- JPMorgan Chase (Newark, DE)
- … Operations Control Management (OCM) team, you will report to the Global Head of Securities Services Operations Governance and Controls Management, ... regulatory, and governance support for our global Client Tax Operations segment within Securities Services Operations . As the Executive Director of… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...Nikko America and SMCB Capital Markets are seeking a Head of Architecture for our Global Markets businesses to… more
- JPMorgan Chase (Plano, TX)
- …influence the profitability of a global business, we invite you to join our Securities Services Operations Transformation Team. Here, you'll play a pivotal role ... versatile in reaching your career potential. As a Business Operations Manager- Securities Billing Operations ...you the chance to work directly with the Global Head of Client Billing Operations , shaping the… more
- SMBC (White Plains, NY)
- …business. This role is an extension of the broader New York based Securities Operations team. The role reports to the Head of Middle Office and Settlements ... global institutional clients, focusing on North America and Latin America. The Securities Operations Group within SMBC Nikko Securities America, Inc. is… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair ... hire a VP in Private Securitization for the Asset-Backed Securities Group within the Global Markets division at TD...positions. The position liaises closely with the Bank's other operations in Canada, Europe, and the US to assist… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading...positions. The position liaises closely with the Bank's other operations in Canada, Europe, and the US to assist… more
- Citigroup (Tampa, FL)
- …Purpose - Global Head of Brokerage Services, Futures and Derivatives Clearing Operations ** , The global Head of Brokerage Services, Futures and Derivatives ... Clearing Operations , will report to the Global Head of Futures and Derivatives Clearing. The successful candidate is expected to be both a subject matter… more
- NatWest Markets (Stamford, CT)
- …duties not listed here may be assigned as necessary to ensure the proper operations of the department and the business._ ** Head of Regulatory Relations, ... Head of Regulatory Relations, Corporate Governance, and Registrations...interacting with external regulators. A robust understanding of US securities regulations is alsorequired, along with foundational knowledge and… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Vanguard (Malvern, PA)
- …the primary risk partner for the leadership of Vanguard's critical investment operations that work with portfolio management functions to facilitate trading, manage ... data, provide information on cash and securities , manage collateral, and maintain books and records for...risk guidance and oversight of Vanguard's investment and fund operations globally. In this role you will lead risk… more
- Citigroup (Tampa, FL)
- …by the Services Segment business teams, both front office and Services-specific operations . This position reports to the Services, Markets, Banking/ International & ... Client Control Assessment & Control Testing Head , within the Citi COO organization's Central Controls Capabilities. It is a strategic- and execution-oriented… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Head of Product Control is accountable for ensuring accurate and timely reporting and ... and balance sheet for the Corporate Investment Banking business in TD Securities . This role will liaise with Front Office, Information Technology, Risk, Finance,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Vanguard (Malvern, PA)
- …company regulations will complement the required skills. As a trusted leader, the Head of Retail Regulatory Enablement, will also provide strategic direction to a ... this compliance leader, directly and through a team, will support business operations and initiatives, identify, and respond to ongoing regulatory changes, and… more
- Citigroup (Roanoke, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission...global data center critical systems and integration. The Global Head of Data Center Integration Services will spearhead the… more
- MUFG (New York, NY)
- …that support the back-office functions of the broker-dealer, including trading operations , risk management, and regulatory compliance. The successful candidate will ... of applications that support the back-office functions, including trading operations , risk management, and regulatory compliance. + Provide technical guidance… more
- US Bank (Charlotte, NC)
- …a best-in-class organization, leveraging highly disciplined business, financial, operations , credit, and risk management processes, and demonstrated experience ... companies . Demonstrated understanding of global macro-economic concepts, complex securities , investment industry, global capital markets, and balance sheet .… more
- Raymond James Financial, Inc. (New York, NY)
- …. New business and product initiatives. **Skill in:** . Risk operations , internal controls, and regulations. . Data aggregation, data governance, analytics, ... **Work Experience** Manager Experience - 10 to 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority… more
- Janus Henderson Investors (Denver, CO)
- …in payroll, with a significant portion managing or overseeing global payroll operations . + Proven leadership and team management skills. + Strong analytical and ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more
- SMBC (New York, NY)
- …the Sales & Trading Vertical BCO's vertical level assessment + Supports the head of the Nikko Securities America, Inc. strategy and product development ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...years of experience in a similar role in a Operations /Middle Office function or a closely related area at… more
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