• USAA (Colorado Springs, CO)
    …Equivalency Diploma required.Required maintenance of Life/Health license.Required maintenance of FINRA Series 7 license.Required maintenance of FINRA Series ... more
    JobGet (03/24/25)
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  • Citizens (Norwell, MA)
    …working with affluent and high net worth clients. A minimum of two licenses required: SIE, Series 6 (or 7 ), 63 (or 66), and Life and Health, Accident Insurance ... more
    JobGet (03/22/25)
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  • Consumer Investments - Investment Specialist…

    Bank of America (Lincoln, RI)
    Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 & 66) Lincoln, Rhode Island **Job Description:** At Bank of America, we are guided by a ... more
    Bank of America (03/15/25)
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  • Financial Solutions Advisor - Bilingual Spanish…

    Bank of America (Chandler, AZ)
    Financial Solutions Advisor - Bilingual Spanish ( Series 7 required) Chandler, Arizona **Job Description:** **Position Description** Financial Solutions Advisors ... more
    Bank of America (01/16/25)
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  • National Financial Solutions Advisor I (Lincoln,…

    Bank of America (Lincoln, RI)
    National Financial Solutions Advisor I (Lincoln, RI) ( Series 7 Required) Lincoln, Rhode Island **Job Description:** At Bank of America, we're creating real, ... more
    Bank of America (02/06/25)
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  • Registered Client Service Associate…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …* SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and 63 Licenses Required - Must be able to be ... more
    Raymond James Financial, Inc. (03/04/25)
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  • Supervisor, Operations - Series 7

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …service organization. + SIE required provided that an exemption or grandfathering cannot be applied Series 7 and 63/65 or 66 Required - must be registered in all ... more
    Raymond James Financial, Inc. (01/09/25)
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  • GCO Risk Advisor - FINRA - Series 4,…

    Truist (Richmond, VA)
    …+ Master's degree in finance or business, or equivalent education and related training. + **FINRA Series 4, 7 , 24, 53, and 66 licenses ( Series 9 &10 can ... more
    Truist (01/31/25)
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  • " Series 7 " " Series 63"…

    TEKsystems (Fort Worth, TX)
    Role Responsibilities: MUST HAVE Series 6, and 63, (or equivalent) 65, and Life and Health certifications required for various levels  Conduct three proactive ... more
    TEKsystems (03/23/25)
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  • Regional Compliance Manager (Willing to Obtain…

    Equitable (Williamsville, NY)
    …(https://portal.equitable.com/appentry/EDoxRedirect?node\_id=A2023013000001) **Qualifications** **Required Qualifications** + FINRA Series 7 & 24 registrations ... more
    Equitable (03/21/25)
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  • Capital Markets Assistant Sr-Sales/Trade (F)

    PNC (New York, NY)
    …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... more
    PNC (02/07/25)
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  • Capital Markets Managing Director I-Sales (IC)(F)

    PNC (New York, NY)
    …Markets organization, you will be based in New York, NY. Finra licensed required: SIE, Series 7 and 63. Required within 120 days of hire. Preferences: Extensive ... more
    PNC (01/13/25)
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  • Capital Markets Director- Str/Org (IC)(F)

    PNC (New York, NY)
    …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... more
    PNC (03/15/25)
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  • Capital Markets Managing Director - Liability…

    PNC (Charlotte, NC)
    …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... more
    PNC (03/14/25)
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  • Branch Operations Manager

    Raymond James Financial, Inc. (Greenwood, IN)
    …: * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 , 9 & 10 required. * Series 63, 65 and/or ... more
    Raymond James Financial, Inc. (03/12/25)
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  • Branch Administrative Manager

    Raymond James Financial, Inc. (Los Angeles, CA)
    …: * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 9 & 10 if required by ... more
    Raymond James Financial, Inc. (02/07/25)
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  • Branch Operations Manager (Columbus, GA)

    Raymond James Financial, Inc. (Columbus, GA)
    …: + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 , 9 & 10 required. + Series 63, 65 and/or ... more
    Raymond James Financial, Inc. (01/25/25)
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  • Merrill Associate Market Supervision Manager

    Bank of America (Pepper Pike, OH)
    …client centric individual who has or is able to obtain the following in a specified timeframe: Series 7 (SIE, 7 Top-Off) AND Series 66 (or Series ... more
    Bank of America (03/04/25)
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  • Merrill Market Client Relationship Manager

    Bank of America (Pittsburgh, PA)
    …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... more
    Bank of America (03/21/25)
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  • Merrill Market Supervision Manager

    Bank of America (Albuquerque, NM)
    …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... more
    Bank of America (03/21/25)
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