- Everglades Equipment Group (Wellington, FL)
- Department: Accounting Reports To: Chief Financial Officer (CFO) Supervises: Accounts Payable, Accounts Receivable, Payroll, Accounting Staff Position Overview ... * Make necessary corrections and adjustments to ensure accurate reporting Compliance & Administrative Responsibilities * Manage motor vehicle tags and registrations… more
- Usaa (Tampa, FL)
- …expertise in SSDLC - Second Line of Defense . This role sits within the Chief Risk Office for Technology. We offer a flexible work environment that requires an ... key decisions assessing risk and reward through effective challenge. Liaises with Compliance and CLO on legal & regulatory considerations that impact business… more
- University Health (San Antonio, TX)
- Vice President, Associate Chief Medical Officer University Health - San Antonio, Texas Shape the Future of Community Health Overview University Health, a ... is seeking a transformational physician leader to serve as the Vice President, Associate Chief Medical Officer (VP, ACMO) . This executive position offers the… more
- Northwestern Mutual (Milwaukee, WI)
- …Flexible work schedulesConcierge serviceComprehensive benefitsEmployee resource groupsPandoLogic. Keywords: Chief Technology Officer (CTO), Location: Milwaukee, ... for aligned business areas and product lines. Collaborates cross-functionally with the Chief Digital & Technology Officera€ (TM) s leadership team and key partners… more
- Keller Williams Preferred Realty (Burnsville, MN)
- The MCA is the chief financial and administrative officer of the brokerage. This role is ideal for someone who thrives in a fast-paced environment, loves systems ... agent partners. You will be responsible for overseeing financial operations, compliance , human resources, front-end staff, and administrative systems while upholding… more
- NYL - Matthews (Charlotte, NC)
- …(Moodys) AA+ Very Strong (Standard Poors) Were proud of the training we offer. Chief Learning Officer : 2023 CLO Learning Elite Gold award Were proud to ... FINRA general securities, agent state law, investment advisory licenses, compliance history, production standards, and required training. Requirements are subject… more
- HUB International (New York, NY)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior ... and enhancing the SEC compliance infrastructure. **Job Summary:** The ** Chief Compliance Officer ** **for Retirement and Private Wealth** will be… more
- Equitable (Charlotte, NC)
- Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New ... New York City office. Equitable is currently looking to hire a Deputy Chief Compliance Officer (DCCO) for Equitable Advisors within the National … more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Chief Compliance Officer Department: Office of Institutional Compliance Reports To: General Counsel, Senior Vice President of Legal Affairs and ... Secretary to the Board of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer (CCO) serves as the senior executive responsible for… more
- Georgetown Univerisity (Washington, DC)
- …Job Overview The Associate Vice President for Compliance and Ethics and Chief Compliance Officer of Georgetown University coordinates, monitors, and ... provides general oversight of the University's compliance assurance activities, including compliance both with internal policies/procedures and with external… more
- Robert Half Legal (Dallas, TX)
- Description We are looking for a dedicated and detail-oriented Chief Compliance Officer to join our client's team on a contract basis in Dallas, Texas. This ... adherence to regulatory guidelines and company policies while managing the firm's compliance program effectively. The ideal candidate will possess expertise in … more
- Sprinklr (Washington, DC)
- …customer experiences worldwide. **About** **the Role** Reporting to the General Counsel, the ** Chief Compliance Officer (CCO)** will lead Sprinklr's global ... all legal and regulatory obligations, enhancing and maintaining a scalable compliance program, and enabling innovation while mitigating risk. This individual will… more
- M&T Bank (Wilmington, DE)
- **Overview:** The Chief Compliance Officer (CCO) of the Wilmington Funds will be responsible for overseeing and administering its compliance program in ... securities laws and to promote a culture of ethical conduct and regulatory compliance throughout the organization. The CCO will report directly to the Board of… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/ chief -global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the… more
- ManpowerGroup (Milwaukee, WI)
- …for a strategic and experienced legal professional to serve as Corporate Secretary and Chief Ethics and Compliance Officer for ManpowerGroup. This position ... assistance. **Job:** _Legal_ **Organization:** _ManpowerGroup_ **Title:** _Corporate Secretary & Chief Ethics and Compliance Officer_ **Location:** _WI-Milwaukee_… more
- Aston Carter (Florham Park, NJ)
- …local Compliance Officer , reporting into Group Compliance / Chief Compliance Officer . Essential Skills + Solid background in Controlling, ... Job Title: Chief Financial Officer Job Description We...Officer to lead our finance, IT, purchasing, and compliance functions. This role is designed for individuals transitioning… more
- University of Rochester (Rochester, NY)
- …with a close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of ... expertise of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for Academic and Central Administration… more
- Thrivent Financial (UT)
- …the Bank's loan portfolio. + Supports the Bank's CRA program in coordination with the Chief Compliance & CRA Officer . + Supervises the Bank's special assets ... The Chief Credit Officer of Thrivent Bank...Board of Directors or Board delegated committee. + Ensure compliance with applicable state and federal regulations. + Recruits,… more
- Corewell Health (Grand Rapids, MI)
- …senior vice presidents of finance, regional presidents, senior vice president of compensation, chief compliance officer . + Models ethical leadership and ... innovation, and co-leads enterprise-wide innovations in digital technologies with the chief nursing informatics officer . Coordination of workforce strategy… more
- Insight Global (Dallas, TX)
- Job Description Insight Global is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a global investment firm focused in ... the fintech space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing and managing the firm's compliance program in… more
