- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist . This role is critical for the setup, ongoing support, and ... and larger WIM Operations . Some of the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End of… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Trade Support Team within Wealth and Investment ... order to the settlement of the customer activity. The Senior Specialist will be driving segments and...planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately… more
- Office of the Illinois State Treasurer (Springfield, IL)
- JOB OPPORTUNITY ANNOUNCEMENT Job Title: Senior Securities Specialist Division: Unclaimed Property Classification: Exempt Location: Springfield, Illinois ... Salary: $55,000 - 65,000 Overview : The Senior Securities Specialist serves as...field; three (3) or more years of experience in securities operations or accounting; OR any equivalent… more
- Charles Schwab (Indianapolis, IN)
- …matters including Schwab client tax reporting, cost basis, corporate actions, securities operations , distributions, and client reporting products. Charles ... Cost Basis, Corporate Actions, Distributions, Proxy, Class Action, and Securities Operations . + Anticipate client issues and...goals and objectives. Peer influence skills a must as senior administrators will be required to help drive and… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Sr. Legal Specialist - Governance & Securities The Governance and Securities team in the Legal ... processes. This important role within the organization supports the logistical and legal operations for the Board and its committees, and supports a range of other… more
- Citigroup (Tampa, FL)
- **Job purpose:** Securities Service is a key business within the Citi Institutional Clients Group. The business covers Custody, Funds Services and Direct Custody ... operational and satisfied post go-live. + Partner up with BAU Operations to champion operational solutions and challenge manual/bespoke/inefficient processes to… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Institutional Investment Operations Specialist ** for the **Foreign Exchange (FX) Operations ** team ... process cash related transactions, customer service, project support, funding operations , settlement services, trade reconciliation, researching inquiries, reviewing time… more
- Edward Jones (Tempe, AZ)
- …internal watchlists in order to detect and report suspicious customers, transactions or securities . At Edward Jones, we value and respect our associates and their ... audit, or risk management strongly preferred. + Knowledge of brokerage operations , banking operations , risk management, investigations, forensic accounting,… more
- JPMorgan Chase (Columbus, OH)
- …and estates, loans, mortgages, and deposits. **Job Summary** : As an SBL Sr Specialist within Wealth Management Operations , you will be supporting the JP Morgan ... of the client experience, working closely with lending advisory, operations , risk, and finance. The Securities Based Lending (SBL) team is designed to handle a… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Federal Reserve Bank (Philadelphia, PA)
- …Jersey, and Delaware. The Large and Foreign Banking Organizations (LFBO) risk specialist has strong knowledge of risk management practices related to financial risks ... and governance and controls at large financial institutions. The risk specialist participates in a variety of supervisory activities for firms generally having an… more
- MUFG (New York, NY)
- …day. A member of our recruitment team will provide more details. We are seeking a Senior Loan Workout Specialist / Director in our Los Angeles or New York office ... reason(s) for default/financial distress; (iv) determine ability to turn around operations to realize improved financial performance; (v) prepare valuation analysis… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. We are seeking a Senior Loan Workout Specialist , Vice President in our New York office to service, ... reason(s) for default/financial distress; (iv) determine ability to turn around operations to realize improved financial performance; (v) prepare corporate valuation… more
- MUFG (Chicago, IL)
- …The Japanese Corporate Banking (JCB) Account Documentation Team (ADT) Sr. Specialist 's primary responsibility is to assist JCB corporate banking clients in ... in Kaizen activity to improve accuracy and efficiency of operations and prepare and update operation manuals and procedures,...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- DuPont (Wilmington, DE)
- …experience in the dynamic building and construction business. As the new Sales Operations Specialist - Salesforce, you will build on synergies between marketing, ... will take the lead and implement the future of commercial excellence operations across our sales organization - driving optimal Salesforce Lightning utilization,… more
- Morgan Stanley (New York, NY)
- …global financial services leader with three core businesses - Institutional Securities Group, Wealth Management, and Investment Management. Wealth Management is ... partner and collaborate with ILAs, ICAs, PBs, Product, Legal, Operations , and other support areas of MSWM in the...ECL, LAL, Margin, Letters of Credit, & Tailored Lending). Securities -based lending transactions will be a key focus as… more
- Office of the Comptroller of the Currency (Washington, DC)
- Summary As a Supervisory HR Specialist (Mgr for Payroll and Processing), you will manage a team engaged in transactional processing functions including payroll, ... located in Office of Management, Office of Human Capital, Human Capital Operations , Compensation and Benefits located in Washington, DC. Responsibilities As a… more
- Morgan Stanley (Purchase, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... As an Ultra High New Worth (UHNW) Rule 10b5-1 Specialist under EFS this position will be responsible for...ideal candidate must have proven experience with speaking to senior level executives and provide a concierge type service… more
- Federal Reserve Bank (San Francisco, CA)
- …examinations, common team horizontal examinations, and supervisory issues follow-up. The ** Senior Risk Specialist ** position is an excellent opportunity to ... through participation in on-site examinations and regular monitoring of business activities. The Senior Risk Specialist will work closely with DST and system… more