- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as a part of WIM Operations **In this role, you will:** + Participate in ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- Citigroup (Tampa, FL)
- …Pension Funds, Public Funds, Sovereign Wealth Funds, and Central Banks. The Securities & Derivatives Associate Analyst is a developing professional role. ... for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include… more
- JPMorgan Chase (New York, NY)
- …best-in-class suite of end-to-end capabilities for our clients. **Job Summary:** As an Associate in Securities Services Sales, you will support the Latin America ... JP Morgan Securities Services Sales combines Custody, Accounting, Middle Office,...Work effectively with internal partners across product, service, and operations to deliver best-in-class service to our existing clients.… more
- Citigroup (Getzville, NY)
- …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is… more
- JPMorgan Chase (New York, NY)
- …integrated and best-in-class suite of end-to end capabilities for our clients. As an Associate in Securities Services Sales, you will serve as a Sales & ... JP Morgan Securities Services Sales combines Custody, Accounting, Middle Office,...Working effectively with internal partners across product, service and operations to deliver a best in class service to… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- T. Rowe Price (Baltimore, MD)
- …and grow your career with us. Analyst, Middle Office - Venture Capital & Securities Lending Team Summary: The Middle Office Distribution & Funding (MODF) team is ... part of Global Investment Operations . The team provides oversight and daily operational support...daily operational support for Venture Distribution Management Services (DMS), Securities Lending, and Cash Management. Role Summary: We are… more
- Citigroup (Tampa, FL)
- …Other job-related duties may be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... We are seeking an Analyst within the Markets Operations Organization supporting our OTC Middle Office Clearing business. This is an intermediate level role… more
- Citigroup (New York, NY)
- The Credit Underwriting Associate - AVP is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques ... experience + Degree in Quantitative Fields such as Economics, Engineering, Operations Research, Business Finance, or Mathematics. + Previous experience in credit… more
- Citigroup (Jersey City, NJ)
- …+ User acceptance testing + Trade lifecycle processing **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... The Securities & Derivatives Sr Supervisor is an intermediate...trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... to clients around the world, actively assessing and managing risk, trading securities , and planning and executing transactions in the fast-changing markets. As the… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- DA Davidson Companies (Great Falls, MT)
- Job Descriptions: Summary/Function:The Operations Associate maintains client account information including cost basis updates, support of performance reporting ... client statements and confirms.* Achieve a basic knowledge of securities and security master. Level 2* Assist in the...and privileges of employment. Please contact us to request accommodation. Keyword: Operations Associate From: DA Davidson… more
- Dana-Farber Cancer Institute (Brookline, MA)
- The Associate Director is responsible for the management and oversight of the Financial Operations team comprised of two Analysts/Senior Analysts. This strategic ... analysis, as well as annual operating and capital budgeting and forecasting. The Associate Director will play a critical role in evaluating and redesigning key… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an **Institutional Investment Operations Associate ** for the Foreign Exchange (FX) Operations team within the ... **Corporate and Investment Banking** (CIB) ** Operations ** organization. **In this role, you will:** + Monitor,...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- US Bank (Hackensack, NJ)
- …funds, and other investment companies. The Alternative Investments Middle Office - Senior Operations Associate works as part of a team responsible for providing ... ensure their assets are settled and reconciled. The Senior Operations Associate provides middle and back office...- Related experience in financial services middle office and/or operations - Knowledge of Securities Settlements (heavy… more
- Charles Schwab (El Paso, TX)
- …owning every client interaction through clients' eyes. As a **Move Money Solutions Associate ** , you will promote client loyalty by providing the highest quality ... **What you have** + 2+ years' experience in client service or operations with brokerage/financial industry preferred. + Bachelor's degree or equivalent work… more
- Arena Investors LP (Jacksonville, FL)
- …looking to expand the Operations Team through the addition of a loan associate to focus on internal loan administration. In this role, this individual will be ... + 3-5 years of direct experience in loan administration and/or agency at a securities or investment firm. + Excellent Microsoft Excel (VBA a plus) and writing… more
- MUFG (Tempe, AZ)
- …recruitment team will provide more details. **Job Summary:** The Data & Financial Operations Governance AVP will support the Chief Data & Financial Operations ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …practices, and procedures used in the securities industry. + Principles of securities industry operations . + Financial markets and products. **Skill in:** + ... advisors in accordance with policies, industry standards, and federal and state securities laws. + Responds to escalated internal inquiries and resolve registration… more
Related Job Searches:
Associate,
Operations,
Operations Associate,
Securities,
Securities Operations