- UMB Bank (Kansas City, MO)
- …well. Our team is growing and looking for our next teammate! The Custody Operations Specialist position works closely with our Custody Administrators to support ... and potential clients. This allows us to provide full service offerings to our customers who are often clients...large institutional custody clients, both global and domestic. The Operations Specialist role is responsible for performing… more
- Wells Fargo (Charlotte, NC)
- …environment while balancing multiple priorities Demonstrated Customer Experience, Customer Service , and/or Operations experience with either digital self- ... to grow. Join us! About this role: Wells Fargo is seeking a Escalations Specialist - Registered In this role, you will: Participate in researching and resolving… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management ... client account onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement services, structured… more
- Wells Fargo (Minneapolis, MN)
- …Guard or Reserve status are eligible. **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team ... client account onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement services, structured… more
- TD Bank (Hartford, CT)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Support Specialist is responsible for reviewing releasing or escalating ... regulatory reports; and assisting advisors with all aspects of trading operations this rule supports complex transactions including blocked and restricted trades… more
- US Bank (St. Paul, MN)
- …you excel at-all from Day One. **Job Description** The Physical Processing Specialist is responsible for handling and safeguarding physical assets under strict ... This role ensures accurate processing, validation, and delivery of physical securities and related documentation in compliance with internal controls and regulatory… more
- PNC (OH)
- …valued and have an opportunity to contribute to the company's success. As an Operations Specialist Sr, within PNC's AMG Operations Fees organization, you ... Friday, 7:30 am EST - 4:00 pm EST. An Operations Specialist Sr typically begins the day...across many departments and hierarchies. Prior fund accounting, sub-accounting, securities or trust experience is highly desired but not… more
- Hantz Group (Southfield, MI)
- Operations Specialist Hantz Group is a Michigan-based financial company that works with individuals and businesses to help them achieve their financial goals. We ... Estate Planning + Property and Casualty Insurance As an Operations Specialist , you will work as a...These processes ensure our clients receive accurate and timely service to achieve their financial goals. Essential Job Functions:… more
- TD Bank (New York, NY)
- …this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Global Transaction Banking **Reports to:** Director, Financial Crime Risk ... Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- TD Bank (Vienna, VA)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and ... allocation to handle live trading orders efficiently and meet service level standards + Supervises and participates in the...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- PNC (Louisville, KY)
- …business from the CCO and a deeply experienced team. Familiarity with corporate and securities operations is highly valuable for success in this role. While a ... to contribute to the company's success. As a(n) Compliance Program Specialist Senior within PNC's Regulatory Compliance Governance organization, you will be… more
- Wells Fargo (St. Louis, MO)
- …to grow. Join us! **About this role:** Wells Fargo is seeking a Escalations Specialist - Registered **In this role, you will:** + Participate in researching and ... Customer Contact in a Financial Services Environment, Financial Services Operations , Underwriting, or Quality Assurance experience, or equivalent demonstrated… more
- Santander US (Boston, MA)
- USA Sr. Specialist , Sales & Service Support Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... Talk to You!** **The Difference You Make:** The Sr. Specialist , Sales & Service Support will be...service needs and maintaining consistent with compliance and operations standards + Proactive daily client management of operational… more
- Federal Reserve Bank (Cleveland, OH)
- …our YouTube channel - Cleveland Fed This job family conducts the cash operations of the organization in a highly controlled, regulated, and secure environment with ... to detail, with experience strictly following procedures + Comprehensive customer service and interpersonal skills + Proficient computer skills including Microsoft… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- US Bank (Earth City, MO)
- …sizes established by clients for various purposes. Accountable for setting up securities , general account and asset level maintenance with some level of supervision. ... concurrently and within acceptable timelines. Understands and achieves established Service Level Agreements. Accountable for compliance with established department… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The AVP, Motor Vehicle Title Specialist is a member of the Operations Department of SMFL and is ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Guardian Life (Bethlehem, PA)
- This is an exceptional chance to join Guardian Life as a Broker-Dealer Operations Specialist and be a key player on our Park Avenue Securities team! You will ... flawless strategies with our advanced technologies, contributing to our world-class service ! **You are** + A consummate professional with excellent verbal and… more
- MUFG (Jersey City, NJ)
- …more details. **Overview** We are seeking a highly skilled and motivated Payments Support Specialist to join our IT team. Based in Jersey City, NJ or New York ... NY, the individual in this role will be responsible for ensuring smooth operations and providing comprehensive technical support for payment systems. As a key member… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
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