- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist . This role is critical for the setup, ongoing support, and ... and larger WIM Operations . Some of the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End of… more
- Commerce Bank (Kansas City, MO)
- …compensation range for some roles. This compensation range is for the Senior Securities Specialist - Wealth Operations job and contemplates a wide range ... Demonstrate subject matter expert (SME) level knowledge of traded securities asset types as well as securities ...traded securities asset types as well as securities activities such as securities trading, … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Representative in Business Operations as part of Transactions & Processing ... large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately complex… more
- City National Bank (Los Angeles, CA)
- *INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR * WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities ... 6 years of experience with procedures, practices and regulations governing trust- securities operations . *Skills and Knowledge* * Requires interpretation and… more
- PNC (Overland Park, KS)
- …and have an opportunity to contribute to the company's success. As an Operations Production Support Specialist within PNC's Midland organization, you will be ... and communicates performance statistics and reports to internal stakeholders and senior management. + Promotes and monitors the production workflow and assists… more
- Citigroup (Jersey City, NJ)
- …perspectives, maintaining a balanced and fresh viewpoint. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... **Organization Overview:** Markets Operations represents the evolution and transformation of ...implementing new platforms. **Key Responsibilities:** + **Operate as a senior member of the Product & Business Development team**… more
- Commerce Bank (Kansas City, MO)
- …estimate of the compensation range for some roles. This compensation range is for the Senior Income Specialist - Wealth Operations job and contemplates a ... is to monitor and ensure timely posting of all securities related dividends, interest, call/maturity, pledge and principal pay-down...subject matter expert (SME) on matters relating to traded securities asset types as well as securities … more
- Commerce Bank (Kansas City, MO)
- …for some roles. This compensation range is for the Senior Corporate Actions Specialist - Wealth Operations job and contemplates a wide range of factors that ... Demonstrate subject matter expert (SME) level knowledge of traded securities asset types as well as securities ...traded securities asset types as well as securities activities such as securities trading, … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist Military Apprentice for our Corporate and Investment ... the proficiency and obtained the required experience of a fully functioning Senior Institutional Investment Operations Specialist **Required Qualifications,… more
- Wells Fargo (Irving, TX)
- …and/or Corporate Policy requirements. **About this role:** Wells Fargo is seeking a Senior Compliance Specialist to help develop, implement, and support the ... Program Policy across the Conduct Risk ("CR") and Enterprise Compliance Operations ("ECO") teams. CR is an independent risk management function responsible… more
- Charles Schwab (Phoenix, AZ)
- …status quo" and transform the finance industry together. As a Fixed Income Service Specialist , you would operate in a dual capacity to support our Regional Bond ... **Required Qualifications** + Active and valid series 7 & 63 (or 66) securities licenses required + Aptitude and willingness for learning Fixed Income products… more
- Ally (Raleigh, NC)
- …constantly evolving, so shouldn't your opportunities be, too? **The Opportunity** The Senior Specialist for Invest Advisors is responsible for the management ... activities for the Ally Invest Advisors business line. In this role, the Specialist is accountable for ensuring that all trading activities are performed and in… more
- Wells Fargo (New York, NY)
- …and achieving goals **Required Qualifications** 7+ years of Institutional Investment Operations experience, or equivalence demonstrated through one or a combination ... experience, education. **Desired Qualifications:** + Extensive knowledge and understanding of securities industry + Ability to develop and negotiate solutions to… more
- MUFG (Dallas, TX)
- …day. A member of our recruitment team will provide more details. We are seeking a Senior Loan Workout Specialist / Director in our Los Angeles or New York office ... reason(s) for default/financial distress; (iv) determine ability to turn around operations to realize improved financial performance; (v) prepare valuation analysis… more
- MUFG (Dallas, TX)
- …day. A member of our recruitment team will provide more details. We are seeking a Senior Loan Workout Specialist , Vice President in our New York or Dallas office ... reason(s) for default/financial distress; (iv) determine ability to turn around operations to realize improved financial performance; (v) prepare corporate valuation… more
- MUFG (Tempe, AZ)
- …of our recruitment team will provide more details. **Job Summary:** The Operations Technical Learning Specialist will develop and execute internal learning ... the entire department by collaborating with management, product managers, Commercial Loan Operations Services, Trade Service Operations , Payment Operations ,… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …CRM system, identifying and resolving standard issues and escalating them to a senior manager as appropriate. Set clear objectives for each sales call or meeting; ... best practices through ongoing education, attending conferences, and reading specialist media. Skills: Works without supervision and provides technical guidance… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** Preferred Qualifications TD Securities , the wholesale trading subsidiary of TD Bank is seeking a ... require the individual to interface with technology, audit, risk management and operations teams regularly. **Job Overview:** We are seeking a proactive **Platform … more
- JPMorgan Chase (San Francisco, CA)
- …solutions for our Clients through field engagement and support of the Lending Specialist organization. As an Analyst, Lending Specialist within Wealth Management ... Lending Solutions, you will partner closely with senior Lending specialists to provide business support, data insights, client and advisor engagement opportunities,… more
- T. Rowe Price (Baltimore, MD)
- …5+ years of total relevant work experience Preferred: Experience with Middle Office ETF Operations or Specialist role including: + 3+ years of ETF operations ... all products including equity, fixed income, derivatives, Collateral and margin processing, securities lending and cash services, securities and account setup… more
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