- Principal Financial Group (Des Moines, IA)
- …closely with Sales Support Team and Portfolio Management teams to develop the fund 's marketing materials to effectively market funds globally + Maintain ... technical expertise and understanding of legal, regulatory and tax considerations when structuring new ...fund vehicles Principal Asset Management is the global investment solutions business for Principal Financial Group(R) (Nasdaq: PFG),… more
- Neuberger Berman (Chicago, IL)
- …and articulating the settings impact on reporting; and Developing client and investment reports that meet regulatory requirements including UCITS, 1940 Act, ... Neuberger Berman Group LLC TITLE: Vice President, Client Reporting & Analytics Associate LOCATION: Chicago, IL (A hybrid work schedule may be permitted within… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We are seeking an Associate Portfolio Manager to join our Private Real Estate Debt team, with a primary focus on managing and supporting the ... analytical and strategic support on larger or more complex portfolios and funds . + Monitor portfolio performance and risk metrics; conduct sensitivity, variance, and… more
- Mizuho Corporate Bank (New York, NY)
- …potential risk to the firm + Ability to determine and review Dodd Frank regulatory information provided by the client and determine if sufficient based on regulation ... + Evaluate an Investment Advisor's organization structure as well as determine when...all documentation required to adhere to both AML and regulatory requirements + Liaise with internal groups such as… more
- JPMorgan Chase (New York, NY)
- …in efforts to respond to regulatory requests and inquiries related to the Funds + Lead and participate in various Fund related initiatives + Develop ... a group of Funds including US Mutual Funds , ETFs, and Collective Investment Funds...Canadian products including ETFs. As an Asset Management - Fund Controller - Associate you will support… more
- BlackRock (Wilmington, DE)
- …Institutional Digital Liquidity Fund (BUIDL), the world's largest tokenized fund . Our digital asset platform spans exchange-traded funds , tokenized ... Foreign Corrupt Practices Act), and fraud frameworks. + Familiarity with institutional investment structures and service providers such as funds , transfer… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …12 days per month in our St Petersburg, FL corporate office._ As a Sr Mutual Fund Trading Support Associate , you will be responsible for executing a variety of ... standard and specialized financial transactions within our mutual fund operations. Working within established administrative and operational guidelines, you will… more
- JPMorgan Chase (Brooklyn, NY)
- …skills** + Preferably direct Transfer Agency experience and knowledge of alternative investment funds . + Demonstrated expertise in Investor AML/KYC onboarding ... a Senior Associate . As an AML/KYC Senior Associate within our Alternative Funds Team, you...Risk Assessments and Investor Onboarding and general understanding of regulatory requirements for US & Cayman Funds … more
- JPMorgan Chase (Boston, MA)
- Join JPMorganChase as a Fund Servicing Associate II and be at the forefront of enhancing our operational services in fund accounting and administration. This ... a leading financial institution that values innovation and continuous improvement. As a Fund Servicing Manager ll within JPMorganChase, you will play a pivotal role… more
- Nuveen Investments (New York, NY)
- …with new product strategy and development + Provide advice and counsel regarding regulatory issues in the private funds space, including those impacting private ... experience working in a law firm or asset manager working with private funds and direct lending or private equity strategies **Physical Requirements** + Physical… more
- JPMorgan Chase (New York, NY)
- …team as an Associate Product Manager supporting the firm's Donor Advised Fund (DAF) product offering. In this role, you will help shape the strategy, design, ... management from strategy development through agile implementation, with attention to investment execution, asset servicing, and regulatory compliance. + Research… more
- UMB Bank (Chadds Ford, PA)
- …Investments Team provides accounting, pricing, and reconciliation services for our alternative investment fund clients. This group is a growing team that ... monthly financial package and net asset value of the fund . Prepare the quarterly regulatory filings, such...etc., where applicable Utilize general working knowledge of alternative investment funds . Other duties as assigned. We're… more
- UMB Bank (Ogden, UT)
- …Investments Team** provides accounting, pricing, and reconciliation services for our alternative investment fund clients. This group is a growing team that ... monthly financial package and net asset value of the fund . + Prepare the quarterly regulatory filings,...where applicable + Utilize general working knowledge of alternative investment funds . + Other duties as assigned.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …carried out to the required quality standards and/or to ensure adherence to external regulatory codes and internal codes of conduct. + Carry out operational tasks by ... and resolve position breaks. + Identifies transactions between omnibus vendor and/or fund companies and the firm's books and records resulting in position breaks… more
- The Hartford (Wayne, PA)
- …Funds had approximately $155 billion in assets under management. Opportunity: Hartford Funds is seeking a mid-level investment management attorney (5+ years ... wide range of matters related to providing legal and regulatory support to the Funds and Hartford...companies also is preferred. + Experience serving as an associate attorney within a law firm's investment … more
- Neuberger Berman (New York, NY)
- We are seeking an Investment Team Support Associate to join our team. This is a high-performing function within the Public & Private Markets, with a primary, ... deep relationships with PMs, Traders, Operations, Compliance, Technology, and Risk; represent investment teams in process, regulatory , and platform forums. +… more
- Neuberger Berman (New York, NY)
- The Quantitative Analyst/ Associate will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the ... and Multi-Asset Class strategies. This role is integral to the Multi-Asset Class Investment Risk team, focusing on risk measurement, attribution, and analysis for a… more
- JPMorgan Chase (Boston, MA)
- …coherent and resonant message to market. + Demonstrate expertise in the investment lifecycle, including industry best practices, regulatory requirements, and ... Experience with product demonstration, trial subscription, and cross-sales in institutional investment services. + Familiarity with regulatory requirements and… more
- NYSERDA (New York, NY)
- …at NY Green Bank, a division of NYSERDA. NY Green Bank is a specialized investment fund dedicated to bridging financial gaps and mobilizing private capital to ... organizational, analytical, and communication skills to work in the critical role of Associate on the Investment & Portfolio Management Team. The individual will… more
- WTW (Tampa, FL)
- …manager recommendations, plan and fee benchmarking, and legislative, judicial, and regulatory briefs + Attend regular client investment committee meetings ... their various sub committees. These services include: strategic setting of investment objectives, strategic asset allocation, investment management structures,… more
