- Truist (Jupiter, FL)
- …more years of Wealth Management experience. 3. High level of knowledge of securities operations in specific area. 4. Intermediate knowledge in other areas of ... to time. 1. Participate in various processing functions for Wealth accounts, including securities and investment related... securities operations 5. Good verbal and written… more
- M&T Bank (Burlington, VT)
- …mailboxes and structured workflows. + You're curious and willing to learn securities operations and settlement mechanics. **Education and Experience Required:** ... **Overview:** Join a high performing operations team that powers our Wealth ...In this role, you'll execute a high volume of securities transactions and related account activities with precision and… more
- Citizens (Johnston, RI)
- Description The role of Wealth Management - Wealth Ops Specialist - Contact Center provides candidates with an introduction into the world of Investments ... Center. Candidates will be part of an integrated Investment Operations workforce and collaborate with departments responsible for opening/maintaining brokerage… more
- KeyBank (Brooklyn, OH)
- … securities /investment management) as well as trust/fiduciary related compliance, operations , and risk management strategies with respect to the execution of ... Individuals in this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory… more
- Fifth Third Bank, NA (Cleveland, OH)
- … Specialist II provides office management support for registered securities representatives (eg, Investment Executives, or Wealth Management Advisors). ... to the banking center partners as requested. + Process and follow-up operations duties linked to new/existing accounts, risk management, marketing support, order… more
- TD Bank (Exton, PA)
- …role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Support Specialist is responsible for reviewing releasing or escalating ... regulatory reports; and assisting advisors with all aspects of trading operations this rule supports complex transactions including blocked and restricted trades… more
- PNC (Cleveland, OH)
- …valued and have an opportunity to contribute to the company's success. As an Operations Specialist Sr, within PNC's AMG Operations Fees organization, you ... Friday, 7:30 am EST - 4:00 pm EST. An Operations Specialist Sr typically begins the day...by the Asset Management Group for both Institutional and Wealth Management Clients. These fees comprise a large portion… more
- TD Bank (White Plains, NY)
- …role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational ... FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be… more
- First Horizon Bank (Houston, TX)
- …include:** + Work with manager and team with coordination of all safekeeping/enhanced operations activities. + Provide enhanced operations servicing to our FHN ... (business or finance), with five (5) years of banking, financial, or securities industry supervisory experience. **About Us** **First Horizon Corp. (NYSE: FHN)** ,… more
- TD Bank (Charlotte, NC)
- …and the Wealth Lending Advisors (WLA) support the lending activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting ... team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- City National Bank (New York, NY)
- …for profitable growth of the portfolio. May serve as a segment or industry specialist acting as a technical consultant to clients and colleagues in various business ... Utilize planning capabilities and develop solutions across investments, trust and wealth transfer, credit, deposit, and all other appropriate services. * Utilize,… more
- Wellington (Boston, MA)
- …coverage for client-facing distribution activities, focusing largely on the US wealth channel and related strategic initiatives. The successful candidate will join ... a specialist legal team that collaborates closely with our business...or her asset management experience in the rapidly developing wealth space. Key responsibilities will include: + Advising on… more
- Citigroup (Roanoke, TX)
- …and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a ... every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission...Monitoring scratch levels on display screens, on-line library web specialist or visually monitoring panel on libraries. + Replacing… more
- Scotiabank (New York, NY)
- …overall success by covering a wide array of credit accounts as a specialist salesperson. The Director shall distribute Primary and secondary Leveraged Loans, High ... Yield Bonds, and in some cases, Private Placement and Investment Grade securities to Scotiabank's investing clients. This role will look to grow and support… more
- Citigroup (San Antonio, TX)
- …and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a ... and every sector that shapes your daily life, our Operations & Technology teams are charged with a mission...a senior systems administrator and Tier 2 technical support specialist for a large campus site. This candidate will… more
- Capital One (Charlotte, NC)
- …team. As a member of the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, ... of experience in one or more areas of compliance, such as consumer, brokerage, wealth management, or trust + 1+ years of experience with data analytics tools and… more
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