- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $225,000 - $250,000 USD TD ... participate in existing facilities. Meetings are facilitated in the United States and require travel to the...positions. The position liaises closely with the Bank's other operations in Canada, Europe, and the US … more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD ... TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading...positions. The position liaises closely with the Bank's other operations in Canada, Europe, and the US … more
- SMBC (White Plains, NY)
- …business. This role is an extension of the broader New York based Securities Operations team. The role reports to the Head of Middle Office and Settlements ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...clients, focusing on North America and Latin America. The Securities Operations Group within SMBC Nikko … more
- Citigroup (Tampa, FL)
- …In current state, the Brokerage team is comprised of 46 individuals based in the United States (Tampa), the United Kingdom (Belfast) and with a third-party ... Head of Brokerage Services, Futures and Derivatives Clearing Operations ** , The global Head of Brokerage...Processing **Time Type:** Full time **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary… more
- NatWest Markets (Stamford, CT)
- Head of Regulatory Relations, Corporate Governance, and Registrations Stamford, United States Permanent Full Time \#R-00244253 Our people work differently ... people to thrive. This role is based in the United States and as such all normal...experience interacting with external regulators. A robust understanding of US securities regulations is alsorequired, along with… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Finance **Pay Detail:** $200,000 - $280,000 CAD TD is ... more specific details for this role. **Job Description:** The Head of Product Control is accountable for ensuring accurate...sheet for the Corporate Investment Banking business in TD Securities . This role will liaise with Front Office, Information… more
- Citigroup (Tampa, FL)
- …Business Risk & Control **Time Type:** Full time **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary Range:** $170,000.00 - ... by the Services Segment business teams, both front office and Services-specific operations . This position reports to the Services, Markets, Banking/ International &… more
- Vanguard (Malvern, PA)
- …key risk partner, provides risk oversight and guidance for Global Investment Service and Operations across US , Europe, and Australia. + Leads and works in teams ... the primary risk partner for the leadership of Vanguard's critical investment operations that work with portfolio management functions to facilitate trading, manage… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,… more
- Citigroup (Roanoke, TX)
- …Family:** Infrastructure **Time Type:** Full time **Primary Location:** Roanoke Texas United States **Primary Location Full Time Salary Range:** $156,160.00 ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- US Bank (Charlotte, NC)
- … US Department of Homeland Security E-Verify program in all facilities located in the United States and certain US territories. The E-Verify program is an ... At US Bank, we're on a journey to do...leading a best-in-class organization, leveraging highly disciplined business, financial, operations , credit, and risk management processes, and demonstrated experience… more
- SMBC (New York, NY)
- …This role will manage the P&L for this business and report into the head of cash management for the US . **Responsibilities** Lead product organization, including ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed… more
- Vanguard (Malvern, PA)
- …company regulations will complement the required skills. As a trusted leader, the Head of Retail Regulatory Enablement, will also provide strategic direction to a ... this compliance leader, directly and through a team, will support business operations and initiatives, identify, and respond to ongoing regulatory changes, and… more
- MUFG (New York, NY)
- …that support the back-office functions of the broker-dealer, including trading operations , risk management, and regulatory compliance. The successful candidate will ... of applications that support the back-office functions, including trading operations , risk management, and regulatory compliance. + Provide technical guidance… more
- Janus Henderson Investors (Denver, CO)
- Why work for us ? A career at Janus Henderson is more than a job, it's about investing in a brighter future together . Our Mission at Janus Henderson is to help ... in payroll, with a significant portion managing or overseeing global payroll operations . + Proven leadership and team management skills. + Strong analytical and… more
- Citigroup (Jacksonville, FL)
- …PTE 2020-02, Reg S, Reg D, Reg W, Reg 9, Cross Border Activities (non- US securities regulatory regimes), Servicemembers Civil Relief Act (SCRA), FINRA 2090 (Know ... The Head of US Citigold/Citi Private Client...Control **Time Type:** Full time **Primary Location:** Jacksonville Florida United States **Primary Location Full Time Salary… more
- Citigroup (Getzville, NY)
- …Derivatives Processing **Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary Range:** $92,000.00 - ... process. The success candidate will report to the Global Head of OTC Margin Operations and will...organization's model and its future development. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities … more
- Citigroup (Tampa, FL)
- … and Derivatives Processing **Time Type:** Full time **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary Range:** $103,920.00 - ... Citi is seeking a Vice President within Markets Operations organization supporting our Exchange Traded Derivatives and...business. The candidate will report into the North America Head of Controls. The current team resides in Tampa,… more
- SMBC (New York, NY)
- …the Sales & Trading Vertical BCO's vertical level assessment + Supports the head of the Nikko Securities America, Inc. strategy and product development ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed… more
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