- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. ... credible challenge, and provides End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will play a key role… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Specialist as a part of the Regulatory Reporting Team within Wealth and Investment ... Specialist will drive complex lifecycle initiatives and operational excellence within Securities Operations as a strategic leader. This role plays a critical… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products...a major global investment dealer. Confidence in our US operations stems from the recognition of our in-depth industry… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Senior Institutional Investment Operations Specialist to join the Approval to Transact team as part of the Corporate Investment ... Banking (CIB) Securities Shared Services Operations (Shared Services) organization,...broader Wells Fargo organization. The Approval to Transact (A2T) senior specialist is expected to: + Problem… more
- Robert Half Finance & Accounting (Philadelphia, PA)
- Description Robert Half is looking for a Senior Operations Specialist to join our client's team in the Philadelphia area. This Senior Operations ... wire transfers and resolve reconciliation issues in real time. Requirements The ideal Senior Operations Specialist candidate should have a Bachelor's degree… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. Title: Settlement Technology Integration Specialist Summary We are seeking a senior settlement system support ... specialist to serve as the technical bridge between operations and the technology that powers our broker-dealer settlement engine. This role requires deep… more
- TD Bank (Vienna, VA)
- …details for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic ... key risk metrics and escalate issues as necessary to senior management + Leads the development, maintenance, and enhancement...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- PNC (Louisville, KY)
- …opportunity to contribute to the company's success. As a(n) Compliance Program Specialist Senior within PNC's Regulatory Compliance Governance organization, you ... Baltimore, MD or Louisville, KY. As a Compliance Program Specialist Senior , you will support investment advisory...and a deeply experienced team. Familiarity with corporate and securities operations is highly valuable for success… more
- MUFG (Jersey City, NJ)
- …on researching potential cybersecurity threats to various systems, technologies, operations , and programs throughout multiple environments. You will perform analysis ... system software and hardware security controls, access controls, computer operations , physical and environmental controls, and backup and recovery procedures.… more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Income Specialist - Wealth Operations or Senior level job and contemplates a ... of this job is to monitor and post all domestic and foreign securities related dividends, interest, and principal pay-down payments to the Commerce Trust Company… more
- TD Bank (New York, NY)
- …the Bank's risk appetite and strategic direction. **Depth & Scope:** + Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is ... this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Global Transaction Banking **Reports to:** Director, Financial Crime Risk… more
- Tri-State Generation and Transmission Association, Inc. (Westminster, CO)
- …with United States (US) Generally Accepted Accounting Principles (GAAP), the Securities and Exchange Commission (SEC), and the Federal Electric Regulatory Commission ... (EAP) and Paid Leave Benefits. **SEC Financial Research and Reporting Specialist ** Hiring Salary Range: $106,000-$135,000 Actual compensation offer to candidate may… more
- MUFG (Jersey City, NJ)
- …more details. **Overview** We are seeking a highly skilled and motivated Payments Support Specialist to join our IT team. Based in Jersey City, NJ or New York ... NY, the individual in this role will be responsible for ensuring smooth operations and providing comprehensive technical support for payment systems. As a key member… more
- Duke Energy (Charlotte, NC)
- …recognition for your work, and competitive pay and benefits. The Senior Project Information Management Specialist provides Information Management support, ... Support Services Company supporting information and system content, user requests, system securities (EDMS), and information quality reviews in support of very high… more
- TD Bank (New York, NY)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- TD Bank (New York, NY)
- …skills. + Bachelor's degree required, relevant certifications a plus. The Operations Analyst/ Specialist II TDS coordinates and executes projects primarily ... improvement of Operations and/or the attainment of organizational objectives. The Operations Analyst/ Specialist II TDS assists Operations management in… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... region of the world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …cost allocation concepts and practices. + Principles of banking and finance and securities industry operations . **Skill in** + Analyzing financial information. + ... reporting on collections, loan defaults, and held balances to business unit senior management. + Identifies potential process improvements to increase efficiency in… more
- Stanford University (Stanford, CA)
- Senior University Counsel **Office of the General Counsel, Stanford, California, United States** Compliance Legal Post Date Oct 17, 2025 Requisition # 107537 The ... Senior University Counsel will be responsible for providing expert...lean, dedicated legal team supporting all aspects of SMC's operations to assist in providing current and long-term support… more
- Bank of America (Beverly Hills, CA)
- Senior Business Manager Beverly Hills, California **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Beverly-Hills/ Senior -Business-Manager\_25044543) **Job Description:** Merrill Wealth Management is a leading… more
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