- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist . This role is critical for the setup, ongoing support, and expansion of ... Some of the key responsibilities include: + The Senior Securities Operations Specialist will own...regression testing for accuracy. + Lead, execute and Operationalize Service Chat across the ICC, both for Client and… more
- Charles Schwab (Indianapolis, IN)
- …matters including Schwab client tax reporting, cost basis, corporate actions, securities operations , distributions, and client reporting products. Charles ... **Your opportunity** Client Reporting and Security Service (CRSS) is part of our Client ...Cost Basis, Corporate Actions, Distributions, Proxy, Class Action, and Securities Operations . + Anticipate client issues and… more
- Citigroup (Tampa, FL)
- **Job purpose:** Securities Service is a key business within the Citi Institutional Clients Group. The business covers Custody, Funds Services and Direct Custody ... The successful candidate will act as the primary contact for operational service -related escalations and in conjunction with the Client Executive (CE), will be… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... works with a broad group of stakeholders such as Origination, Technology, Operations , Treasury, Funding, Change Delivery, Risk, etc. to deliver key strategic payment… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within the Wells Fargo Securities (WFS) Customer Due Diligence team ... trade flow functions including client account onboarding, cash payments, customer service , funding or custodial operations , securities settlement… more
- Wells Fargo (Charlotte, NC)
- …Manage client account onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement services, structured ... **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist (DTC Team Lead) as part of Corporate and Investment Banking… more
- SMBC (White Plains, NY)
- …and buying channel strategies and operational procedures. Reporting to the Purchasing Operations Supervisor, the Purchasing Operations Specialist plays a ... and supporting purchase transactions through the Coupa system. The Purchasing Operations Specialist supports both internal stakeholders and suppliers with… more
- Wells Fargo (Charlotte, NC)
- …with you. **About this role:** Wells Fargo is seeking a Senior Lead Institutional Investment Operations Specialist within our Tax Operations team as a part ... of Corporate Investment Banking Operations . Learn more about the career areas and business...asset servicing events including across equities and fixed income securities + Familiarity with options and swaps + Working… more
- Atria Wealth Solutions (San Diego, CA)
- …meaningful relationships with them. We are looking for an Operations Support Specialist with superb customer service skills to join our organization. In this ... outreach campaigns to financial professionals and gather feedback to improve service and internal processes, procedures, and programs. + Occasionally process items… more
- PNC (Pittsburgh, PA)
- …have an opportunity to contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be based ... PNC Capital Markets forward. PNCCM is registered as a securities broker and dealer, and we provide support to...management. Key stakeholders include Bank Accounting, LOB Finance, Risk, Operations , Compliance and Legal. * Participate in the annual… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an **Institutional Investment Operations Specialist ** for the **Foreign Exchange (FX) Operations ** team within ... + Monitor, input, and process cash related transactions, customer service , project support, funding operations , settlement services,...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Charles Schwab (El Paso, TX)
- …and transform the finance industry together._ Charles Schwab's Move Money Hotline Operations Specialist is responsible for risk prevention, processing of money ... interaction through clients' eyes. As a **Move Money Hotline Operations Specialist ** , you will promote client...have** **Required** : + 2+ years' experience in client service or operations with brokerage/financial industry preferred.… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Institutional Investment Operations Specialist ** for the **Foreign Exchange (FX) Operations ** team ... + Monitor, input, and process cash related transactions, customer service , project support, funding operations , settlement services,...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- DuPont (Newark, DE)
- …in which we work and live. _We have immediate openings for a Utilities Operations Specialist at our Newark-Bellevue site in Delaware._ **WORK SCHEDULE** There ... 12-hour Nights; 6:00 pm - 6:00 am **RESPONSIBILITIES DESCRIPTION** The **Utilities Operations Specialist ** has first line accountability to the Work Activity… more
- Guardian Life (Bethlehem, PA)
- …we do business and continuously raise the bar. **Reporting Relationships:** As our Customer Service Specialist , Park Avenue Securities , you will report to ... team. **You have:** + 3+ years in a high-touch, service or operations environment preferred. + Strong...preferred. + College degree, or relevant work experience. + Securities license preferred (Series 7 or 63), but not… more
- CalSTRS (Sacramento, CA)
- Job Posting: Technological Recovery Specialist (Limited Term) State Teachers' Retirement System JC-448030 - Technological Recovery Specialist (Limited Term) ... **Job Description and Duties** The CalSTRS IT Infrastructure & Operations Division is seeking a motivated individual to work...a motivated individual to work as an Information Technology Specialist I in the Disaster Recovery Unit within the… more
- US Tech Solutions (Boston, MA)
- …to the client's counterparty instruction. + Prepares communication of settlement of securities in different markets to the client's custodian. + Monitors and ... + Provides feedback on client's counterparty performance. + Provides superior client service to ensure client satisfaction and reference ability. + Responds to… more
- Library of Congress (Washington, DC)
- …Division Section, Financial Management Division, Office, Assistant Register and Dir Operations , Copyright Office. Responsibilities Copyright is a form of legal ... and other works. The United States Copyright Office, a service unit of located within the Library of Congress...royalty fees and invests the balance in interest bearing securities with the US Treasury for later distribution to… more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 09 **Job Title: Ratings360(R) Platform Specialist ** **Grade Level (for internal use):** 9 **Location:** New York City ... call reports. + Creating partner relationships throughout the Commercial Product & Operations organization, and wider S&P Global Ratings Commercial team, to become… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
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