- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist . This role is critical for the setup, ongoing support, and ... and larger WIM Operations . Some of the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End of… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of Tax Reporting and Cost Basis team within Wealth and ... Investment Management Operations . The Senior Specialist will...planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist who will play a critical role in supporting the teams' daily ... large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately complex… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Trust Account Opening and Maintenance team within ... governance and reporting and meeting compliance standards set by regulators. The Senior Securities Operations Specialist will field requests from the… more
- Commerce Bank (Kansas City, MO)
- …compensation range for some roles. This compensation range is for the Senior Securities Specialist - Wealth Operations job and contemplates a wide range ... IRA Pricing Review + Research and make informed decisions related to Worthless Securities + Monitor various pricing and asset set-up reports to ensure accuracy and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Specialist overseeing Funding and Liquidity for Wells Fargo Clearing Services, ... accuracy of cash movement and managing risk. As a senior member of the team, this position requires extensive...cash management, regulatory compliance and process optimization. The Lead Securities Operations Specialist serves as… more
- Citigroup (Tampa, FL)
- **Job purpose:** Securities Service is a key business within the Citi Institutional Clients Group. The business covers Custody, Funds Services and Direct Custody ... operational and satisfied post go-live. + Partner up with BAU Operations to champion operational solutions and challenge manual/bespoke/inefficient processes to… more
- PNC (Pittsburgh, PA)
- …and have an opportunity to contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be ... PNC Capital Markets forward. PNCCM is registered as a securities broker and dealer, and we provide support to...management. Key stakeholders include Bank Accounting, LOB Finance, Risk, Operations , Compliance and Legal. * Participate in the annual… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist **In this role, you will:** + Identify, research and ... + Manage client account onboarding, cash payments, customer service, funding operations , custodial operations , securities settlement services, structured… more
- JPMorgan Chase (Columbus, OH)
- …and estates, loans, mortgages, and deposits. **Job Summary** : As an SBL Sr Specialist within Wealth Management Operations , you will be supporting the JP Morgan ... of the client experience, working closely with lending advisory, operations , risk, and finance. The Securities Based Lending (SBL) team is designed to handle a… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- TD Bank (Charlotte, NC)
- …expertise in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and ... more specific details for this role. **Job Description:** The Senior Governance & Control Specialist is the...a basis for recommending large-scale product, technical, functional or operations improvements + Serves as a source of expert… more
- Morgan Stanley (Seattle, WA)
- …paced and complex environment, and can drive conversations to obtain desired results. The Senior Risk & Controls Specialist brings a deep understanding of IT and ... diversifying its workforce (M/F/Disability/Vet). #LI-CG2 **Job:** **Risk Management* **Title:** * Senior Risk and Controls Specialist - Parametric* **Location:**… more
- MUFG (Los Angeles, CA)
- …day. A member of our recruitment team will provide more details. We are seeking a Senior Loan Workout Specialist / Director in our Los Angeles or New York office ... reason(s) for default/financial distress; (iv) determine ability to turn around operations to realize improved financial performance; (v) prepare valuation analysis… more
- Truist (Atlanta, GA)
- …responsible for providing product and/or processing expertise within Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... Capital Markets Operations and to be a manager or team lead...on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client Support or Margin/Collateral… more
- Office of the Comptroller of the Currency (Washington, DC)
- …Talent Acquisitions headquartered in Washington, DC. Responsibilities As a Supervisory HR Specialist (Manager, HR Operations ), you will: Manage the OCC's ... of all related responsibilities and resolution of problems encountered in day-to-day operations . Provide expert advice and guidance to senior management and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Sr. Compliance Specialist for the Operational Excellence, Governance & Controls (OEGC) team as part of Corporate ... Wells Fargo's regulatory changes are implemented by supporting the CRCM's operations , efficiency gains, assurance of enterprise policy and procedures adherence, and… more
- Deloitte (Columbus, OH)
- Manager/ Specialist Master, Operations & Technology Transformation, Insurance, Guidewire Integration & Configuration What we do Operations and Technology ... in the world, serving over 90% of Fortune 500 banking, insurance, securities , investment management, and real estate companies. Candidate profile The ideal candidate… more
- Broadridge Financial Solutions (Newark, NJ)
- …come join the Broadridge team. Broadridge is hiring! Were seeking a Corporate Actions Operations Specialist to join our dynamic team for a contract opportunity. ... Mandatory events, Fixed Income, Class Actions, Bankruptcy, Proxy and physical securities processing + Provide exceptional client service to our outsourcing clients… more
- Securities and Exchange Commission (Miami, FL)
- …our commitment to public service. Duties Include: Serves as a supervisor and senior paralegal specialist providing support for the SEC Enforcement Division in ... of administrative, and civil, cases in violation of federal securities laws. Responsibilities At the Securities and...in connection with issues and developments relating to paralegal operations in the MIRO in meetings with staff internal… more
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