- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,… more
- Citigroup (Jersey City, NJ)
- …Processing **Time Type:** Full time **Primary Location:** Jersey City New Jersey United States **Primary Location Full Time Salary Range:** $129,840.00 - ... and externally as needed to support the strategic goals. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- Citigroup (New York, NY)
- …streamline processes and drive strategy across our industry. **Job Purpose** The Nam Syndicate Operations Head will report to the Global Syndicate Operations ... investing in a multi-year Tech Transformation, the Nam Syndicate Operations Head will be tasked executing the...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Mizuho Corporate Bank (New York, NY)
- …assurance and consulting function, designed to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in ... markets conduct and Volcker rule). + Knowledge of financial services operations , finance, liquidity, compliance, conduct, financial crime, technology, credit risk,… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $170,000 - $300,000 USD TD ... Head of Compliance, Trade Surveillance and Communications, TDS ( US ) reports to the TDBG Managing Director and Global...expectations (eg, Federal Reserve, OCC, FINRA, SEC, CFTC and US securities and futures exchanges, such as… more
- NatWest Markets (Stamford, CT)
- …Head of Regulatory Relations, Corporate Governance, and Registrations Stamford, United States Permanent Full Time \#R-00244253 Share: ... people to thrive. This role is based in the United States and as such all normal...experience interacting with external regulators. A robust understanding of US securities regulations is alsorequired, along with… more
- JPMorgan Chase (Tampa, FL)
- …that make it easy and convenient for our clients to do business with us . The Operations functions help drive growth through client-centric solutions and ... Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout...is a leading financial services firm based in the US , with operations worldwide. The firm is… more
- Citigroup (New York, NY)
- …Sales Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $250,000.00 - ... of solutions to our clients . The Trade Sales head will lead a team of Trade Sales Specialists...impact or influence on company revenues, capital or business operations . Typically, a direct report to an EB role… more
- Citigroup (Tampa, FL)
- …Business Risk & Control **Time Type:** Full time **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary Range:** $170,000.00 - ... by the Services Segment business teams, both front office and Services-specific operations . This position reports to the Services, Markets, Banking/ International &… more
- Vanguard (Malvern, PA)
- …key risk partner, provides risk oversight and guidance for Global Investment Service and Operations across US , Europe, and Australia. + Leads and works in teams ... the primary risk partner for the leadership of Vanguard's critical investment operations that work with portfolio management functions to facilitate trading, manage… more
- Citigroup (Irving, TX)
- …Digital Software Engineering **Time Type:** Full time **Primary Location:** Irving Texas United States **Primary Location Full Time Salary Range:** $170,000.00 - ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- SMBC (New York, NY)
- …This role will manage the P&L for this business and report into the head of cash management for the US . **Responsibilities** Lead product organization, including ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,… more
- Vanguard (Malvern, PA)
- …company regulations will complement the required skills. As a trusted leader, the Head of Retail Regulatory Enablement, will also provide strategic direction to a ... this compliance leader, directly and through a team, will support business operations and initiatives, identify, and respond to ongoing regulatory changes, and… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... assumptions and risk projections for the loans within the US CRE Lending portfolio - Review and approve regular...model by collaborating with internal groups such as Credit, Operations , Strats and IT - Gather industry and company… more
- Janus Henderson Investors (Denver, CO)
- Why work for us ? A career at Janus Henderson is more than a job, it's about investing in a brighter future together . Our Mission at Janus Henderson is to help ... ability to organize, analyze and support distribution-related master data and supporting operations + An operations orientation that enables the creation of… more
- MUFG (New York, NY)
- …that support the back-office functions of the broker-dealer, including trading operations , risk management, and regulatory compliance. The successful candidate will ... of applications that support the back-office functions, including trading operations , risk management, and regulatory compliance. + Provide technical guidance… more
- Janus Henderson Investors (Denver, CO)
- Why work for us ? A career at Janus Henderson is more than a job, it's about investing in a brighter future together . Our Mission at Janus Henderson is to help ... in payroll, with a significant portion managing or overseeing global payroll operations . + Proven leadership and team management skills. + Strong analytical and… more
- Citigroup (Jacksonville, FL)
- …PTE 2020-02, Reg S, Reg D, Reg W, Reg 9, Cross Border Activities (non- US securities regulatory regimes), Servicemembers Civil Relief Act (SCRA), FINRA 2090 (Know ... The Head of US Citigold/Citi Private Client...Control **Time Type:** Full time **Primary Location:** Jacksonville Florida United States **Primary Location Full Time Salary… more
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