tools to evidence… more
- AON (St. Peter, MN)
- …: Manage and maintain compliance databases, registers and act in place of Risk and Compliance Officer when needed. Keeping apprised with regulatory ... the world. As an organization, we are united through trust as one inclusive team and we are passionate...compliance databases, registers and act in place of Risk and Compliance Officer when… more
- KeyBank (Brooklyn, OH)
- …for the administration and post-death settlement of fiduciary accounts by providing expert trust and estate administration and counsel to High Net Worth clients and ... their beneficiaries. Actively manages trust administration and settlement, in accordance with established policies...as a resource for the team on projects needed ** Compliance ** + Fulfills Key's fiduciary responsibilities with utmost adherence… more
- Enterprise Bank & Trust (Houston, TX)
- **Enterprise Bank & Trust was founded in the spirit of entrepreneurship and community. From the small mom-and-pop coffee shop to the large construction company that ... there's no stopping you!** **Job Title:** SVP, SBA Business Development Officer **Job Description:** **Summary:** The SBA Business Development Officer … more
- US Bank (Milwaukee, WI)
- …of fiduciary law, tax implications and practices in multiple jurisdictions, trust accounting/reporting, and other regulatory compliance requirements + Strong ... at-all from Day One. **Job Description** Responsible for the administration, risk management and servicing of assigned fiduciary and investment management accounts.… more
- City National Bank (Wilmington, DE)
- *SPECIALTY WEALTH ASSET OFFICER SENIOR* WHAT IS THE OPPORTUNITY? Provides investment/asset management services for Specialty Wealth Assets (real estate, closely held ... expertise and coordinating communication with colleagues, clients, tenants, managers/general partners/ officer , and 3rd party service providers around activities and… more
- Canandaigua National Bank & Trust (Pittsford, NY)
- Deputy Chief Information Security Officer (Deputy CISO) Canandaigua National Bank Location: Pittsford, NY (Hybrid, minimum 3 days onsite) What does a Deputy Chief ... Information Security Officer (Deputy CISO)...strategy, overseeing monitoring of program controls, and ensuring regulatory compliance . This role is also responsible for managing Information… more
- Enterprise Bank & Trust (Olathe, KS)
- …to bank's credit policies, maintain required documents; clear exceptions, monitor covenant compliance , recommend risk rating changes, loan loss recognition and ... **Enterprise Bank & Trust was founded in the spirit of entrepreneurship...**Together, there's no stopping you!** **Job Title:** Resolution Management Officer **Job Description:** **Summary:** This individual is responsible for… more
- Berkshire Bank (Boston, MA)
- …This position will provide leadership and strategy for the compliance and risk management of the Wealth Management ( Trust department) business and the ... Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen,...operational risk , investment risk , regulatory risk , and related areas. + Knowledge of trust… more
- Zions Bancorporation (Salt Lake City, UT)
- …You bring the talent; we bring the opportunity. **We are currently seeking a** ** Risk and Compliance Testing Officer ** **within the Market, Liquidity, Wealth ... Risk & Compliance Team.** **Description** A Market, Liquidity, and Wealth Risk & Compliance (MLW) Testing Officer works closely with team members and… more
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