- TEKsystems (Fort Worth, TX)
- …customers about trading, moving money, etc. + Average 30 + calls per day Skills Series 7 , series 63, series 66, customer service, trade desk, call center ... Additional Skills & Qualifications + Need Series 7 & 63 or 66 + At least one year of work experience in a business setting is required, with a preference for… more
- Bank of America (Pennington, NJ)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Pennington, New Jersey **Job Description:** At Bank of America, we are guided by a ... skills * Is prepared to pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66. * Wants to establish a long-term career in the… more
- Bank of America (Chandler, AZ)
- Financial Solutions Advisor - Bilingual Spanish ( Series 7 required) Chandler, Arizona **Job Description:** **Position Description** Financial Solutions Advisors ... (FSAs) are phone-based licensed advisors ( Series 7 and 66 required) that provide clients with holistic financial advice and guidance by ident ifying broader… more
- Bank of America (Pennington, NJ)
- National Financial Solutions Advisor I (Pennington, NJ) ( Series 7 Required) Pennington, New Jersey **Job Description:** At Bank of America, we're creating real, ... We always put our clients first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if not currently held, Series 66 must be… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and 63/65 or 66 Required. * Series 9, ... 10 and 24 preferred. **Job:** Operations **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization** Private Client Group **Schedule** Full-time **Job Shift** Day Job **Travel** Yes, 10 % of the Time **Req ID:** 2402568 more
- Bank of America (New York, NY)
- Corporate Financial Solutions Advisor (CFSA) - Series 7 and 66 REQUIRED (Evergreen) New York, New York;Atlanta, Georgia **Job Description:** **What is my role as ... procedures and processes **What skills are required to be a** **Corporate FSA?** + Series 7and66 Required + 2+ years' experience in a metrics-based sales or service… more
- PNC (Madison, NY)
- …(Tax-Exempt): Municipal Trading and Underwriting - SIE, Series 52 and 63 (or Series 7 , if taken prior to 11/ 7 /2011, is acceptable in lieu of Series ... within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. Derivatives -… more
- PNC (New York, NY)
- …Markets organization, you will be based in New York, NY. Finra licensed required: SIE, Series 7 and 63. Required within 120 days of hire. Preferences: Extensive ... within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. Derivatives -… more
- Huntington National Bank (Columbus, OH)
- …or equivalent. + Minimum of 5 years of experience in a sales support role + Series 6 or Series 7 securities licenses + Additional License Requirements upon ... required to be obtained within 120 days of hire Preferred Qualifications: + Bachelor's Degree + Series 7 and Series 24 + Series 63/65 or Series 66… more
- Bank of America (Chandler, AZ)
- …with terms and conditions set forth in the offer letter.** **You must achieve your SIE, Series 7 and Series 63 licensing with 240 days of your start ... need to successfully obtain your industry licenses (Security Industry Essentials SIE, Series 7 and Series 63 licensing). These credentials along with your… more
- Bank of America (Sewickley, PA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Advisors on the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that provide clients with holistic financial advice… more
- Bank of America (Frisco, TX)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses and Series 3, 31 licenses, if warranted + Minimum of 5+ years… more
- Bank of America (Albuquerque, NM)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum of 5+ years professional… more
- Bank of America (Philadelphia, PA)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses and Series 3, 31 licenses, if warranted + Minimum of 5+ years… more
- Bank of America (Cincinnati, OH)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum of 5+ years professional… more
- Bank of America (Northbrook, IL)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum of 5+ years professional… more
- Bank of America (Miami, FL)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses + Series 3, 31 licenses, if warranted + Minimum of 5+ years professional… more
- Citigroup (San Antonio, TX)
- …improvement initiatives. + Required Securities Licensure (depending on role select from the following): + Series 7 license; and + Series 63 and Series ... 65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series 24 **Education:** + Bachelor's/University degree or equivalent experience,… more
- HSBC (New York, NY)
- …of 7 -10 years proven Private Banking supervisory or related investment supervisory experience requiredSIE, Series 7 , Series 9, Series 10, Series ... 24 (preferred), Series 66 (or Series 63 and Series 65) + Experience supervising Registered Investment Advisors, and RIA products + Familiarity with FINRA,… more
- Bank of America (Los Angeles, CA)
- …and appropriately delegating team work. **Required skills:** + Candidates are **required** to currently hold Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) equivalent licenses + Minimum 5+ years professional experience required + Current or previous Merrill… more
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