- AON (New York, NY)
- Senior Vice President / Broker III - Hull & Liability This is a hybrid role with the flexibility to work both virtually and from our New York, NY; Miami, ... to the terms and conditions of the applicable incentive plan. #LI-KA1 #LI-HYBRID 2572820 Senior Vice President / Broker III - Hull & Liability This is a… more
- AON (New York, NY)
- Currently we have an exciting career opportunity for a Broker II (FSG) within Aon Commercial Risk Solutions' Financial Services Group ("FSG"). Are you ready to begin ... + Develop and deliver client and prospect presentations in conjunction with senior team members. + Utilize effective underwriter relationships to improve broking… more
- JPMorgan Chase (Jersey City, NJ)
- Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group - North America Broker ... to effectively position JPM and solutions optimally. + Engage clients at senior and strategic levels to provide integrated treasury solutions within a consultative… more
- AON (New York, NY)
- … II - (Professional Liability) New York (hybrid) Provide detailed support to Senior Vice - President on complex Professional Liability, Employment Practices ... specialty law firm niche. Act on behalf of the Senior Vice - President ("SVP") in their...by the applicable plan documents and policies. 2570963 Account Executive/ Broker II - (Professional Liability) New York (hybrid) Provide… more
- JPMorgan Chase (Jersey City, NJ)
- …the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Compliance, Conduct & Operational Risk (CCOR) team ... JP Morgan Securities LLC and JP Morgan Prime Inc. broker dealers, you will be part of a diverse...obligations. + Perform Compliance Risk assessments and reporting to Senior Management and legal entity governance (eg, review and… more
- Brookfield Properties (New York, NY)
- …seeking a Vice President , Retail Leasing who will report to the Senior Vice President , Retail Leasing in Brookfield Properties, Office Division. The ... overall property goals and increase NOI + Use existing national retailer and broker relationships to expand "open to buys" to meet or exceed leasing objectives… more
- Siebert Williams Shank (New York, NY)
- …or the "Firm") is conducting a search for experienced Investment Banking candidates for Vice President to join its Infrastructure and Public team and work hybrid ... of responsibility, and actively participate in all aspects of transactions. Vice Presidents are more experienced junior investment banking professionals who provide… more
- Wells Fargo (New York, NY)
- …respect for their total relationship with Wells Fargo. Wells Fargo is seeking a Vice President to join our Product Management team. The Application Business ... + Ability to communicate effectively at all levels, including senior leadership. + Proven ability to work within a...are not eligible to be associated with a FINRA-registered broker -dealer. Successful candidates must also meet and comply with… more
- Wells Fargo (New York, NY)
- …. **About this role:** Wells Fargo is seeking a Lead Investment Banker, Vice President to join our growing Healthcare Investment Banking Group - ... Ability to communicate effectively, in both written and verbal formats, with senior executive-level leaders & clients + Persuasive communication skills with comfort… more
- Wells Fargo (New York, NY)
- …clients. **About this role:** Wells Fargo is seeking a Lead Securities Product Owner - Vice President to join our Product team. This role will focus on ... both written and verbal formats, at all levels of the organization, including senior executive-level leadership + Ability to work and influence successfully within a… more
- MUFG (New York, NY)
- …and other Control personnel to determine MSIIs / audit points. Assist the broker dealer entity in correctly Identifying the overall issue owner, deliverables and ... Assist in identifying data risks in RCSAs across the broker dealer entity (adhoc risk / controls reviews, group...RWA data and disseminate to Liquidity / ALCO and senior management for making timely business critical decisions **Qualifications:**… more
- SMBC (Jersey City, NJ)
- …expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer regulatory reports. This position will provide leadership to the team ... but not limited to reports such as the FRB reports, knowledge of broker -dealer reporting, liquidity reporting, etc.) + Experience in capital markets asset classes… more
- TD Bank (New York, NY)
- …and front-office decision-making. You'll work with Equities Sales, Trading, Research, senior management, and TDS Technology to develop data infrastructure and ... ETL workflows that integrate CRM data, market share metrics (Coalition, McLagan), broker votes, and internal trading/sales data. + **Deliver front-end analytics** :… more
- BlackRock (New York, NY)
- …with senior traders + Familiarity with Execution Management Systems, Broker /Dealers, Dark Pools and other ECNs + Superior communication and presentation skills, ... strategic business trading workflows[SO1] + Collaborate closely with the Client's senior management team (Chief Operational Officer, Head of Trading and Investment… more
- JPMorgan Chase (New York, NY)
- …policies, laws, and regulations, with regular progress updates being shared with senior leadership and C-Suite management. As part of its mandate, the Advanced ... Data Owners, and feed asks into Central Marketing backlog for CAMP; lead and broker agreements with each group to use their resources to achieve large scale projects… more
- TD Bank (New York, NY)
- …but not required. + 7 years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + ... service skills - experience demonstrating sound judgment and close partnership with senior managers and other stakeholders globally, as well as relationship and… more
- RxBenefits (New York, NY)
- …to resolve all service problems. + Meet or exceed departmental goals established by the Senior Vice President -Account Management. + Present a positive image ... drug trend. + Maintains awareness of drug pipeline and proactively consults broker /client on appropriate drug category management approaches. + Proactively consults … more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Overview** The Vice President (VP) in the Americas Market Risk Management Governance and ... the SMBC Capital Markets Swap Dealer, and Nikko Securities America's Broker -Dealer entity. This role provides independent risk oversight, strengthens regulatory… more
- HUB International (New York, NY)
- …own unique, regional culture. We currently have an opportunity for an **Assistant Vice President ** . **Duties and Responsibilities:** + Perform all account ... become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk...discrepancies and contacts client on receivable collection. + Assist Senior Account Executive when requested. + Assist with … more
- TD Bank (New York, NY)
- …New York Office TD Securities is seeking a highly skilled and technology proficient Vice President to join its US Wholesale Controllers group within US Finance ... and consolidation of the monthly close, review entries and reconciliations for broker -dealer and non- broker -dealer entities and ensure compliance with US GAAP… more