- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as part of the Court Accounting team within Wealth and Investment Management ... reports for annual and ad hoc court requests. The Associate will be responsible for the creation, accurate research,...tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical… more
- JPMorgan Chase (Plano, TX)
- …more agile and versatile in reaching your career potential. As a Transformation Senior Associate - Securities Billing Operations in the Securities ... of a global business, we invite you to join our Securities Services Operations Transformation Team. Here, you'll play a pivotal role in revolutionizing… more
- UMB Bank (Kansas City, MO)
- …. UMBers are known for having multiple careers here and having their voices heard. The Securities Services Operations Associate Senior is a part of the Trust ... provides trading support for our mutual fund and trust customers. These Securities Services Operations Associate Seniors each have a specific and impactful… more
- JPMorgan Chase (New York, NY)
- …best-in-class suite of end-to-end capabilities for our clients. **Job Summary:** As an Associate in Securities Services Sales, you will support the Latin America ... JP Morgan Securities Services Sales combines Custody, Accounting, Middle Office,...Work effectively with internal partners across product, service, and operations to deliver best-in-class service to our existing clients.… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include… more
- Citigroup (Tampa, FL)
- …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is… more
- JPMorgan Chase (New York, NY)
- …integrated and best-in-class suite of end-to end capabilities for our clients. As an Associate in Securities Services Sales, you will serve as a Sales & ... JP Morgan Securities Services Sales combines Custody, Accounting, Middle Office,...Working effectively with internal partners across product, service and operations to deliver a best in class service to… more
- Commerce Bank (Kansas City, MO)
- …the compensation range for some roles. This compensation range is for the Senior Securities Specialist - Wealth Operations job and contemplates a wide range of ... IRA Pricing Review + Research and make informed decisions related to Worthless Securities + Monitor various pricing and asset set-up reports to ensure accuracy and… more
- Arena Investors LP (Jacksonville, FL)
- …to expand the global Operations Team through the addition of a Senior Associate of Trading Operations to provide unparalleled support to the firm's Corporate ... Securities business lines. In this role, this individual will...key functions + Work as part of a global Operations team to provide high quality coverage to all… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... to clients around the world, actively assessing and managing risk, trading securities , and planning and executing transactions in the fast-changing markets. As the… more
- Thrivent Financial (Green Bay, WI)
- …researching and communicating inquiries regarding their accounts and supports the daily operations of the practice, including, but not limited to: answering the ... Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative tasks as assigned.… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- DA Davidson Companies (Great Falls, MT)
- Job Descriptions: Summary/Function:The Operations Associate maintains client account information including cost basis updates, support of performance reporting ... client statements and confirms.* Achieve a basic knowledge of securities and security master. Level 2* Assist in the...and privileges of employment. Please contact us to request accommodation. Keyword: Operations Associate From: DA Davidson… more
- SMBC (Charlotte, NC)
- …Latin America. The Securities Operations Group within SMBC Nikko Securities America, Inc. is seeking an Associate level candidate to provide operational ... business. This role is an extension of the broader New York based Securities Operations team. The role reports to the Head of Middle Office and Settlements to… more
- Morgan Stanley (Alpharetta, GA)
- …from more than 1,200 offices in 43 countries. We are searching for an Associate that will support the day-to-day operations our North American Payroll team. ... its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *North America Payroll Operations - Associate * **Location:** *Georgia-Alpharetta* **Requisition ID:**… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Broadridge Financial Solutions (Newark, NJ)
- …deliverables for various clients. Analyst will be involved in cash and securities balancing, depository, banking, and firm account reconciliations as well as in ... limited to, client on boarding, periodic security counts, and internal/external audit requests. Associate will interface with clients and thus will have a focus on… more
- Arena Investors LP (Jacksonville, FL)
- …looking to expand the Operations Team through the addition of a loan associate to focus on internal loan administration. In this role, this individual will be ... + 3-5 years of direct experience in loan administration and/or agency at a securities or investment firm. + Excellent Microsoft Excel (VBA a plus) and writing… more
- DA Davidson Companies (Missoula, MT)
- …branch and company information. Required Experience: Qualifications:* Working knowledge of the securities industry, its operations and its products to include ... and predictable attendance.* Willingness to successfully complete the FINRA General Securities Representative (Series 7) Exam and Uniform Securities State… more
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