- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist in Transactions & Processing as part of the Business Operations division. ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** We are looking for a ** Securities Operations Specialist II** to join our **Trust & Custody PCS** team! In this role, you'll perform a ... broad range of operational tasks for complex securities or cash related transactions or processes that require extensive knowledge of unit functions and systems.… more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Senior Securities Specialist - Wealth Operations job and contemplates a wide ... IRA Pricing Review + Research and make informed decisions related to Worthless Securities + Monitor various pricing and asset set-up reports to ensure accuracy and… more
- Wells Fargo (Charlotte, NC)
- …large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately complex ... matters with financial impact and risk **Required Qualifications:** + 4+ years of Securities Operations experience, or equivalent demonstrated through one or a… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** We are looking for a ** Securities Operations Specialist II** to join our **Trust & Custody PCS** team! In this role, you'll perform a ... broad range of operational tasks for complex securities or cash related transactions or processes that require...equivalent + 3+ years of experience in customer service, operations , financial services or business processing + Strong attention… more
- Citigroup (Tampa, FL)
- **Job purpose:** Securities Service is a key business within the Citi Institutional Clients Group. The business covers Custody, Funds Services and Direct Custody ... operational and satisfied post go-live. + Partner up with BAU Operations to champion operational solutions and challenge manual/bespoke/inefficient processes to… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- SMBC (White Plains, NY)
- …and buying channel strategies and operational procedures. Reporting to the Purchasing Operations Supervisor, the Purchasing Operations Specialist plays a ... and supporting purchase transactions through the Coupa system. The Purchasing Operations Specialist supports both internal stakeholders and suppliers with… more
- UMB Bank (Kansas City, MO)
- …well. Our team is growing and looking for our next teammate! The Custody Operations Specialist position works closely with our Custody Administrators to support ... all large institutional custody clients, both global and domestic. The Operations Specialist role is responsible for performing complex processing, maintenance,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …implements and maintains data management systems, as required. * Act as closing specialist for succession cases, such as setting up split FA numbers, moving ... relationship between the field and home office. * Stays current with securities industry trends and regulations. * Performs other duties and responsibilities as… more
- Atria Wealth Solutions (San Diego, CA)
- …their clients and develop meaningful relationships with them. We are looking for an Operations Support Specialist with superb customer service skills to join our ... Cadaret Grant & Co., Inc., NEXT Financial Group, Inc., Western International Securities , Inc., and SCF Securities , Inc. Atria's subsidiaries together support… more
- Deloitte (Columbus, OH)
- Manager/ Specialist Master, Operations & Technology Transformation, Insurance, Guidewire Integration & Configuration What we do Operations and Technology ... in the world, serving over 90% of Fortune 500 banking, insurance, securities , investment management, and real estate companies. Candidate profile The ideal candidate… more
- PNC (Pittsburgh, PA)
- …have an opportunity to contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be based ... PNC Capital Markets forward. PNCCM is registered as a securities broker and dealer, and we provide support to...management. Key stakeholders include Bank Accounting, LOB Finance, Risk, Operations , Compliance and Legal. * Participate in the annual… more
- Guardian Life (Pittsfield, MA)
- The RIA Operations Specialist will serve as the expert on all aspects of our managed account model management and trading platform, as well as all associated ... custody, clearance, and order execution processing. The Operations Specialist will intimately understand how our...industry experience + College degree or equivalent work experience. Securities license preferred (Series 7 or 6) + Knowledge… more
- Charles Schwab (Phoenix, AZ)
- …and transform the finance industry together._ Charles Schwab's Move Money Hotline Operations Specialist is responsible for risk prevention, processing of money ... by owning every client interaction through clients' eyes. As a **Move Money Hotline Operations Specialist ** , you will promote client loyalty by providing the… more
- Morgan Stanley (Minneapolis, MN)
- …level of client service and mitigating firm and operational risk. The Operations Associate - Institutional Documentation Specialist is responsible for a ... to diversifying its workforce (M/F/Disability/Vet). **Job:** **Asset/Investment Management* **Title:** * Operations Associate, Documentation Specialist - Parametric* **Location:**… more
- Deloitte (Columbus, OH)
- Manager/ Specialist Master, Operations and Technology Transformation, Guidewire Data Architect What we doOur Operations and Technology Transformation team ... largest in the world, serving over 90% of Fortune 500 banking, insurance, securities , investment management, and real estate companies. Recruiting for this role ends… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Global Payments Operations Scranton, Pennsylvania;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... risks from occurring during the settlement of cash and securities each day. The Global Payment Operations ...and securities each day. The Global Payment Operations (GPO) organization delivers global wire repair and ACH… more
- Federal Aviation Administration (Salt Lake City, UT)
- Summary Serves as a Operations Manager in an en route facility and is responsible for planning and directing the operations in the facility; or planning and ... impacts the effectiveness and efficiency of the day-to day operations of the facility. Work typically impacts the safe,...minor children may not hold stock or any other securities interest in an airline, aircraft manufacturing company, or… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Bancorp. Mitigate risk of loss and regulatory risk incurred by Fifth Third Securities . Responsible and accountable for risk by openly exchanging ideas and opinions, ... + Approves or rejects a subset of business processes including rollovers, securities and / or insurance transactions for the broker-dealer, investment advisor and… more
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