- SMBC (Jersey City, NJ)
- …encompassing training across SMBC Group's AD, inclusive of SMBC Group's banking operations , US and LATAM representative offices, Grand Cayman branch, Brazilian ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Medtronic (Northridge, CA)
- …Day in the Life** This newly created Principal Legal Counsel - M&A, Securities and Corporate Governance role supports the Diabetes MiniMed business as it prepares ... for a legal professional with deep expertise in mergers and acquisitions and securities law to contribute to the strategic direction of a business undergoing a… more
- TD Bank (New York, NY)
- …disposition, reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check and challenge. Reporting ... recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the Head of… more
- TD Bank (New York, NY)
- …Global Transaction Banking **Reports to:** Director, Financial Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business Oversight team ... supports TD Securities in developing, implementing, and maintaining a robust financial...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- City of Detroit (Detroit, MI)
- …work within the Investment Team responsible for middle and back-office operations , settling trades and transactions, maintaining internal databases and systems, ... for a series of years using a set of assumptions established by senior leadership. Financial and operational performance is measured by analyzing Income Statements,… more
- MUFG (New York, NY)
- …problems + Maintain strong engagement across multiple stakeholders, collaborate with key senior business partners and stay abreast on risk, control agendas + Drive ... will include working collaboratively with the businesses as a BURCO team representative to execute the following: + Issue Identification: + Partner with business… more
- Citigroup (Jacksonville, FL)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 ... The Intermediate Associate Telesales Representative is a Client Service and Sales support...support from those teams. + Provides timely feedback to senior management to identify client pain points and barriers… more
Related Job Searches:
Operations,
Operations Representative,
Representative,
Securities,
Securities Operations,
Senior