• Consumer Investments - Investment Specialist…

    Bank of America (Chandler, AZ)
    Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 & 66) Chandler, Arizona **Job Description:** At Bank of America, we are guided by a ... more
    Bank of America (03/29/25)
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  • Financial Solutions Advisor - Bilingual Spanish…

    Bank of America (Chandler, AZ)
    Financial Solutions Advisor - Bilingual Spanish ( Series 7 required) Chandler, Arizona **Job Description:** **Position Description** Financial Solutions Advisors ... more
    Bank of America (04/17/25)
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  • National Financial Solutions Advisor I (Lincoln,…

    Bank of America (Lincoln, RI)
    National Financial Solutions Advisor I (Lincoln, RI) ( Series 7 Required) Lincoln, Rhode Island **Job Description:** At Bank of America, we're creating real, ... more
    Bank of America (04/09/25)
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  • Sr Registered Client Service Associate…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …* SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and 63 licensing required. Must be able to be licensed ... more
    Raymond James Financial, Inc. (04/02/25)
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  • Registered Client Service Associate…

    Raymond James Financial, Inc. (TN)
    …* SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and 63 Licenses Required - Must be able to be ... more
    Raymond James Financial, Inc. (03/04/25)
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  • Registered Service Associate - 7 & 63…

    Raymond James Financial, Inc. (FL)
    …+ SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 and 63 licenses required. Must be licensed in All 50 ... more
    Raymond James Financial, Inc. (04/11/25)
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  • Capital Markets Director - Str/Org (IC) (F)

    PNC (Chicago, IL)
    …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... more
    PNC (04/11/25)
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  • Capital Markets Associate…

    PNC (New York, NY)
    …you will be based in New York, NY. . SIE, Series 52 and 63 (or Series 7 , if taken prior to 11/ 7 /2011, is acceptable in lieu of Series 52). Required ... more
    PNC (04/11/25)
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  • Capital Markets Managing Director I-Trading (M)(F)

    PNC (New York, NY)
    …Markets organization, you will be based in New York, NY. Finra licensed required: SIE, Series 7 and 63. Required within 120 days of hire. Preferences: Extensive ... more
    PNC (03/27/25)
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  • Branch Operations Manager

    Raymond James Financial, Inc. (Indianapolis, IN)
    …: * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 , 9 & 10 required. * Series 63, 65 and/or ... more
    Raymond James Financial, Inc. (04/02/25)
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  • Branch Administrative Manager

    Raymond James Financial, Inc. (Los Angeles, CA)
    …: * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 9 & 10 if required by ... more
    Raymond James Financial, Inc. (02/07/25)
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  • Merrill Associate Market Supervision Manager

    Bank of America (Washington, DC)
    …client centric individual who has or is able to obtain the following in a specified timeframe: Series 7 (SIE, 7 Top-Off) AND Series 66 (or Series ... more
    Bank of America (04/09/25)
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  • Merrill Market Supervision Manager

    Bank of America (Beverly Hills, CA)
    …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... more
    Bank of America (04/17/25)
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  • Branch Manager

    Raymond James Financial, Inc. (Kalamazoo, MI)
    …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and 9 & 10 (or 8) required. * Series ... more
    Raymond James Financial, Inc. (04/15/25)
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  • Client Workflow Supervision Supervisory Principal

    Citigroup (San Antonio, TX)
    …improvement initiatives. + Required Securities Licensure (depending on role select from the following): + Series 7 license; and + Series 63 and Series ... more
    Citigroup (04/04/25)
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  • Branch Manager - Ocala

    Raymond James Financial, Inc. (The Villages, FL)
    …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and 9 & 10 (or 8) required. * Series ... more
    Raymond James Financial, Inc. (04/02/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (Fort Worth, TX)
    …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... more
    Bank of America (04/01/25)
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  • International Supervision Manager

    Bank of America (San Diego, CA)
    …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... more
    Bank of America (03/28/25)
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  • Merrill Market Supervision Manager

    Bank of America (Albuquerque, NM)
    …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... more
    Bank of America (03/21/25)
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  • Merrill Market Supervision Manager

    Bank of America (Charlotte, NC)
    …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... more
    Bank of America (02/22/25)
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