- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...Nikko America and SMCB Capital Markets are seeking a Head of Architecture for our Global Markets businesses to… more
- JPMorgan Chase (Plano, TX)
- …influence the profitability of a global business, we invite you to join our Securities Services Operations Transformation Team. Here, you'll play a pivotal role ... versatile in reaching your career potential. As a Business Operations Manager- Securities Billing Operations ...you the chance to work directly with the Global Head of Client Billing Operations , shaping the… more
- Citigroup (Jersey City, NJ)
- …externally as needed to support the strategic goals. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... where the candidate will report to the Margin & Collateral Optimization Head of Risk providing supervisory oversight and governance across our operational functions… more
- Mizuho Corporate Bank (New York, NY)
- …and consulting function, designed to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York ... markets conduct and Volcker rule). + Knowledge of financial services operations , finance, liquidity, compliance, conduct, financial crime, technology, credit risk,… more
- Citigroup (New York, NY)
- …streamline processes and drive strategy across our industry. **Job Purpose** The Nam Syndicate Operations Head will report to the Global Syndicate Operations ... investing in a multi-year Tech Transformation, the Nam Syndicate Operations Head will be tasked executing the...strong risk management and control mindset. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities … more
- JPMorgan Chase (Tampa, FL)
- …& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world ... capital, manages risk and extends liquidity in markets around the world. Operations teams develop and manage innovative, efficient and resilient solutions to meet… more
- TD Bank (New York, NY)
- …and Communications, TDS (US) reports to the TDBG Managing Director and Global Head of Surveillance for TD Securities . **Individual Accountabilities:** * As a ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $170,000 - $300,000 USD TD is committed to providing fair… more
- NatWest Markets (Stamford, CT)
- …duties not listed here may be assigned as necessary to ensure the proper operations of the department and the business._ ** Head of Regulatory Relations, ... Head of Regulatory Relations, Corporate Governance, and Registrations...interacting with external regulators. A robust understanding of US securities regulations is alsorequired, along with foundational knowledge and… more
- Vanguard (Malvern, PA)
- …the primary risk partner for the leadership of Vanguard's critical investment operations that work with portfolio management functions to facilitate trading, manage ... data, provide information on cash and securities , manage collateral, and maintain books and records for...risk guidance and oversight of Vanguard's investment and fund operations globally. In this role you will lead risk… more
- Citigroup (New York, NY)
- …create and deliver the full suite of solutions to our clients . The Trade Sales head will lead a team of Trade Sales Specialists across Corporate, PS and FI clients ... directly into the Corporate, Commercial & Public Sector Sales Head with matrix reporting to the Global Head...impact or influence on company revenues, capital or business operations . Typically, a direct report to an EB role… more
- Citigroup (Tampa, FL)
- …by the Services Segment business teams, both front office and Services-specific operations . This position reports to the Services, Markets, Banking/ International & ... Client Control Assessment & Control Testing Head , within the Citi COO organization's Central Controls Capabilities. It is a strategic- and execution-oriented… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Vanguard (Malvern, PA)
- …company regulations will complement the required skills. As a trusted leader, the Head of Retail Regulatory Enablement, will also provide strategic direction to a ... this compliance leader, directly and through a team, will support business operations and initiatives, identify, and respond to ongoing regulatory changes, and… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission...enable growth and progress together. **About Our Team:** The ** Head of Digital Straight Through Processing** is a Senior… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... in the operating model by collaborating with internal groups such as Credit, Operations , Strats and IT - Gather industry and company data, and create meaningful… more
- MUFG (New York, NY)
- …that support the back-office functions of the broker-dealer, including trading operations , risk management, and regulatory compliance. The successful candidate will ... of applications that support the back-office functions, including trading operations , risk management, and regulatory compliance. + Provide technical guidance… more
- Janus Henderson Investors (Denver, CO)
- …ability to organize, analyze and support distribution-related master data and supporting operations + An operations orientation that enables the creation of ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more
- Janus Henderson Investors (Denver, CO)
- …in payroll, with a significant portion managing or overseeing global payroll operations . + Proven leadership and team management skills. + Strong analytical and ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more
Related Job Searches:
Head,
Head Operations,
Operations,
Securities,
Securities Operations,
US Head Securities Operations