- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist . This role is critical for the setup, ongoing support, and expansion of ... WIM Operations . Some of the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End of Workforce Management… more
- System One (Tulsa, OK)
- The Securities Services Operations Specialist I is primarily responsible for all transactional processing supporting Wealth Management accounts on the trust ... or Finance and 1-4 years of directly related experience in a high-volume securities operations environment or equivalent combination of education and experience.… more
- Charles Schwab (Indianapolis, IN)
- …matters including Schwab client tax reporting, cost basis, corporate actions, securities operations , distributions, and client reporting products. Charles ... to Tax, Cost Basis, Corporate Actions, Distributions, Proxy, Class Action, and Securities Operations . + Anticipate client issues and problems and proactively… more
- Citigroup (Tampa, FL)
- **Job purpose:** Securities Service is a key business within the Citi Institutional Clients Group. The business covers Custody, Funds Services and Direct Custody ... operational and satisfied post go-live. + Partner up with BAU Operations to champion operational solutions and challenge manual/bespoke/inefficient processes to… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... works with a broad group of stakeholders such as Origination, Technology, Operations , Treasury, Funding, Change Delivery, Risk, etc. to deliver key strategic payment… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within the Wells Fargo Securities (WFS) Customer Due Diligence team ... client account onboarding, cash payments, customer service, funding or custodial operations , securities settlement services, structure loan operations ,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist (DTC Team Lead) as part of Corporate and Investment Banking ... + Manage client account onboarding, cash payments, customer service, funding operations , custodial operations , securities settlement services, structured… more
- SMBC (White Plains, NY)
- …and buying channel strategies and operational procedures. Reporting to the Purchasing Operations Supervisor, the Purchasing Operations Specialist plays a ... and supporting purchase transactions through the Coupa system. The Purchasing Operations Specialist supports both internal stakeholders and suppliers with… more
- Wells Fargo (Charlotte, NC)
- …with you. **About this role:** Wells Fargo is seeking a Senior Lead Institutional Investment Operations Specialist within our Tax Operations team as a part ... of Corporate Investment Banking Operations . Learn more about the career areas and business...asset servicing events including across equities and fixed income securities + Familiarity with options and swaps + Working… more
- Bank of America (New York, NY)
- Global Operations Markets Support Specialist -Trade Control-Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... Summary** The Fixed Income, Currency and Commodities (FICC) & Derivative Core Operations (FDCO) team perform end to end trade control, confirmation and settlements… more
- Atria Wealth Solutions (San Diego, CA)
- …their clients and develop meaningful relationships with them. We are looking for an Operations Support Specialist with superb customer service skills to join our ... Cadaret Grant & Co., Inc., NEXT Financial Group, Inc., Western International Securities , Inc., and SCF Securities , Inc. Atria's subsidiaries together support… more
- PNC (Pittsburgh, PA)
- …have an opportunity to contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be based ... PNC Capital Markets forward. PNCCM is registered as a securities broker and dealer, and we provide support to...management. Key stakeholders include Bank Accounting, LOB Finance, Risk, Operations , Compliance and Legal. * Participate in the annual… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an **Institutional Investment Operations Specialist ** for the **Foreign Exchange (FX) Operations ** team within ... the Corporate & Investment Banking (CIB) Operations organization. **In this role, you will:** + Monitor,...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Institutional Investment Operations Specialist ** for the **Foreign Exchange (FX) Operations ** team ... process cash related transactions, customer service, project support, funding operations , settlement services, trade reconciliation, researching inquiries, reviewing time… more
- Bank OZK (Little Rock, AR)
- …for the Trust and Wealth Division related to certain accounting and securities transactions to include recording (data entry), balancing, reconciling, and reporting ... Trust system processing s upport for all income or maturity accounting and securities transactions conducted for customer accounts of the Trust and Wealth Division .… more
- Charles Schwab (El Paso, TX)
- …and transform the finance industry together._ Charles Schwab's Move Money Hotline Operations Specialist is responsible for risk prevention, processing of money ... by owning every client interaction through clients' eyes. As a **Move Money Hotline Operations Specialist ** , you will promote client loyalty by providing the… more
- DuPont (Newark, DE)
- …in which we work and live. _We have immediate openings for a Utilities Operations Specialist at our Newark-Bellevue site in Delaware._ **WORK SCHEDULE** There ... 12-hour Nights; 6:00 pm - 6:00 am **RESPONSIBILITIES DESCRIPTION** The **Utilities Operations Specialist ** has first line accountability to the Work Activity… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Bancorp. Mitigate risk of loss and regulatory risk incurred by Fifth Third Securities . Responsible and accountable for risk by openly exchanging ideas and opinions, ... + Approves or rejects a subset of business processes including rollovers, securities and / or insurance transactions for the broker-dealer, investment advisor and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within the Cash Projection team as part of Corporate and ... Investment Banking (CIB) Operations . Learn more about the career areas and business...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
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