- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist in Transactions & Processing as part of the Business Operations division . ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Commerce Bank (Kansas City, MO)
- …the compensation range for some roles. This compensation range is for the Senior Securities Specialist - Wealth Operations job and contemplates a wide range of ... uniquely crafted for their goals. Commerce Trust is a division of Commerce Bank. About This Job The main...+ Research and make informed decisions related to Worthless Securities + Monitor various pricing and asset set-up reports… more
- Tradeweb (Jersey City, NJ)
- …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- Wells Fargo (Charlotte, NC)
- …Negotiator to support our Commercial Real Estate (CRE) Commercial Mortgage Loan & Securities Finance (CMLSF) division . Learn more about our career areas and ... + Work closely with internal groups, including Legal and Operations , to ensure a solid working relationship with business...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and continuing education options. **Job Summary:** The Field Supervision Manager/ Division Supervision Manager (FSM/DSM) oversees a broad range of supervisory ... and risk functions. Working closely with the Division Supervision Officer (DSO), the FSM/DSM ensures a controlled...lead various meetings and calls, such as the National Operations Manager Call and Divisional Calls. * Reviews third-party… more
- State of Colorado (Denver, CO)
- Financial/Credit Examiner I: DORA/ Division of Banking Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4706954) Apply Financial/Credit Examiner ... I: DORA/ Division of Banking Salary $5,050.00 - $6,565.00 Monthly Location...standards; + Selecting a sample of loan and investment securities for review, and determining if the loan has… more
- MUFG (Irving, TX)
- …Excel, PowerPoint, and + Previous experience in AML, Fraud, or Counter-Threat Operations preferred. + Previous experience with drag and drop coding solutions such ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Morgan Stanley (New York, NY)
- …Interest Rate and Foreign Exchange Products and Distribution. Professionals in the Division assess and actively manage risk, trade securities , and structure ... Fixed Income Division and focused on Credit Products, including Municipal Securities and Structured Products Group ("SPG"). The Business Control Unit within FID… more
- S&P Global (Boulder, CO)
- …and Impact:** As a Senior Director of Cloud Platform Engineering and Operations you will apply your extensive knowledge of cloud computing, databases and ... and support roadmaps. + Manage the design, development, and operations of the team with a focus on operational...businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is… more
- Truist (Charlotte, NC)
- …This role is responsible for processing transactions that supports Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... Capital Markets Operations . Major responsibilities include working on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement… more
- Truist (Atlanta, GA)
- …originated through a variety of channels including the Community Bank, Wealth Division , Premier, Team Mate Banking and Electronic Delivery Channels in a centralized ... releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- Bank OZK (Little Rock, AR)
- …Trust system processing support to customer accounts for the Trust and Wealth Division related to certain accounting and securities transactions to include ... upon request. + Provides backup and cross-team support for other functions within the Operations department of the Trust and Wealth Division . + Maintains good… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...will play a key role in supporting the Americas Division Sustainability Group in its mission to drive strategy… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Vanguard (Malvern, PA)
- …the primary risk partner for the leadership of Vanguard's critical investment operations that work with portfolio management functions to facilitate trading, manage ... data, provide information on cash and securities , manage collateral, and maintain books and records for...risk guidance and oversight of Vanguard's investment and fund operations globally. In this role you will lead risk… more
- Morgan Stanley (Alpharetta, GA)
- …global financial services firm providing a wide range of investment banking, securities , wealth management and investment management services. With offices in more ... part of Morgan Stanley Investment Management, the asset management division of Morgan Stanley. We partner with advisors, institutions,...remaining days of the week. ABOUT THE TEAM The operations department ensures that the operations focused… more