- TD Bank (New York, NY)
- …oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related ... and building and executing a quality control function for compliance board and management reporting , and proactively...and strong executive communication skills to interact with senior compliance stakeholders. The Compliance Governance … more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the… more