- State of Colorado (Denver, CO)
- Criminal Investigator I- DORA: Division of Securities Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4541268) Apply Criminal Investigator ... I- DORA: Division of Securities Salary $4,932.00 - $6,904.00...and seizure and arrest warrants, planning and conducting covert operations , and organizing and analyzing evidence in order to… more
- Wells Fargo (Minneapolis, MN)
- …Fargo is seeking a Lead Securities Operations Representative in Business Operations as part of Transactions & Processing division . Learn more about the ... and compliance requirements **Required Qualifications, US:** + 6+ years of Securities Operations experience, or equivalent experience demonstrated through one… more
- Wells Fargo (St. Louis, MO)
- …Fargo is seeking a Senior Securities Operations Representative in Business Operations as part of Transactions & Processing division . Learn more about the ... and compliance requirements **Required Qualifications, US:** + 4+ years of Securities Operations experience, or equivalent experience demonstrated through one… more
- Wells Fargo (Minneapolis, MN)
- …Fargo is seeking a Senior Securities Operations Representative in Business Operations as part of Transactions & Processing division . Learn more about the ... projects and testing initiative **Required Qualifications:** + 4+ years of Securities Operations experience, or equivalent experience demonstrated through one… more
- Tradeweb (Jersey City, NJ)
- …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... Professionals within the Non-Financial Risk (NFR) Department of the Legal and Compliance Division provide a wide range of services to our business units. They might… more
- Citizens (Westwood, MA)
- …+ Bachelor's Degree + 3 or more years of experience in investment securities sales, sales supervision, operations , or compliance + FINRA registrations Series ... trading activities + Collaborate with other business lines including Supervision, Compliance, Operations , and Sales teams. + Perform call outs to clients to confirm… more
- Randstad US (Baltimore, MD)
- …Operations Support professional to join the Institutional Securities Group Product Operations (ISGPO). This division plays a critical role in ensuring the ... operations support. + baltimore , maryland + posted...revenue-generating clients regarding operational issues across various products and operations functions. Develop and enhance client relationships by delivering… more
- MyFlorida (Tampa, FL)
- …Compensation Estimator Tool (https://compcalculator.myflorida.com/) OPEN COMPETITIVE EMPLOYMENT OPPORTUNITY DIVISION : SECURITIES BUREAU: ENFORCEMENT CITY: TAMPA ... professional examination, regulatory or compliance work experience relating to securities dealers, investment advisers, financial institutions, financial services companies,… more
- Truist (Atlanta, GA)
- …This role is responsible for processing transactions that supports Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... Capital Markets Operations . Major responsibilities include working on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement… more
- M&T Bank (Amherst, NY)
- …Provides operational support to the WISD (Wealth & Institutional Services Division ) and its' clients including, but not limited to, posting, maintaining ... responsible for providing operational support to the Wealth and Institutional Services Division (WISD) of M&T Bank/Wilmington Trust. The team provides support by… more
- Bank OZK (Little Rock, AR)
- …Trust system processing support to customer accounts for the Trust and Wealth Division related to certain accounting and securities transactions to include ... upon request. + Provides backup and cross-team support for other functions within the Operations department of the Trust and Wealth Division . + Maintains good… more
- Charles Schwab (Indianapolis, IN)
- …matters including Schwab client tax reporting, cost basis, corporate actions, securities operations , distributions, and client reporting products. Alternative ... of our Client Service & Support's (CS&S) Operational Support division . CRSS is a TIER 2 escalation team that...Cost Basis, Corporate Actions, Distributions, Proxy, Class Action, and Securities Operations . + Anticipate client issues and… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Truist (Richmond, VA)
- …Responsible for planning, coordination and supervision of department(s) within brokerage operations . Develop and maintain a full understanding of the products, ... + Minimum of three (3) years experience in brokerage operations , including 2 year in a management position in...including 2 year in a management position in the securities industry. + Knowledge of advanced concepts, principles and… more
- State of Montana (Helena, MT)
- …whose primary mission is to protect Montana's consumers through insurance and securities regulation. The Central Services Division (CSD) is responsible for ... The Montana State Auditor, Commissioner of Securities and Insurance (CSI) is seeking applicants for...and certifications. To learn more about the CSI, the division , benefits, and this position, please continue to read… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- S&P Global (Boulder, CO)
- …is responsible for continuously improving customer experience, revenue growth and operations enablement through quick turn-around of development of our products with ... to our employees, visit _https://www.spglobal.com/benefits_ _._ _S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate… more
- S&P Global (New York, NY)
- …opportunities in amongst the "target market segment" for the Post Trade Securities processing and Corporate Actions division , communicating opportunities and ... **Grade Level (for internal use):** 12 **The Team:** The Corporate actions and Securities processing segment sits within S&P Global Market Intelligence and is an… more
- Morgan Stanley (Baltimore, MD)
- …the post trade support of the Firm's Securities Lending Transactions. In the Operations division , we partner with business units across the Firm to support ... goals. At Morgan Stanley Baltimore, we support the Firm's global Technology, Operations , Risk Management, Legal and Compliance, Internal Audit and Finance divisions.… more